DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mackenzie Investments
Legal name Mackenzie Financial Corporation
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Sep 3, 1985
RAUM
$195B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,362
107 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
2
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$195B as of Mar 30, 2026
Mar 30, 2012$64B then
HNW client RAUM$0 as of Mar 30, 2022
Mar 29, 2018$17.1M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)1,362 as of Mar 30, 2026
Mar 28, 2013950 then
Private funds2 as of Mar 30, 2026
Mar 30, 20121 then
RAUM +20% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $284MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$163B84%
- Insurance companies$29B15%
- Pension and profit-sharing plans$2.4B1.2%
- Charitable organizations$5.0M0.0%
- State and municipal entities$2.4M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 685reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.84 institutional_share=0.16 related_bd=true related_bank=true bd_reps=11.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mackenzie Global Environmental Equity Master Fund (Cayman) LP | Other Private Fund | $88.2M | 1 | Mar 30, 2022 |
| Mackenzie Global Environmental Equity Fund (Cayman) Ltd. | Other Private Fund | $88.2M | 8 | Mar 30, 2022 |
| Mackenzie Global Energy Long / Short Master Fund (Cayman) LPno longer reported | Hedge Fund | $18.3M | 3 | Jun 6, 2017 |
| Cundill Global Value, L.P.no longer reported | Hedge Fund | $12.0M | 3 | Mar 30, 2012 |
| Mackenzie Global Energy Long / Short Fund (Delaware) LPno longer reported | Hedge Fund | $2.0M | 1 | Jun 6, 2017 |
| Cundill International Company Ltd.no longer reported | Hedge Fund | $1.5M | 1 | Mar 28, 2013 |
| Mackenzie Global Energy Long / Short Fund (Cayman) Ltd.no longer reported | Hedge Fund | $0 | 1 | Jun 6, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Kristin Ashcroft · Director And Executive Vice-President, Products And Solutionscontrolsince 03/2023 · owns less than 5%
- Kim Naomi Bartlett · Directorcontrolsince 03/2022 · owns less than 5%
- Wilson Jay Christopher Boyle · Senior Vice President, Institutionalcontrolsince 01/2017 · owns less than 5%
- Nathanial Gary Chateram · Senior Vice-President, Co-Head Of Retailcontrolsince 09/2020 · owns less than 5%
- William Michael Dibden · Executive Vice-President, Chief Operating Officercontrolsince 06/2017 · owns less than 5%
- Lynn Karen Gavan · Directorcontrolsince 05/2007 · owns less than 5%
- Suzanne Rhonda Goldberg · Executive Vice-President, General Counselcontrolsince 03/2019 · owns less than 5%
- Luke Gregoire Joseph Gould · Director, Chariman President And Chief Executive Officercontrolsince 07/2022 · owns less than 5%
- Gregory Steven Locke · Chief Investment Officer, Fixed Income And Multi-Asset Strategiescontrolsince 01/2021 · owns less than 5%
- Carolyn Lesley Marks · Chief Investment Officer, Equitiescontrolsince 01/2021 · owns less than 5%
- Elizabeth Nancy Mccuaig · Directorcontrolsince 03/2022 · owns less than 5%
- Gordon Mcintosh Douglas Milne · Executive Vice-President, Chief Marketing Strategy Officercontrolsince 05/2017 · owns less than 5%
- David Bernard Keith Potter · Executive Vice-President And Chief Financial Officercontrolsince 07/2022 · owns less than 5%
- Ann Cynthia Reiter Currie · Executive Vice-President, Chief Human Resources Officercontrolsince 09/2018 · owns less than 5%
- Theodoros Rountes · Vice-President, Fund Services And Chief Financial Officer, Fundscontrolsince 02/2012 · owns less than 5%
- Eloise Gillian Seidler · Vice-President, Chief Compliance Officercontrolsince 05/2018 · owns less than 5%
- Lars Nicholas Westlind · Directorcontrolsince 03/2023 · owns less than 5%
- Roger Andre Desmarais · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
- Guy Paul Desmarais · Trusteecontrolsince 10/2013 · owns F of The Desmarais Family Residuary Trust
- Albert Gary Doer · Trusteecontrolsince 05/2023 · owns F of The Desmarais Family Residuary Trust
- James Gregory Fleming · Trusteecontrolsince 02/2024 · owns F of Gould, Joseph, Luke Gregoire
- Sophie Desmarais · Trusteesince 03/2018 · owns F of The Desmarais Family Residuary Trust
Entity owners
- Mackenzie Inc. · Corporationdirect · owns 75% or more
- Igm Financial Inc. · Shareholderindirect · owns 75% or more of Mackenzie Inc.
