DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Persimmon Capital Management LP

Former SEC-registered adviserBlue Bell, PennsylvaniaCRD 108107SEC 801-56210IAPD
Latest filing Jul 8, 2021
First filing on the tape Dec 22, 2011 · 29 filings
RAUM
$263M
reported, Item 5.F
Discretionary
41%
of RAUM
Private clients
68%
$179M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$21.8M gross assets
History
29 filings and snapshots on the tape
RAUM$263M as of Mar 23, 2021
Mar 29, 2012$227M then
HNW client RAUM$174M as of Mar 23, 2021
Mar 29, 2018$125M then
State-registered IARs (5.B.3)2 as of Mar 23, 2021
Mar 29, 20120 then
Employees (5.A)4 as of Mar 23, 2021
Mar 28, 20138 then
Private funds2 as of Mar 23, 2021
Mar 29, 20122 then
RAUM +8.4% over the last fiscal year+6.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 8, 2021; every figure names its basis
RAUM per advisor
$131MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
18derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$8.3MderivedHNW RAUM over HNW clients
Average account
$2.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
41%derivedof RAUM
Institutional
12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.9%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
Custody
$9.4M, 12 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$174M66%
  • Investment companies$35.3M13%
  • Charitable organizations$24.7M9.4%
  • Pooled investment vehicles$18.1M6.9%
  • Insurance companies$6.0M2.3%
  • Individuals$4.6M1.7%
Individual clients
14reported
HNW clients
21reported
Pension plan clients
0reported
Charitable clients
n/areported
Accounts
99reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$9.4M for 12 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Blue Wave Global Investors, LPno longer reportedHedge Fund$14.1M14Mar 29, 2018
Owners and control persons
Schedule A and B, latest filing
  • Scott Gregory Horn · President, Chief Compliance Officer, Managing Partnercontrol
    since 12/1998 · owns 75% or more
  • Beth Amy Armstrong · Vice President, Client Services
    since 01/2004 · owns 5% to 10%
  • Michael Timothy Melly · Vice President, Research
    since 05/2014 · owns 10% to 25%
Entity owners
  • Horn, Gregory S. · General Partner
    indirect · owns 75% or more of Persimmon Partners, Ltd.
  • Persimmon Partners, Ltd · General Partner
    direct · owns less than 5%
Related persons
Schedule D 7.A
  • Persimmon Gp II, LLC
    pooled vehicle sponsory
Advisers that list Persimmon Capital Management LP as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 93 to 99
    Dec 22, 2020 to Mar 23, 2021
  • HNW clients · 20 to 21
    Dec 22, 2020 to Mar 23, 2021
  • Assets in custody · $15.4M to $9.4M
    Dec 22, 2020 to Mar 23, 2021
  • Discretionary RAUM · $103M to $107M
    Dec 22, 2020 to Mar 23, 2021
  • HNW RAUM · $159M to $174M
    Dec 22, 2020 to Mar 23, 2021
  • Individual RAUM · $4.0M to $4.6M
    Dec 22, 2020 to Mar 23, 2021
  • Non-discretionary RAUM · $139M to $155M
    Dec 22, 2020 to Mar 23, 2021
  • Pooled vehicle RAUM · $18.7M to $18.1M
    Dec 22, 2020 to Mar 23, 2021
  • RAUM · $242M to $263M
    Dec 22, 2020 to Mar 23, 2021
  • Accounts · 86 to 93
    Jul 16, 2019 to Mar 30, 2020
  • Advisory employees · 3 to 2
    Jul 16, 2019 to Mar 30, 2020
  • HNW clients · 18 to 20
    Jul 16, 2019 to Mar 30, 2020
  • Individual clients · 11 to 14
    Jul 16, 2019 to Mar 30, 2020
  • Pooled vehicle clients · 3 to 2
    Jul 16, 2019 to Mar 30, 2020
  • Assets in custody · $17.2M to $15.4M
    Jul 16, 2019 to Mar 30, 2020
  • Employees · 5 to 4
    Jul 16, 2019 to Mar 30, 2020
  • Private funds · 3 to 2
    Jul 16, 2019 to Mar 30, 2020
  • Discretionary RAUM · $102M to $103M
    Jul 16, 2019 to Mar 30, 2020
  • HNW RAUM · $133M to $159M
    Jul 16, 2019 to Mar 30, 2020
  • Individual RAUM · $3.3M to $4.0M
    Jul 16, 2019 to Mar 30, 2020
  • Non-discretionary RAUM · $120M to $139M
    Jul 16, 2019 to Mar 30, 2020
  • Pooled vehicle RAUM · $31.8M to $18.7M
    Jul 16, 2019 to Mar 30, 2020
  • RAUM · $222M to $242M
    Jul 16, 2019 to Mar 30, 2020
  • Accounts · 94 to 86
    Nov 20, 2018 to Mar 29, 2019
  • HNW clients · 19 to 18
    Nov 20, 2018 to Mar 29, 2019
  • Individual clients · 8 to 11
    Nov 20, 2018 to Mar 29, 2019
  • Pooled vehicle clients · 4 to 3
    Nov 20, 2018 to Mar 29, 2019
  • Assets in custody · $17.1M to $17.2M
    Nov 20, 2018 to Mar 29, 2019
  • Discretionary RAUM · $89.3M to $102M
    Nov 20, 2018 to Mar 29, 2019
  • HNW RAUM · $125M to $133M
    Nov 20, 2018 to Mar 29, 2019
  • Individual RAUM · $3.6M to $3.3M
    Nov 20, 2018 to Mar 29, 2019
  • Non-discretionary RAUM · $129M to $120M
    Nov 20, 2018 to Mar 29, 2019
  • Pooled vehicle RAUM · $31.4M to $31.8M
    Nov 20, 2018 to Mar 29, 2019
  • RAUM · $218M to $222M
    Nov 20, 2018 to Mar 29, 2019
  • Advisory employees · 4 to 3
    Jul 12, 2018 to Nov 20, 2018
  • Employees · 6 to 5
    Jul 12, 2018 to Nov 20, 2018
  • State-registered IARs · 3 to 2
    Jul 12, 2018 to Nov 20, 2018
  • Other offices · 1 to 0
    Mar 29, 2018 to May 18, 2018
  • Accounts · 69 to 94
    Aug 15, 2017 to Mar 29, 2018
  • Advisory activities · 6 to 7
    Aug 15, 2017 to Mar 29, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026