DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fiam LLC
Latest filing Jul 30, 2026
First filing on the tape Mar 29, 2012 · 83 filings
SEC status approved since Dec 2, 2004
RAUM
$348B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$276M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
196
139 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
21
reported on Schedule D
History
83 filings and snapshots on the tape
RAUM$348B as of Jul 30, 2026
Mar 29, 2012$40B then
HNW client RAUM$276M as of Jul 30, 2026
Mar 29, 2018$224M then
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 27, 20130 then
Employees (5.A)196 as of Jul 30, 2026
Mar 27, 2013115 then
Private funds21 as of Jul 30, 2026
Mar 29, 201215 then
RAUM +28% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $12.0MderivedHNW RAUM over HNW clients
- Average account
- $537MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$235B68%
- Other investment advisers$29B8.3%
- Pooled investment vehicles$24B7.0%
- Charitable organizations$15B4.2%
- Pension and profit-sharing plans$13B3.7%
- State and municipal entities$9.7B2.8%
- Sovereign wealth funds$9.0B2.6%
- Insurance companies$6.4B1.8%
- Corporations and businesses$6.4B1.8%
- High-net-worth individuals$276M0.1%
- Banks and thrifts$126M0.0%
- Individual clients
- n/areported
- HNW clients
- 23reported
- Pension plan clients
- 46reported
- Charitable clients
- 111reported
- Accounts
- 647reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.83 institutional_share=0.15 related_bd=true related_bank=true bd_reps=56.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
37 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fiam Global Unconstrained Equity Fund LP | Hedge Fund | $1.5B | 78 | Nov 20, 2024 |
| Fiam Broad Market Duration Fund, LLC | Other Private Fund | $968M | 6 | Mar 29, 2012 |
| Fiam Global Allocation LPno longer reported | Other Private Fund | $948M | 2 | Mar 29, 2019 |
| Fiam Tactical Bond Fund, LP | Other Private Fund | $490M | 27 | Mar 27, 2015 |
| Fidelity Direct Lending Fund, LP | Hedge Fund | $457M | 11 | Mar 31, 2022 |
| Fiam Leveraged Loan Fund, LP | Other Private Fund | $392M | 8 | Mar 27, 2015 |
| Fiam Core Plus Fund, LLC | Other Private Fund | $359M | 10 | Mar 29, 2012 |
| Fiam Select Emerging Markets Equity Fund, LP | Other Private Fund | $341M | 9 | Mar 28, 2017 |
| Fiam Global Low Volatility Equity Fund LP | Other Private Fund | $303M | 5 | Mar 28, 2017 |
| Fidelity Real Estate Opportunistic Income Fund L.P. | Hedge Fund | $302M | 14 | Mar 29, 2012 |
| Fiam Select International Equity Fund, LLC | Other Private Fund | $285M | 2 | Mar 29, 2012 |
| Fiam Lds Fund, LPno longer reported | Other Private Fund | $282M | 3 | Mar 30, 2020 |
| Fiam Select International Small Cap Equity Fund, LLC | Other Private Fund | $246M | 9 | Mar 29, 2012 |
| Fidelity Japan Data Centers Fund LP | Real Estate Fund | $226M | 43 | Mar 31, 2022 |
| Pyramis Global Health Care Long/Short Master Fund, Ltd.no longer reported | Hedge Fund | $202M | 15 | Mar 29, 2012 |
| Fiam High Yield Fund, LLC | Other Private Fund | $194M | 8 | Mar 29, 2012 |
| Pyramis Global Market Neutral Master Fund, Ltd.no longer reported | Hedge Fund | $168M | 9 | Mar 29, 2012 |
| Fidelity Real Estate Debt Opportunities Fund I, LP | Real Estate Fund | $162M | 443 | Mar 31, 2021 |
| Fiam Global Credit Ex-U.S. Hedged Fund, LP | Other Private Fund | $158M | 5 | Mar 27, 2015 |
| Fiam Emerging Markets All Cap Fund LP | Other Private Fund | $157M | 3 | Mar 25, 2014 |
| Fidelity Redof I Reit, LLC | Real Estate Fund | $133M | 125 | Mar 31, 2021 |
| Fidelity Reoi Cayman Ltd. | Hedge Fund | $121M | 1 | Mar 29, 2012 |