- Pansolo Holding Inc. · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
- Power Corporation Of Canada · Shareholderindirect · owns 75% or more of Power Financial Corporation
- Power Financial Corporation · Shareholderindirect · owns 50% to 75% of Igm Financial Inc.
- The Desmarais Family Residuary Trust · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
Related persons
Schedule D 7.A
- Canada Life Asset Management Limitedinvestment advisern
- Canada Life Investment Management Ltd.investment adviserbankpooled vehicle sponsorn
- China Asset Management Co., Ltd.investment advisery
- Counsel Portfolio Services Inc.investment adviserbankpooled vehicle sponsorn
- I.G. Insurance Services Inc.real estaten
- I.G. Investment Management, Ltd.investment adviserpooled vehicle sponsorreal estaten
- Investors Group Financial Services Inc.broker-dealerreal estaten
- Investors Group Securities Inc.broker-dealerreal estaten
- Investors Group Trust Co. Ltd.n
- Ipc Investment Corporationbroker-dealern
- Ipc Securities Corporationbroker-dealern
- Mackenzie Em Funds Management (Cayman) Ltd.pooled vehicle sponsory
- Mackenzie Investments Asia Limitedinvestment adviseryRAUM $2.5B
- Mackenzie Investmentsinvestment adviserbankyRAUM $18B
- Mackenzie Investments Europe Limitedinvestment adviseryRAUM $5.3B
- Memls Fund Management (Cayman) Ltd.pooled vehicle sponsory
- Mmlp Gp Inc.pooled vehicle sponsory
- Northleaf Capital Partners (Canada) Ltd.broker-dealerinvestment advisery
- The Canada Life Assurance Companyreal estaten
- Wealthsimple Inc.investment advisern
Advisers that list Mackenzie Investments as a related person
Offices
Schedule D 1.F, the 25 largest
- Winnipeg, Canada13 employees
- Vancouver, Canada6 employees
- Toronto, Canada5 employees
- Toronto, Canada4 employees
- Calgary, Canada1 employees
- North Vancouver, Canada1 employees
- Montreal, Canada1 employees
What changed
consecutive filings, newest first
- Accounts · 883 to 685Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 105 to 107Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 12 to 11Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 457 to 477Mar 28, 2025 to Mar 30, 2026
- Employees · 1,323 to 1,362Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $162B to $195BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $2.0B to $2.4BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $135B to $163BMar 28, 2025 to Mar 30, 2026
- RAUM · $162B to $195BMar 28, 2025 to Mar 30, 2026
- Accounts · 638 to 883Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 107 to 105Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 10 to 12Mar 28, 2024 to Mar 28, 2025
- Pension plan clients · 5 to 7Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 439 to 457Mar 28, 2024 to Mar 28, 2025
- Employees · 1,496 to 1,323Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 28, 2025
- HQ state · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $158B to $162BMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $1.9B to $2.0BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $131B to $135BMar 28, 2024 to Mar 28, 2025
- RAUM · $158B to $162BMar 28, 2024 to Mar 28, 2025
- Accounts · 649 to 638Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 124 to 107Mar 30, 2023 to Mar 28, 2024
- BD registered reps · 11 to 10Mar 30, 2023 to Mar 28, 2024
- Pension plan clients · 9 to 5Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 465 to 439Mar 30, 2023 to Mar 28, 2024
- Employees · 1,970 to 1,496Mar 30, 2023 to Mar 28, 2024
- Other offices · 6 to 7Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $132B to $158BMar 30, 2023 to Mar 28, 2024
- Pension RAUM · $2.1B to $1.9BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $107B to $131BMar 30, 2023 to Mar 28, 2024
- RAUM · $132B to $158BMar 30, 2023 to Mar 28, 2024
- Accounts · 596 to 649Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 119 to 124Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 413 to 465Mar 30, 2022 to Mar 30, 2023
- Employees · 1,358 to 1,970Mar 30, 2022 to Mar 30, 2023
- Other offices · 5 to 6Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $162B to $132BMar 30, 2022 to Mar 30, 2023
- HNW RAUM · 0.0 to unsetMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $2.2B to $2.1BMar 30, 2022 to Mar 30, 2023
Signals
33 dated events
