DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Olive Street Investment Advisers, LLC
Latest filing Mar 26, 2026
First filing on the tape Mar 11, 2013 · 20 filings
SEC status approved since Apr 1, 2013
RAUM
$204B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
232
232 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$204B as of Mar 26, 2026
Mar 27, 2014$5.9B then
HNW client RAUM$0 as of Mar 26, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)136 as of Mar 26, 2026
Mar 27, 20140 then
Employees (5.A)232 as of Mar 26, 2026
Mar 27, 201422 then
Private funds: no history
RAUM +20% over the last fiscal year+11% a year over threeIARs 100 to 136
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $1.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 68.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +36%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$204B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=151.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dale Aaron Albritton · Treasurercontrolsince 03/2021 · owns less than 5%
- Murphy Lisa Bertain · Secretarycontrolsince 03/2024 · owns less than 5%
- J Alan Herzog · Chief Compliance Officercontrolsince 01/2020 · owns less than 5%
- Christopher Thomas Kersting · Presidentcontrolsince 03/2020 · owns less than 5%
Entity owners
- The Jones Financial Companies, L.L.L.P. · Sole Memberdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Edj Insurance Company, Inc.real estaten
- Edward Jonesbroker-dealerinvestment adviserreal estatenRAUM $1014B
- Edward Jonesbroker-dealerinvestment advisern
- Edward Jones Insurance Agency Of California, L.L.C.real estaten
- Edward Jones Insurance Agency Of New Mexico, L.L.C.real estaten
- Edward Jones Trust Companyn
Advisers that list Olive Street Investment Advisers, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Tempe, AZ9 employees
What changed
consecutive filings, newest first
- Advisory employees · 218 to 232Sep 26, 2025 to Mar 26, 2026
- BD registered reps · 127 to 151Sep 26, 2025 to Mar 26, 2026
- Employees · 218 to 232Sep 26, 2025 to Mar 26, 2026
- Insurance-licensed employees · 100 to 136Sep 26, 2025 to Mar 26, 2026
- State-registered IARs · 100 to 136Sep 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $170B to $204BSep 26, 2025 to Mar 26, 2026
- RAUM · $170B to $204BSep 26, 2025 to Mar 26, 2026
- Financial planning clients · unset to Feb 20, 2025 to Mar 20, 2025
- Advisory employees · 246 to 218Mar 28, 2024 to Feb 20, 2025
- BD registered reps · 243 to 127Mar 28, 2024 to Feb 20, 2025
- Employees · 246 to 218Mar 28, 2024 to Feb 20, 2025
- Insurance-licensed employees · 210 to 100Mar 28, 2024 to Feb 20, 2025
- State-registered IARs · 210 to 100Mar 28, 2024 to Feb 20, 2025
- Discretionary RAUM · $178B to $170BMar 28, 2024 to Feb 20, 2025
- RAUM · $178B to $170BMar 28, 2024 to Feb 20, 2025
- Accounts · 12 to 13Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 173 to 246Mar 30, 2023 to Mar 28, 2024
- BD registered reps · 116 to 243Mar 30, 2023 to Mar 28, 2024
- Employees · 173 to 246Mar 30, 2023 to Mar 28, 2024
- Insurance-licensed employees · 0 to 210Mar 30, 2023 to Mar 28, 2024
- State-registered IARs · 129 to 210Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $149B to $178BMar 30, 2023 to Mar 28, 2024
- RAUM · $149B to $178BMar 30, 2023 to Mar 28, 2024
- Accounts · 1 to 12Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 136 to 173Mar 30, 2022 to Mar 30, 2023
- BD registered reps · 91 to 116Mar 30, 2022 to Mar 30, 2023
- Employees · 136 to 173Mar 30, 2022 to Mar 30, 2023
- State-registered IARs · 101 to 129Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $131B to $149BMar 30, 2022 to Mar 30, 2023
- RAUM · $131B to $149BMar 30, 2022 to Mar 30, 2023
- Accounts · 9 to 1Jul 30, 2021 to Mar 30, 2022
- Advisory employees · 121 to 136Jul 30, 2021 to Mar 30, 2022
- BD registered reps · 86 to 91Jul 30, 2021 to Mar 30, 2022
