DFX Intelligence

RIA Intelligence

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SEC-registered adviser

I•••••••• W••••• G••••

Independent wealth managerCRD 166864SEC 801-129652website IAPD

Legal name I•••••••• W••••• G•••• L••

Latest filing Feb 5, 2026

First filing on the tape Feb 7, 2024 · 3 filings

SEC status approved since Mar 7, 2024

RAUM

$156M

reported, Item 5.F

Discretionary

90%

of RAUM

Private clients

99%

$155M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$31.2M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

3 filings and snapshots on the tape

RAUM$156M as of Feb 5, 2026

Mar 7, 2025$139M then

HNW client RAUM$122M as of Feb 5, 2026

Mar 7, 2025$94.3M then

State-registered IARs (5.B.3)5 as of Feb 5, 2026

Mar 7, 20255 then

Employees (5.A)5 as of Feb 5, 2026

Mar 7, 20255 then

Private funds: no history

RAUM +12% over the last fiscal yearIARs 5 to 5

Practice profile

derived from the filing of Feb 5, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $31.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 32derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.9MderivedHNW RAUM over HNW clients
Average account: $321,051derivedRAUM over accounts (5.F.2.f)
Discretionary: 90%derivedof RAUM
Institutional: 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +5.3%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody: $418,000, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$122M78%
Individuals$32.2M21%
Pension and profit-sharing plans$1.4M0.9%
Charitable organizations$108,3230.1%

Individual clients: 95reported
HNW clients: 65reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 486reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: $418,000 for 2 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••• M•••••• B•••••Certified Financial Planner	Berthoud, Co	Jun 12, 2013	25 y	2
L••••••• D••• G•••	Palisade, Co	Jan 19, 2017	39 y	3
C•••••• R•••• R••••••	Berthoud, Co	Dec 1, 2017	26 y	5
J••• J••••• G••••••••	Berthoud, Co	Aug 27, 2019	28 y	2
S••••• R•••••• W••••••	Berthoud, Co	Apr 13, 2023	21 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

J••• J••••• G•••••••• from S••••• W••••• A•••••••• I•••
Aug 27, 2019 · Affiliated broker-dealer or bank to independent RIA
C•••••• R•••• R•••••• from B•••••••• A•••• M••••••••• L••
Dec 1, 2017 · Other
L••••••• D••• G••• from S••••• W••••• A•••••••• I•••
Jan 19, 2017 · Other
J•••• M•••••• B••••• from S••••• W••••• A•••••••• I•••
Jun 12, 2013 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••• J••••• M•••••• · President And Chief Compliance Officercontrol
since 01/2013 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Berthoud, Co	5	0	0

Offices

Schedule D 1.F, the 25 largest

Berthoud, CO2 employees
, 1 employees

What changed

consecutive filings, newest first

Accounts · 456 to 486
Mar 7, 2025 to Feb 5, 2026
HNW clients · 49 to 65
Mar 7, 2025 to Feb 5, 2026
Individual clients · 103 to 95
Mar 7, 2025 to Feb 5, 2026
Assets in custody · $1.2M to $418,000
Mar 7, 2025 to Feb 5, 2026
Discretionary RAUM · $119M to $140M
Mar 7, 2025 to Feb 5, 2026
HNW RAUM · $94.3M to $122M
Mar 7, 2025 to Feb 5, 2026
Individual RAUM · $44.8M to $32.2M
Mar 7, 2025 to Feb 5, 2026
Non-discretionary RAUM · $20.2M to $16.2M
Mar 7, 2025 to Feb 5, 2026
Pension RAUM · unset to 1370559.0
Mar 7, 2025 to Feb 5, 2026
RAUM · $139M to $156M
Mar 7, 2025 to Feb 5, 2026
Accounts · 412 to 456
Feb 7, 2024 to Mar 7, 2025
Individual clients · 96 to 103
Feb 7, 2024 to Mar 7, 2025
Assets in custody · unset to 1223163.0
Feb 7, 2024 to Mar 7, 2025
Custody of client assets · false to true
Feb 7, 2024 to Mar 7, 2025
Financial planning clients · 51-100 to 51-100
Feb 7, 2024 to Mar 7, 2025
HQ city · unset to
Feb 7, 2024 to Mar 7, 2025
HQ state · unset to
Feb 7, 2024 to Mar 7, 2025
Legal name · I•••••••• W••••• G••••, LLC to I•••••••• W••••• G•••• L••
Feb 7, 2024 to Mar 7, 2025
Discretionary RAUM · $101M to $119M
Feb 7, 2024 to Mar 7, 2025
HNW RAUM · $82.0M to $94.3M
Feb 7, 2024 to Mar 7, 2025
Individual RAUM · $38.3M to $44.8M
Feb 7, 2024 to Mar 7, 2025
Non-discretionary RAUM · $19.0M to $20.2M
Feb 7, 2024 to Mar 7, 2025
RAUM · $120M to $139M
Feb 7, 2024 to Mar 7, 2025

Signals

1 dated events

I•••••••• W••••• G•••• filed its initial SEC registration (Form ADV)
Feb 7, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 970-532-5424reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 970-532-5842reportedpublished by the firm, firm site, Sep 16, 2026
Website: w••.i•••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (970) 532-5842reportedpublic record, Form ADV, Feb 5, 2026
Contact form: i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $31.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026