DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
China Asset Management (Hong Kong) Limited
Latest filing Mar 31, 2026
First filing on the tape Mar 21, 2013 · 21 filings
SEC status approved since Apr 12, 2013
RAUM
$24B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
104
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$24B as of Mar 31, 2026
Mar 31, 2014$3.4B then
HNW client RAUM$29.6M as of Mar 31, 2022
Mar 30, 2018$105M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20140 then
Employees (5.A)104 as of Mar 31, 2026
Mar 31, 201440 then
Private funds1 as of Mar 31, 2026
Mar 30, 20161 then
RAUM +88% over the last fiscal year+66% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $288MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 7.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +88%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B82%
- Banks and thrifts$1.4B5.9%
- Corporations and businesses$1.2B5.1%
- Insurance companies$936M3.9%
- Pension and profit-sharing plans$527M2.2%
- State and municipal entities$242M1.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 83reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.82 institutional_share=0.07 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Chinaamc China Growth Fund | Hedge Fund | $4.6M | 12 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Kwai Man Chan · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- Hok Lim Chow · Chief Operating Officercontrolsince 09/2016 · owns less than 5%
- Tian Gan · Chief Executive Officercontrolsince 09/2020 · owns less than 5%
- Fung Ming Li · Directorcontrolsince 05/2018 · owns less than 5%
- Yimei Li · Directorcontrolsince 05/2018 · owns less than 5%
- Liqiang Sun · Directorcontrolsince 03/2022 · owns less than 5%
- Roger Andre Desmarais · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
- Guy Paul Desmarais · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
- Caroline Sophie Desmarais · Trusteecontrolsince 03/2018 · owns F of The Desmarais Family Residuary Trust
- Nmn Guy Fortin · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
Entity owners
- China Asset Management Co. Ltd · Shareholderdirect · owns 75% or more
- Citic Securities Co., Ltd · Shareholderindirect · owns 50% to 75% of China Asset Management Co., Ltd
- Igm Financial Inc. · Shareholderindirect · owns 75% or more of Mackenzie Inc.
- Mackenzie Inc. · Corporationindirect · owns 75% or more of Mackenzie Investments
- Mackenzie Investments · Shareholderindirect · owns 25% to 50% of China Asset Management Co. Ltd
- Pansolo Holding Inc. · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
- Power Corporation Of Canada · Shareholderindirect · owns 75% or more of Power Financial Corporation
- Power Financial Corporation · Shareholderindirect · owns 50% to 75% of Igm Financial Inc.
- The Desmarais Family Residuary Trust · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
Related persons
Schedule D 7.A
- China Asset Management Co., Limitedinvestment advisery
- Citic Securities Co., Limitedbroker-dealery
- Mackenzie Investmentsbroker-dealerinvestment adviserbanknRAUM $195B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $12,746,807,360 to $23,904,220,265 (+88.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (471 comparable advisers, 96.0th percentile of changes)peers: asset managers, $20B and over (471) · 96% percentile
What changed
consecutive filings, newest first
- Advisory employees · 16 to 23Mar 31, 2025 to Mar 31, 2026
- Accounts · 74 to 83Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 13 to 12Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 45 to 44Mar 31, 2025 to Mar 31, 2026
- Employees · 94 to 104Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $12B to $23BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $472M to $595MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $413M to $527MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $9.6B to $20BMar 31, 2025 to Mar 31, 2026
- RAUM · $13B to $24BMar 31, 2025 to Mar 31, 2026
- Accounts · 73 to 74Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 19 to 16Mar 27, 2024 to Mar 31, 2025
- Corporate clients · 11 to 13Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 46 to 45Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- HQ state · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.7B to $12BMar 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $457M to $472MMar 27, 2024 to Mar 31, 2025
- Pension RAUM · $329M to $413MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.2B to $9.6BMar 27, 2024 to Mar 31, 2025
- RAUM · $7.2B to $13BMar 27, 2024 to Mar 31, 2025
- Accounts · 71 to 73Nov 17, 2023 to Mar 27, 2024
- Advisory employees · 20 to 19Nov 17, 2023 to Mar 27, 2024
- Corporate clients · unset to 11.0Nov 17, 2023 to Mar 27, 2024
- Pooled vehicle clients · 50 to 46Nov 17, 2023 to Mar 27, 2024
- Employees · 83 to 94Nov 17, 2023 to Mar 27, 2024
- Discretionary RAUM · $4.8B to $6.7BNov 17, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $498M to $457MNov 17, 2023 to Mar 27, 2024
- Pension RAUM · $343M to $329MNov 17, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $3.6B to $5.2BNov 17, 2023 to Mar 27, 2024
- RAUM · $5.3B to $7.2BNov 17, 2023 to Mar 27, 2024
- Related bank · false to trueMar 31, 2023 to Nov 17, 2023
- Accounts · 79 to 71Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 23 to 20Mar 31, 2022 to Mar 31, 2023
- Corporate clients · 12.0 to unsetMar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 25 to 50Mar 31, 2022 to Mar 31, 2023
- Employees · 79 to 83Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.2B to $4.8BMar 31, 2022 to Mar 31, 2023
- HNW RAUM · 29577648.0 to unsetMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $918M to $498MMar 31, 2022 to Mar 31, 2023
Signals
16 dated events
- China Asset Management (Hong Kong) Limited reported RAUM $23.9B, up 88% from $12.7B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- China Asset Management (Hong Kong) Limited reported RAUM $12.7B, up 78% from $7.2B (2024-03-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- China Asset Management (Hong Kong) Limited reported RAUM $7.2B, up 36% from $5.3B (2023-11-17 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Roger Andre Desmarais (Trustee) appeared on Schedule A of China Asset Management (Hong Kong) LimitedNov 17, 2023 · Control person joined · fact
- Nmn Guy Fortin (Trustee) appeared on Schedule A of China Asset Management (Hong Kong) LimitedNov 17, 2023 · Control person joined · fact
- Guy Paul Desmarais (Trustee) appeared on Schedule A of China Asset Management (Hong Kong) LimitedNov 17, 2023 · Control person joined · fact
- Caroline Sophie Desmarais (Trustee) appeared on Schedule A of China Asset Management (Hong Kong) LimitedNov 17, 2023 · Control person joined · fact
- Minghui Yang (Director) no longer on Schedule A of China Asset Management (Hong Kong) Limited (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- China Asset Management (Hong Kong) Limited reported RAUM $5.3B, down 27% from $7.2B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Liqiang Sun (Director) appeared on Schedule A of China Asset Management (Hong Kong) LimitedMar 31, 2023 · Control person joined · fact
- Xiaoling Zhang (Chief Executive Officer) no longer on Schedule A of China Asset Management (Hong Kong) Limited (listed 2020-03-30, absent 2021-03-19)Mar 19, 2021 · Control person left · inference
- Min Li (Director) appeared on Schedule A of China Asset Management (Hong Kong) LimitedMar 27, 2019 · Control person joined · fact
- Xiaodong Tang (Director) no longer on Schedule A of China Asset Management (Hong Kong) Limited (listed 2018-03-30, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Yimei Li (Director) appeared on Schedule A of China Asset Management (Hong Kong) LimitedMar 27, 2019 · Control person joined · fact
- China Asset Management (Hong Kong) Limited reported RAUM $7.1B, up 34% from $5.3B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- China Asset Management (Hong Kong) Limited filed its initial SEC registration (Form ADV)Mar 21, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/chinaamchkreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CHINAAMC.COM.HKreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 852-3406-8688reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026