- Employees · 121 to 136Jul 30, 2021 to Mar 30, 2022
- State-registered IARs · 74 to 101Jul 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $106B to $131BJul 30, 2021 to Mar 30, 2022
- RAUM · $106B to $131BJul 30, 2021 to Mar 30, 2022
- Advisory employees · 109 to 121Mar 27, 2020 to Mar 31, 2021
- BD registered reps · 71 to 86Mar 27, 2020 to Mar 31, 2021
- Employees · 109 to 121Mar 27, 2020 to Mar 31, 2021
Signals
21 dated events
- Olive Street Investment Advisers, Llc reported 136 state-registered advisory representatives, up from 100 (2025-09-26 to 2026-03-26)Mar 26, 2026 · Advisor headcount change · derived
- Olive Street Investment Advisers, Llc reported 100 state-registered advisory representatives, down from 210 (2024-03-28 to 2025-02-20)Feb 20, 2025 · Advisor headcount change · derived
- Olive Street Investment Advisers, Llc reported 210 state-registered advisory representatives, up from 129 (2023-03-30 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- Murphy Lisa Bertain (Secretary) appeared on Schedule A of Olive Street Investment Advisers, LlcMar 28, 2024 · Control person joined · fact
- D Lynette Mccloud (Secretary) no longer on Schedule A of Olive Street Investment Advisers, Llc (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Olive Street Investment Advisers, Llc reported 129 state-registered advisory representatives, up from 101 (2022-03-30 to 2023-03-30)Mar 30, 2023 · Advisor headcount change · derived
- Olive Street Investment Advisers, Llc reported 101 state-registered advisory representatives, up from 74 (2021-07-30 to 2022-03-30)Mar 30, 2022 · Advisor headcount change · derived
- Joseph Bryan Luebbert (Vice President) no longer on Schedule A of Olive Street Investment Advisers, Llc (listed 2021-03-31, absent 2021-07-30)Jul 30, 2021 · Control person left · inference
- Olive Street Investment Advisers, Llc reported 74 state-registered advisory representatives, up from 60 (2020-03-27 to 2021-03-31)Mar 31, 2021 · Advisor headcount change · derived
- Olive Street Investment Advisers, Llc reported RAUM $106.2B, up 30% from $81.5B (2020-03-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Joseph Michael Besmer (Treasurer) no longer on Schedule A of Olive Street Investment Advisers, Llc (listed 2020-03-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Dale Aaron Albritton (Treasurer) appeared on Schedule A of Olive Street Investment Advisers, LlcMar 31, 2021 · Control person joined · fact
- Olive Street Investment Advisers, Llc reported RAUM $81.5B, up 29% from $63.0B (2020-02-11 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Christopher Thomas Kersting (President) appeared on Schedule A of Olive Street Investment Advisers, LlcMar 27, 2020 · Control person joined · fact
- Timothy Ryan Robson (President) no longer on Schedule A of Olive Street Investment Advisers, Llc (listed 2020-02-11, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- J Alan Herzog (Chief Compliance Officer) appeared on Schedule A of Olive Street Investment Advisers, LlcFeb 11, 2020 · Control person joined · fact
- Todd Stephen Bee (Chief Compliance Officer) no longer on Schedule A of Olive Street Investment Advisers, Llc (listed 2020-01-15, absent 2020-02-11)Feb 11, 2020 · Control person left · inference
- Olive Street Investment Advisers, Llc reported RAUM $63.0B, up 25% from $50.4B (2018-03-28 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Olive Street Investment Advisers, Llc reported 63 state-registered advisory representatives, up from 0 (2017-03-31 to 2018-03-28)Mar 28, 2018 · Advisor headcount change · derived
- Olive Street Investment Advisers, Llc reported RAUM $50.4B, up 60% from $31.6B (2017-03-31 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- Olive Street Investment Advisers, Llc filed its initial SEC registration (Form ADV)Mar 11, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 314-515-2000reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026