- Guy Fortin (Trustee) no longer on Schedule A of Mackenzie Investments (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- David Michael Cooke (Senior Vice President, Head Of Exchange Traded Funds) no longer on Schedule A of Mackenzie Investments (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Andrew Ryan Dickey (Senior Vice-President, Co-Head Of Retail) no longer on Schedule A of Mackenzie Investments (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Subhas Sen (Director) no longer on Schedule A of Mackenzie Investments (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Lars Nicholas Westlind (Director) appeared on Schedule A of Mackenzie InvestmentsMar 28, 2024 · Control person joined · fact
- Albert Gary Doer (Trustee) appeared on Schedule A of Mackenzie InvestmentsMar 28, 2024 · Control person joined · fact
- James Gregory Fleming (Trustee) appeared on Schedule A of Mackenzie InvestmentsMar 28, 2024 · Control person joined · fact
- Michel Plessis-Belair (Trustee) no longer on Schedule A of Mackenzie Investments (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Sean Barry Mcinerney (Director, Chairman, President And Chief Executive Officer) no longer on Schedule A of Mackenzie Investments (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- David Earl Bederman (Director) no longer on Schedule A of Mackenzie Investments (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- David Bernard Keith Potter (Executive Vice-President And Chief Financial Officer) appeared on Schedule A of Mackenzie InvestmentsMar 30, 2023 · Control person joined · fact
- Kim Naomi Bartlett (Director) appeared on Schedule A of Mackenzie InvestmentsMar 30, 2022 · Control person joined · fact
- Subhas Sen (Director) appeared on Schedule A of Mackenzie InvestmentsMar 30, 2022 · Control person joined · fact
- Elizabeth Nancy Mccuaig (Director) appeared on Schedule A of Mackenzie InvestmentsMar 30, 2022 · Control person joined · fact
- Edward Robert Lord (Director) no longer on Schedule A of Mackenzie Investments (listed 2021-03-31, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Louise Mary Turner (Director) no longer on Schedule A of Mackenzie Investments (listed 2021-03-31, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Gregory Paul Oliver (Director) no longer on Schedule A of Mackenzie Investments (listed 2021-03-31, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Michael Brian Flood (Director) no longer on Schedule A of Mackenzie Investments (listed 2021-03-31, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Mackenzie Investments reported RAUM $141.7B, up 149% from $56.8B (2020-12-23 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Andrew Ryan Dickey (Senior Vice-President, Co-Head Of Retail) appeared on Schedule A of Mackenzie InvestmentsMar 31, 2021 · Control person joined · fact
- Nathanial Gary Chateram (Senior Vice-President, Co-Head Of Retail) appeared on Schedule A of Mackenzie InvestmentsMar 31, 2021 · Control person joined · fact
- Gregory Steven Locke (Chief Investment Officer, Fixed Income And Multi-Asset Strategies) appeared on Schedule A of Mackenzie InvestmentsMar 31, 2021 · Control person joined · fact
- Carolyn Lesley Marks (Chief Investment Officer, Equities) appeared on Schedule A of Mackenzie InvestmentsMar 31, 2021 · Control person joined · fact
- Hosi Tony Elavia (Executive Vice-President And Chief Investment Officer) no longer on Schedule A of Mackenzie Investments (listed 2020-12-23, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- William Damon Murchison (Senior Vice President, Retail Sales And National Sales Manager) no longer on Schedule A of Mackenzie Investments (listed 2020-12-23, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Elizabeth Kristin Ashcroft (Senior Vice-President, Product) appeared on Schedule A of Mackenzie InvestmentsMar 30, 2020 · Control person joined · fact
- Wylie Michael Schnitman (Senior Vice-President, Product) no longer on Schedule A of Mackenzie Investments (listed 2020-02-05, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Eloise Gillian Seidler (Vice-President, Chief Compliance Officer) appeared on Schedule A of Mackenzie InvestmentsMar 29, 2019 · Control person joined · fact
- Ann Cynthia Reiter Currie (Executive Vice-President, Chief Human Resources Officer) appeared on Schedule A of Mackenzie InvestmentsMar 29, 2019 · Control person joined · fact
- James Donald Macdonald (Senior Vice-President, General Counsel And Secretary) no longer on Schedule A of Mackenzie Investments (listed 2018-05-04, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/MACKENZIE-INVESTMENTSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MACKENZIEINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 416-967-2323reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026