| Fiam Small/Mid Cap Opportunities Fund, LP | Other Private Fund | $93.1M | 6 | Mar 27, 2013 |
| Fiam Emerging Market Debt Fund, LLC | Other Private Fund | $92.4M | 4 | Mar 29, 2012 |
| Pyramis Global Health Care Long/Short Fund, L.P.no longer reported | Hedge Fund | $78.3M | 12 | Mar 29, 2012 |
| Fiam Global Concentrated Unconstrained Fund LPno longer reported | Other Private Fund | $73.1M | 4 | Mar 28, 2017 |
| Fiam International Growth Fund, LLCno longer reported | Other Private Fund | $56.6M | 2 | Mar 29, 2012 |
| Fiam Concentrated Blue Chip Growth LLC | Other Private Fund | $48.7M | 17 | Mar 25, 2014 |
| Fiam Global Founders Fund, LP | Other Private Fund | $45.1M | 15 | Mar 31, 2021 |
| Pyramis Global Market Neutral Fund, Ltd.no longer reported | Hedge Fund | $40.6M | 5 | Mar 29, 2012 |
| Pyramis Global Market Neutral Fund, L.P.no longer reported | Hedge Fund | $34.6M | 4 | Mar 29, 2012 |
| Fidelity 2022 Private Equity Multi-Strategy Fund LP | Private Equity Fund | $32.8M | 311 | Mar 30, 2023 |
| Pyramis Global Health Care Long/Short Fund, Ltdno longer reported | Hedge Fund | $18.7M | 4 | Mar 29, 2012 |
| Fidelity Japan Data Centers Fund LP Tokyo 3 Series | Real Estate Fund | $11.1M | 24 | Mar 28, 2024 |
| Fidelity Private Equity Multi-Strategy Fund II LP | Private Equity Fund | $9.2M | 120 | Mar 28, 2024 |
| Fidelity 2022 Private Equity Multi-Strategy Fund LP - Offshore | Private Equity Fund | $0 | 111 | Mar 30, 2023 |
| Fidelity Private Equity Multi-Strategy Fund II LP - Offshore | Private Equity Fund | $0 | 50 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Jean Stephanie Brown · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Michael Timothy Cohen · Co-Head Equitycontrolsince 03/2018 · owns less than 5%
- Moore Casey Condron · Head Of Sales & Relationship Management, Directorcontrolsince 02/2015 · owns less than 5%
- Lee Robin Foley · Head Of Fixed Incomecontrolsince 07/2023 · owns less than 5%
- Michael Christopher Gouveia · Compliance Officercontrolsince 01/2023 · owns less than 5%
- Ruddick Pam Holding · Co-Head Equitycontrolsince 01/2014 · owns less than 5%
- Wood William Irving · President, Director, Head Of Fidelity Asset Management Solutionscontrolsince 01/2023 · owns less than 5%
- Jay Harley Lank · Head Of High Incomecontrolsince 08/2019 · owns less than 5%
- Tague Martin Mcgee · Chief Financial Officer, Directorcontrolsince 04/2020 · owns less than 5%
- Girard Christian Pariseault · Head Of Institutional Portfolio Managers, Directorcontrolsince 12/2021 · owns less than 5%
- Lyn Kimberly Perry · Directorcontrolsince 04/2021 · owns less than 5%
- John Christopher Rimmer · Head Of Asset Management Financecontrolsince 09/2018 · owns less than 5%
- Crosby Edward Johnson IV · Elected Managercontrolsince 04/2006 · owns F of Fmr LLC
- Pierrepont Abigail Johnson · Elected Managercontrolsince 05/1994 · owns F of Fmr LLC
- John Gerard Mcgraw · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
- Charles Stephen Neff · Elected Managercontrolsince 04/2023 · owns F of Fmr LLC
- Engber Michael Wilens · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
Entity owners
- Fiam Holdings LLC · Memberdirect · owns 75% or more
- Fmr LLC · Shareholderindirect · owns 75% or more of Fiam Holdings LLC
Related persons
Schedule D 7.A
- 42 North Resource Partners Advisors II LPpooled vehicle sponsorn
- 42 North Resource Partners Advisors LPpooled vehicle sponsorn
- Agilus Ventures Advisors IV Limited Partnershippooled vehicle sponsorn
- Alimont Ventures Advisors V Limited Partnershippooled vehicle sponsorn
- Avon Venture Advisors Fund I LPpooled vehicle sponsorn
