DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Fidelity Selectco, LLC

Former SEC-registered adviserGreenwood Village, ColoradoCRD 166782SEC 801-77635IAPD
Latest filing May 9, 2019
First filing on the tape Feb 5, 2013 · 28 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
$91.0M gross assets
History
28 filings and snapshots on the tape
RAUM$0 as of Mar 29, 2019
Mar 25, 2014$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 25, 20140 then
Employees (5.A)0 as of Mar 29, 2019
Mar 25, 201415 then
Private funds2 as of Mar 29, 2019
Mar 27, 20152 then
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 9, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Michael Timothy Cohen · Executive Vice President, Co-Head Equitycontrol
        since 03/2018 · owns less than 5%
      • Brazell Brian Hogan · Directorcontrol
        since 10/2014 · owns less than 5%
      • Ruddick Pam Holding · Executive Vice President, Co-Head Equitycontrol
        since 03/2018 · owns less than 5%
      • Matthew Kevin Meagher · Chief Compliance Officercontrol
        since 07/2018 · owns less than 5%
      • Charles Stephen Neff · President, Head Of Asset Management, Directorcontrol
        since 12/2018 · owns less than 5%
      • John Christopher Rimmer · Head Of Asset Management Finance, Treasurercontrol
        since 09/2018 · owns less than 5%
      • Charles James Curvey · Elected Managercontrol
        since 02/1990 · owns F of Fmr LLC
      • Crosby Edward Johnson IV · Elected Managercontrol
        since 04/2006 · owns F of Fmr LLC
      • Pierrepont Abigail Johnson · Elected Managercontrol
        since 05/1994 · owns F of Fmr LLC
      • John Gerard Mcgraw · Elected Managercontrol
        since 10/2014 · owns F of Fmr LLC
      • Joseph John Remondi · Elected Managercontrol
        since 04/2006 · owns F of Fmr LLC
      • Engber Michael Wilens · Elected Managercontrol
        since 10/2014 · owns F of Fmr LLC
      • David James Gryglewicz · Compliance Officer
        since 10/2014 · owns less than 5%
      Entity owners
      • Fmr LLC · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • 42 North Resource Partners Advisors LP
        pooled vehicle sponsorn
      • Agilus Ventures Advisors IV Limited Partnership
        pooled vehicle sponsorn
      • Agilus Ventures Advisors IV-E Limited Partnership
        pooled vehicle sponsorn
      • Alimont Ventures Advisors V Limited Partnership
        pooled vehicle sponsorn
      • Ballyrock Investment Advisors LLC
        investment advisernRAUM $11B
      • Empire Fidelity Investments Life Insurance Company
        real estaten
      • F-Prime Capital Partners Health It And Services Advisors LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Healthcare Advisors Fund II LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Healthcare Advisors Fund III LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Healthcare Advisors Fund IV LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Healthcare Advisors Fund IV-A LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Healthcare Advisors Fund LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Healthcare Advisors Fund V LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Life Sciences Advisors Fund Vi LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Tech Advisors Fund II LP
        pooled vehicle sponsorn
      • F-Prime Capital Partners Tech Advisors Fund LP
        pooled vehicle sponsorn
      • Fiam Index Fund Gp, LLC
        bankpooled vehicle sponsorn
      • Fiam Institutional Funds Manager, LLC
        bankpooled vehicle sponsorn
      • Fiam LLC
        investment adviserbankLP sponsornRAUM $348B
      • Fidelity (Canada) Asset Management Ulc
        investment advisern
      • Fidelity Brokerage Services LLC
        broker-dealern
      • Fidelity Business Services India Private Limited
        investment advisern
      • Fidelity Clearing Canada Ulc
        broker-dealern
      • Fidelity Distributors Corporation
        broker-dealern
      • Fidelity Institutional Asset Management Trust Company
        investment adviserbankLP sponsorn
      • Fidelity Insurance Agency, Inc.
        real estaten
      • Fidelity Investments Canada Ulc
        investment advisern
      • Fidelity Investments Institutional Services Company, Inc.
        broker-dealern
      • Fidelity Investments Life Insurance Company
        real estaten
      • Fidelity Investments Money Management, Inc.
