DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Whitford Advisory Services, LLC

Former SEC-registered adviserPaoli, PennsylvaniaCRD 166856SEC 801-110160IAPD
Latest filing Apr 2, 2018
First filing on the tape Mar 8, 2017 · 3 filings
RAUM
$80,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$80,000 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$80,000 as of Apr 2, 2018
Mar 31, 2017$8.3M then
HNW client RAUM: $80,000
State-registered IARs (5.B.3)3 as of Apr 2, 2018
Mar 31, 20173 then
Employees (5.A)3 as of Apr 2, 2018
Mar 31, 20173 then
Private funds: no history
RAUM -99% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Apr 2, 2018; every figure names its basis
RAUM per advisor
$26,667derivedRAUM over IAPD advisors; not a book size
Clients per advisor
0derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$80,000derivedHNW RAUM over HNW clients
Average account
$80,000derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-99%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$80,000100%
Individual clients
0reported
HNW clients
1reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Joseph Dominic Catrambone · Managing Member - Ccocontrol
    since 02/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 59 to 1
    Mar 31, 2017 to Apr 2, 2018
  • Charity clients · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • Corporate clients · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • HNW clients · unset to 1.0
    Mar 31, 2017 to Apr 2, 2018
  • Individual clients · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • Pension plan clients · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • Pooled vehicle clients · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • Other offices · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • Discretionary RAUM · $0 to $80,000
    Mar 31, 2017 to Apr 2, 2018
  • HNW RAUM · unset to 80000.0
    Mar 31, 2017 to Apr 2, 2018
  • Individual RAUM · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • Non-discretionary RAUM · $8.3M to $0
    Mar 31, 2017 to Apr 2, 2018
  • Pension RAUM · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • Pooled vehicle RAUM · unset to 0.0
    Mar 31, 2017 to Apr 2, 2018
  • RAUM · $8.3M to $80,000
    Mar 31, 2017 to Apr 2, 2018
  • Financial planning clients · 1-10 to 0
    Mar 8, 2017 to Mar 31, 2017
Signals
1 dated events
  • Whitford Advisory Services, Llc filed its initial SEC registration (Form ADV)
    Mar 8, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026