DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Treasure Coast Financial Planning, Inc.
Latest filing Mar 30, 2026
First filing on the tape Mar 8, 2013 · 29 filings
SEC status approved since Mar 26, 2013
RAUM
$241M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$232M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$48.3M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$241M as of Mar 30, 2026
Mar 25, 2014$128M then
HNW client RAUM$185M as of Mar 30, 2026
Mar 28, 2018$91.6M then
State-registered IARs (5.B.3)5 as of Mar 30, 2026
Mar 25, 20144 then
Employees (5.A)6 as of Mar 30, 2026
Mar 25, 20144 then
Private funds: no history
RAUM +17% over the last fiscal year+12% a year over threeIARs 2 to 5
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $48.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $365,316derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +150%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $88.0M, 222 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$185M77%
- Individuals$47.2M20%
- Corporations and businesses$8.9M3.7%
- Charitable organizations$357,2300.1%
- Individual clients
- 152reported
- HNW clients
- 82reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 661reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $88.0M for 222 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Guy Lawrence BassiniCertified Financial Planner | Vero Beach, Fl | Apr 8, 2013 | 37 y | 1 |
| Anthony John DzielskiCertified Financial Planner | Vero Beach, Fl | Apr 29, 2013 | 20 y | 3 |
| Ryan Paul Fink | Vero Beach, Fl | Sep 15, 2025 | 10 y | 0 |
| Angela Dawn Johnson | Vero Beach, Fl | Nov 17, 2025 | 17 y | 0 |
| Diego Luna | Vero Beach, Fl | Nov 19, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Theodore Joseph Zamerski to Green Vista Asset Management LLCJan 11, 2019 · RIA to RIA
Joined, latest
- Anthony John Dzielski from LPL Financial LLCApr 29, 2013 · Other
- Theodore Joseph Zamerski from LPL Financial LLCApr 22, 2013 · Other
- Guy Lawrence Bassini from LPL Financial LLCApr 8, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lawrence Guy Bassini · Principal Owner, Chief Executive Officer, President And Chief Compliance Officercontrolsince 01/1996 · owns 75% or more
- John Anthony Dzielski · Shareholder/Vice Presidentsince 01/2023 · owns 10% to 25%
- Dawn Angela Johnson · Shareholder/Secretary And Treasurersince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vero Beach, Fl · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 641 to 661Dec 15, 2025 to Mar 30, 2026
- Advisory employees · 2 to 5Dec 15, 2025 to Mar 30, 2026
- Corporate clients · 40 to 14Dec 15, 2025 to Mar 30, 2026
- HNW clients · 67 to 82Dec 15, 2025 to Mar 30, 2026
- Individual clients · 153 to 152Dec 15, 2025 to Mar 30, 2026
- Assets in custody · $99.7M to $88.0MDec 15, 2025 to Mar 30, 2026
- Employees · 7 to 6Dec 15, 2025 to Mar 30, 2026
- State-registered IARs · 2 to 5Dec 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $207M to $241MDec 15, 2025 to Mar 30, 2026
- HNW RAUM · $134M to $185MDec 15, 2025 to Mar 30, 2026
- Individual RAUM · $46.2M to $47.2MDec 15, 2025 to Mar 30, 2026
- RAUM · $207M to $241MDec 15, 2025 to Mar 30, 2026
- Accounts · 625 to 641Mar 20, 2024 to Mar 31, 2025
- Corporate clients · 7 to 40Mar 20, 2024 to Mar 31, 2025
- HNW clients · 96 to 67Mar 20, 2024 to Mar 31, 2025
- Individual clients · 159 to 153Mar 20, 2024 to Mar 31, 2025
- Assets in custody · $110M to $99.7MMar 20, 2024 to Mar 31, 2025
- Employees · 6 to 7Mar 20, 2024 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Mar 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $194M to $207MMar 20, 2024 to Mar 31, 2025
- HNW RAUM · $152M to $134MMar 20, 2024 to Mar 31, 2025
- Individual RAUM · $37.7M to $46.2MMar 20, 2024 to Mar 31, 2025
- RAUM · $194M to $207MMar 20, 2024 to Mar 31, 2025
- Accounts · 574 to 625Jan 24, 2024 to Mar 20, 2024
- Charity clients · 2 to 3Jan 24, 2024 to Mar 20, 2024
- Corporate clients · 2 to 7Jan 24, 2024 to Mar 20, 2024
- HNW clients · 81 to 96Jan 24, 2024 to Mar 20, 2024
- Individual clients · 168 to 159Jan 24, 2024 to Mar 20, 2024
- Assets in custody · $39.3M to $110MJan 24, 2024 to Mar 20, 2024
- Financial planning clients · 51-100 to 101-250Jan 24, 2024 to Mar 20, 2024
- Discretionary RAUM · $172M to $194MJan 24, 2024 to Mar 20, 2024
- HNW RAUM · $122M to $152MJan 24, 2024 to Mar 20, 2024
- Individual RAUM · $43.5M to $37.7MJan 24, 2024 to Mar 20, 2024
- RAUM · $172M to $194MJan 24, 2024 to Mar 20, 2024
- Accounts · 599 to 574Jan 30, 2023 to Mar 31, 2023
- Charity clients · 3 to 2Jan 30, 2023 to Mar 31, 2023
- Corporate clients · 3 to 2Jan 30, 2023 to Mar 31, 2023
- HNW clients · 80 to 81Jan 30, 2023 to Mar 31, 2023
- Individual clients · 167 to 168Jan 30, 2023 to Mar 31, 2023
- Assets in custody · $19.3M to $39.3MJan 30, 2023 to Mar 31, 2023
Signals
2 dated events
- Joseph Theodore Zamerski (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of Treasure Coast Financial Planning, Inc. (listed 2018-12-21, absent 2019-01-11)Jan 11, 2019 · Control person left · inference
- Treasure Coast Financial Planning, Inc. filed its initial SEC registration (Form ADV)Mar 8, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 772-231-1402reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 772-231-1422reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-723-8020reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/treasure-coast-financial-planningreportedpublic record, Form ADV, Sep 17, 2026
- Website
- THEPLANNINGCO.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 772-231-1422reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- theplanningco.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- theplanningco.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026