        investment adviserbanknRAUM $869B
      Advisers that list Fidelity Selectco, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Boston, MA
      What changed
      consecutive filings, newest first
      • Accounts · 12 to 0
        Jan 4, 2019 to Mar 29, 2019
      • Advisory employees · 6 to 0
        Jan 4, 2019 to Mar 29, 2019
      • BD registered reps · 6 to 0
        Jan 4, 2019 to Mar 29, 2019
      • Employees · 8 to 0
        Jan 4, 2019 to Mar 29, 2019
      • Discretionary RAUM · $6.3B to $0
        Jan 4, 2019 to Mar 29, 2019
      • RAUM · $6.3B to $0
        Jan 4, 2019 to Mar 29, 2019
      • Accounts · 14 to 12
        Feb 6, 2018 to Mar 29, 2018
      • Advisory employees · 13 to 6
        Feb 6, 2018 to Mar 29, 2018
      • BD registered reps · 13 to 6
        Feb 6, 2018 to Mar 29, 2018
      • Employees · 16 to 8
        Feb 6, 2018 to Mar 29, 2018
      • Discretionary RAUM · $3.7B to $6.3B
        Feb 6, 2018 to Mar 29, 2018
      • RAUM · $3.7B to $6.3B
        Feb 6, 2018 to Mar 29, 2018
      • HQ city · DENVER to GREENWOOD VILLAGE
        Sep 25, 2017 to Feb 6, 2018
      • Other offices · unset to 1.0
        Sep 25, 2017 to Feb 6, 2018
      • Advisory employees · 11 to 13
        Jan 9, 2017 to Mar 28, 2017
      • BD registered reps · 10 to 13
        Jan 9, 2017 to Mar 28, 2017
      • Discretionary RAUM · $2.9B to $3.7B
        Jan 9, 2017 to Mar 28, 2017
      • RAUM · $2.9B to $3.7B
        Jan 9, 2017 to Mar 28, 2017
      • Accounts · 10 to 14
        Oct 7, 2015 to Mar 28, 2016
      • Advisory employees · 9 to 11
        Oct 7, 2015 to Mar 28, 2016
      • BD registered reps · 8 to 10
        Oct 7, 2015 to Mar 28, 2016
      • Discretionary RAUM · $2.2B to $2.9B
        Oct 7, 2015 to Mar 28, 2016
      • RAUM · $2.2B to $2.9B
        Oct 7, 2015 to Mar 28, 2016
      • Accounts · 11 to 10
        Nov 5, 2014 to Mar 27, 2015
      • Advisory employees · 8 to 9
        Nov 5, 2014 to Mar 27, 2015
      • BD registered reps · 6 to 8
        Nov 5, 2014 to Mar 27, 2015
      • Employees · 15 to 16
        Nov 5, 2014 to Mar 27, 2015
      • Private funds · unset to 2
        Nov 5, 2014 to Mar 27, 2015
      • Discretionary RAUM · $1.1B to $2.2B
        Nov 5, 2014 to Mar 27, 2015
      • RAUM · $1.1B to $2.2B
        Nov 5, 2014 to Mar 27, 2015
      • Accounts · 0 to 11
        Aug 9, 2013 to Mar 25, 2014
      • Advisory employees · 5 to 8
        Aug 9, 2013 to Mar 25, 2014
      • BD registered reps · 5 to 6
        Aug 9, 2013 to Mar 25, 2014
      • Employees · 17 to 15
        Aug 9, 2013 to Mar 25, 2014
      • Discretionary RAUM · $0 to $1.1B
        Aug 9, 2013 to Mar 25, 2014
      • RAUM · $0 to $1.1B
        Aug 9, 2013 to Mar 25, 2014
      • Accounts · unset to 0.0
        Jul 5, 2013 to Aug 9, 2013
      • Advisory employees · 0 to 5
        Jul 5, 2013 to Aug 9, 2013
      • BD registered reps · 0 to 5
        Jul 5, 2013 to Aug 9, 2013
      • Employees · 0 to 17
        Jul 5, 2013 to Aug 9, 2013
      Signals
      5 dated events
      • Fidelity Selectco, Llc reported RAUM $0, down 100% from $6.3B (2019-01-04 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • Charles Stephen Neff (President, Head Of Asset Management, Director) appeared on Schedule A of Fidelity Selectco, Llc
        Jan 4, 2019 · Control person joined · fact
      • Sumner Charles Morrison (President, President Asset Management, Director) no longer on Schedule A of Fidelity Selectco, Llc (listed 2018-10-29, absent 2019-01-04)
        Jan 4, 2019 · Control person left · inference
      • Fidelity Selectco, Llc reported RAUM $6.3B, up 68% from $3.7B (2018-02-06 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      • Fidelity Selectco, Llc filed its initial SEC registration (Form ADV)
        Feb 5, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026