- Avon Venture Advisors Fund II LPpooled vehicle sponsorn
- Ballyrock Investment Advisors LLCinvestment advisernRAUM $11B
- Di Consumer Advisors Fund I LPpooled vehicle sponsorn
- Di Opportunity Advisors Fund LPpooled vehicle sponsorn
- Digital Brokerage Services LLCbroker-dealern
- Empire Fidelity Investments Life Insurance Companyreal estaten
- F-Prime Capital Partners Healthcare Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV-A LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund V LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vi LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vii LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Viii LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund 2021 LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund LPpooled vehicle sponsorn
- Fiam Index Fund Gp, LLCbankpooled vehicle sponsorn
- Fiam Institutional Funds Manager, LLCbankpooled vehicle sponsorn
- Fidelity Brokerage Services LLCbroker-dealern
- Fidelity Business Services India Private Limitedinvestment advisern
Advisers that list Fiam LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Boston, MA97 employees
- Merrimack, NH20 employees
What changed
consecutive filings, newest first
- Accounts · 600 to 647Feb 20, 2026 to Mar 30, 2026
- Advisory employees · 137 to 139Feb 20, 2026 to Mar 30, 2026
- Advisory activities · 7 to 6Feb 20, 2026 to Mar 30, 2026
- BD registered reps · 57 to 56Feb 20, 2026 to Mar 30, 2026
- Charity clients · 88 to 111Feb 20, 2026 to Mar 30, 2026
- Corporate clients · 28 to 36Feb 20, 2026 to Mar 30, 2026
- HNW clients · 24 to 23Feb 20, 2026 to Mar 30, 2026
- Pension plan clients · 56 to 46Feb 20, 2026 to Mar 30, 2026
- Pooled vehicle clients · 183 to 174Feb 20, 2026 to Mar 30, 2026
- Employees · 192 to 196Feb 20, 2026 to Mar 30, 2026
- Discretionary RAUM · $271B to $348BFeb 20, 2026 to Mar 30, 2026
- HNW RAUM · $575M to $276MFeb 20, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $2.4MFeb 20, 2026 to Mar 30, 2026
- Pension RAUM · $18B to $13BFeb 20, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $20B to $24BFeb 20, 2026 to Mar 30, 2026
- RAUM · $271B to $348BFeb 20, 2026 to Mar 30, 2026
- Private funds · 20 to 21Sep 3, 2025 to Feb 20, 2026
- Financial planning clients · unset to May 21, 2025 to Jul 2, 2025
- Accounts · 605 to 600Jan 23, 2025 to Apr 10, 2025
- Advisory employees · 118 to 137Jan 23, 2025 to Apr 10, 2025
- BD registered reps · 51 to 57Jan 23, 2025 to Apr 10, 2025
- Charity clients · 64 to 88Jan 23, 2025 to Apr 10, 2025
- Corporate clients · 29 to 28Jan 23, 2025 to Apr 10, 2025
- HNW clients · 39 to 24Jan 23, 2025 to Apr 10, 2025
- Pension plan clients · 68 to 56Jan 23, 2025 to Apr 10, 2025
- Pooled vehicle clients · 190 to 183Jan 23, 2025 to Apr 10, 2025
- Employees · 168 to 192Jan 23, 2025 to Apr 10, 2025
- Other offices · 2 to 5Jan 23, 2025 to Apr 10, 2025
- Private funds · 23 to 20Jan 23, 2025 to Apr 10, 2025
- Discretionary RAUM · $219B to $271BJan 23, 2025 to Apr 10, 2025
- HNW RAUM · $982M to $575MJan 23, 2025 to Apr 10, 2025
- Pension RAUM · $20B to $18BJan 23, 2025 to Apr 10, 2025
- Pooled vehicle RAUM · $16B to $20BJan 23, 2025 to Apr 10, 2025
- RAUM · $219B to $271BJan 23, 2025 to Apr 10, 2025
- Private funds · 22 to 23Jun 28, 2024 to Nov 20, 2024
- Private funds · 23 to 22Mar 28, 2024 to Jun 28, 2024
- Accounts · 620 to 605Dec 6, 2023 to Mar 28, 2024
- Advisory employees · 152 to 118Dec 6, 2023 to Mar 28, 2024
- BD registered reps · 53 to 51Dec 6, 2023 to Mar 28, 2024
- Charity clients · 56 to 64Dec 6, 2023 to Mar 28, 2024
Signals
24 dated events
