DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• I••••••••• M••••••••• C••••••
Latest filing Feb 19, 2026
First filing on the tape Jul 1, 2013 · 23 filings
SEC status approved since Jul 19, 2013
RAUM
$264M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
25%
$65.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$264M as of Feb 19, 2026
Mar 27, 2014$287M then
HNW client RAUM$48.3M as of Feb 19, 2026
Mar 27, 2018$27.6M then
State-registered IARs (5.B.3)2 as of Feb 19, 2026
Mar 27, 20140 then
Employees (5.A)9 as of Feb 19, 2026
Mar 27, 201410 then
Private funds1 as of Feb 19, 2026
Mar 27, 20147 then
RAUM +15% over the last fiscal year+5.8% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $189M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$189M72%
- High-net-worth individuals$48.3M18%
- Individuals$16.7M6.3%
- Charitable organizations$10.3M3.9%
- Individual clients
- 49reported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 79reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $189M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.25 fund_share=0.72 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• V• T••••• | Pasadena, Ca | May 31, 2024 | 26 y | 1 |
| T••• B• D•••••• | Pasadena, Ca | Jan 1, 2025 | 28 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••• T•• P•• to V••••••••• A•••••••• L••Jul 10, 2018 · Other
Joined, latest
- D•••• V• T••••• from C•••••• S••••• • C••• I•••May 31, 2024 · Affiliated broker-dealer or bank to independent RIA
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• M••••••••• F••• C•• L•••no longer reported | Hedge Fund | $229M | 1 | Mar 27, 2014 |
| F••••• E•••••••• F•••• L•• | Other Private Fund | $154M | 2 | Mar 25, 2019 |
| F••••• C••••• F•••• L•no longer reported | Hedge Fund | $40.3M | 1 | Nov 15, 2013 |
| F••••• L••••••••• E••••• F•••• L•no longer reported | Hedge Fund | $31.5M | 1 | Nov 15, 2013 |
| M•• P••••••• T•••• I••• L•no longer reported | Hedge Fund | $27.1M | 40 | Nov 15, 2013 |
| F••••• G••••• M•••• F•••• L•no longer reported | Hedge Fund | $2.9M | 1 | Nov 15, 2013 |
| F••••• F••••••••• F•••• L• | Hedge Fund | $1.4M | 1 | Nov 15, 2013 |
| F••••• E•••••••• F•••• L•no longer reported | Hedge Fund | $772,524 | 0 | Nov 15, 2013 |
| F••••• P•••••• E••••• F•••• L• | Private Equity Fund | $348,076 | 8 | Nov 15, 2013 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• T•••• B• · Interim Presidentcontrolsince 08/2023 · owns less than 5%
- R•••••• B•••• · Chief Compliance Officer, Chief Financial Officercontrolsince 01/2022 · owns less than 5%
Entity owners
- T•• F••••• F••••••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- T•• F••••• F•••••••••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pasadena, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 71 to 79Mar 24, 2025 to Feb 19, 2026
- Advisory employees · 2 to 3Mar 24, 2025 to Feb 19, 2026
- Charity clients · 2 to 3Mar 24, 2025 to Feb 19, 2026
- HNW clients · 17 to 20Mar 24, 2025 to Feb 19, 2026
- Individual clients · 51 to 49Mar 24, 2025 to Feb 19, 2026
- Assets in custody · $166M to $189MMar 24, 2025 to Feb 19, 2026
- Discretionary RAUM · $230M to $264MMar 24, 2025 to Feb 19, 2026
- HNW RAUM · $38.8M to $48.3MMar 24, 2025 to Feb 19, 2026
- Individual RAUM · $16.7M to $16.7MMar 24, 2025 to Feb 19, 2026
- Pooled vehicle RAUM · $166M to $189MMar 24, 2025 to Feb 19, 2026
- RAUM · $230M to $264MMar 24, 2025 to Feb 19, 2026
- Accounts · 73 to 71Sep 4, 2024 to Mar 24, 2025
- HNW clients · 19 to 17Sep 4, 2024 to Mar 24, 2025
- Individual clients · 47 to 51Sep 4, 2024 to Mar 24, 2025
- Pooled vehicle clients · 5 to 1Sep 4, 2024 to Mar 24, 2025
- Assets in custody · $157M to $166MSep 4, 2024 to Mar 24, 2025
- Employees · 8 to 9Sep 4, 2024 to Mar 24, 2025
- Financial planning clients · unset to Sep 4, 2024 to Mar 24, 2025
- Private funds · 3 to 1Sep 4, 2024 to Mar 24, 2025
- Discretionary RAUM · $213M to $230MSep 4, 2024 to Mar 24, 2025
- HNW RAUM · $34.0M to $38.8MSep 4, 2024 to Mar 24, 2025
- Individual RAUM · $15.3M to $16.7MSep 4, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $157M to $166MSep 4, 2024 to Mar 24, 2025
- RAUM · $213M to $230MSep 4, 2024 to Mar 24, 2025
- Accounts · 61 to 73Aug 24, 2023 to Mar 26, 2024
- Charity clients · 3 to 2Aug 24, 2023 to Mar 26, 2024
- HNW clients · 13 to 19Aug 24, 2023 to Mar 26, 2024
- Individual clients · 40 to 47Aug 24, 2023 to Mar 26, 2024
- Assets in custody · $184M to $157MAug 24, 2023 to Mar 26, 2024
- Discretionary RAUM · $223M to $213MAug 24, 2023 to Mar 26, 2024
- HNW RAUM · $24.2M to $34.0MAug 24, 2023 to Mar 26, 2024
- Individual RAUM · $11.5M to $15.3MAug 24, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $184M to $157MAug 24, 2023 to Mar 26, 2024
- RAUM · $223M to $213MAug 24, 2023 to Mar 26, 2024
- Accounts · 59 to 61Mar 25, 2022 to Mar 9, 2023
- HNW clients · 16 to 13Mar 25, 2022 to Mar 9, 2023
- Individual clients · 35 to 40Mar 25, 2022 to Mar 9, 2023
- Assets in custody · $233M to $184MMar 25, 2022 to Mar 9, 2023
- Discretionary RAUM · $277M to $223MMar 25, 2022 to Mar 9, 2023
- HNW RAUM · $29.7M to $24.2MMar 25, 2022 to Mar 9, 2023
Signals
6 dated events
- Lee Daniel Cooper (President) no longer on Schedule A of F••••• I••••••••• M••••••••• C•••••• (listed 2023-03-09, absent 2023-08-24)Aug 24, 2023 · Control person left · inference
- B Todd Derrick (Interim President) appeared on Schedule A of F••••• I••••••••• M••••••••• C••••••Aug 24, 2023 · Control person joined · fact
- B•••• R••••• (Chief Compliance Officer, Chief Financial Officer) appeared on Schedule A of F••••• I••••••••• M••••••••• C••••••Jan 13, 2022 · Control person joined · fact
- F••••• I••••••••• M••••••••• C•••••• reported RAUM $213.5M, up 100% from $106.8M (2018-03-27 to 2019-03-25)Mar 25, 2019 · RAUM change · derived
- Evan Pan (President And Chief Investment Officer) no longer on Schedule A of F••••• I••••••••• M••••••••• C•••••• (listed 2018-03-27, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
- F••••• I••••••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Jul 1, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••• I••••••••• M••••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- F••••• I••••••••• M••••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 616-295-2297reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 626-304-9115reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 626-765-8408reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/faithwise-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 626-765-8450reportedpublic record, Form ADV, Feb 19, 2026
- Contact form
- faithwiseadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- faithwiseadvisors.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026