- Fiam Llc reported RAUM $347.7B, up 28% from $270.7B (2026-02-20 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Joseph John Remondi (Elected Manager) no longer on Schedule A of Fiam Llc (listed 2023-12-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Fiam Llc reported RAUM $219.2B, up 44% from $152.4B (2023-12-06 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- (Nmn) James Pagliocco (Head Of Fixed Income) no longer on Schedule A of Fiam Llc (listed 2023-08-08, absent 2023-12-06)Dec 6, 2023 · Control person left · inference
- Lee Robin Foley (Head Of Fixed Income) appeared on Schedule A of Fiam LlcDec 6, 2023 · Control person joined · fact
- Charles Stephen Neff (Elected Manager) appeared on Schedule A of Fiam LlcJun 6, 2023 · Control person joined · fact
- Charles James Curvey (Elected Manager) no longer on Schedule A of Fiam Llc (listed 2022-11-02, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Matthew Kevin Meagher (Chief Compliance Officer) no longer on Schedule A of Fiam Llc (listed 2022-11-02, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Nmn Vadim Zlotnikov (President, Director, President Global Asset Allocation) no longer on Schedule A of Fiam Llc (listed 2022-11-02, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Wood William Irving (President, Director, Head Of Fidelity Asset Management Solutions) appeared on Schedule A of Fiam LlcJan 23, 2023 · Control person joined · fact
- Jean Stephanie Brown (Chief Compliance Officer) appeared on Schedule A of Fiam LlcJan 23, 2023 · Control person joined · fact
- Michael Christopher Gouveia (Compliance Officer) appeared on Schedule A of Fiam LlcJan 23, 2023 · Control person joined · fact
- Fiam Llc reported RAUM $182.2B, up 30% from $140.1B (2022-03-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Girard Christian Pariseault (Head Of Institutional Portfolio Managers, Director) appeared on Schedule A of Fiam LlcJan 24, 2022 · Control person joined · fact
- Shelton James Carroll (Head Of Institutional Portfolio Managers, Director) no longer on Schedule A of Fiam Llc (listed 2021-07-22, absent 2022-01-24)Jan 24, 2022 · Control person left · inference
- Lyn Kimberly Perry (Director) appeared on Schedule A of Fiam LlcApr 20, 2021 · Control person joined · fact
- Fiam Llc reported RAUM $140.1B, up 36% from $102.9B (2021-01-02 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- (Nmn) James Pagliocco (Head Of Fixed Income) appeared on Schedule A of Fiam LlcJul 20, 2020 · Control person joined · fact
- Delia Nancy Prior (President Fixed Income) no longer on Schedule A of Fiam Llc (listed 2020-06-26, absent 2020-07-20)Jul 20, 2020 · Control person left · inference
- Anne Judy Marlinski (President, Director) no longer on Schedule A of Fiam Llc (listed 2020-03-30, absent 2020-04-29)Apr 29, 2020 · Control person left · inference
- (Nmn) Matthew Depiero (Chief Financial Officer, Director) no longer on Schedule A of Fiam Llc (listed 2020-03-30, absent 2020-04-29)Apr 29, 2020 · Control person left · inference
- Tague Martin Mcgee (Chief Financial Officer, Director) appeared on Schedule A of Fiam LlcApr 29, 2020 · Control person joined · fact
- Jay Harley Lank (Head Of High Income) appeared on Schedule A of Fiam LlcSep 30, 2019 · Control person joined · fact
- Nmn Vadim Zlotnikov (President Global Asset Allocation) appeared on Schedule A of Fiam LlcJan 4, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Principal office phone
- 617-563-7000reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Fiam LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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