DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• W••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Apr 5, 2013 · 17 filings
SEC status approved since Aug 13, 2018
RAUM
$333M
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
100%
$333M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$333M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$333M as of Mar 27, 2026
Mar 15, 2019$115M then
HNW client RAUM$330M as of Mar 27, 2026
Mar 15, 2019$113M then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Mar 15, 20191 then
Employees (5.A)1 as of Mar 27, 2026
Mar 15, 20191 then
Private funds: no history
RAUM +10% over the last fiscal year+7.6% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $333MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.7MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$330M99%
- Individuals$2.9M0.9%
- Individual clients
- 6reported
- HNW clients
- 38reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 212reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• G••••••Certified Financial Planner, Chartered Financial Analyst | Miami Beach, Fl | May 30, 2013 | 24 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••••• G•••••• from U•• F•••••••• S••••••• I•••May 30, 2013 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• D•••••• · President & Chief Compliance Officercontrolsince 04/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 27, 2026HNW RAUM per HNW client of $8,694,299 against a peer median of $2,402,920 (4942 comparable advisers, 99.0th percentile, 4.2 robust deviations)peers: independent wealth managers, $100M to $500M (4,942) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 222 to 212Feb 7, 2025 to Mar 27, 2026
- HNW clients · 33 to 38Feb 7, 2025 to Mar 27, 2026
- Individual clients · 5 to 6Feb 7, 2025 to Mar 27, 2026
- Discretionary RAUM · $174M to $195MFeb 7, 2025 to Mar 27, 2026
- HNW RAUM · $302M to $330MFeb 7, 2025 to Mar 27, 2026
- Individual RAUM · $852,713 to $2.9MFeb 7, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $128M to $138MFeb 7, 2025 to Mar 27, 2026
- RAUM · $303M to $333MFeb 7, 2025 to Mar 27, 2026
- Accounts · 212 to 222Mar 29, 2024 to Feb 7, 2025
- HNW clients · 48 to 33Mar 29, 2024 to Feb 7, 2025
- Financial planning clients · 26-50 to 26-50Mar 29, 2024 to Feb 7, 2025
- Discretionary RAUM · $156M to $174MMar 29, 2024 to Feb 7, 2025
- HNW RAUM · $280M to $302MMar 29, 2024 to Feb 7, 2025
- Individual RAUM · $720,015 to $852,713Mar 29, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $125M to $128MMar 29, 2024 to Feb 7, 2025
- RAUM · $281M to $303MMar 29, 2024 to Feb 7, 2025
- Accounts · 232 to 212Mar 29, 2023 to Mar 29, 2024
- HNW clients · 36 to 48Mar 29, 2023 to Mar 29, 2024
- Individual clients · 7 to 5Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $140M to $156MMar 29, 2023 to Mar 29, 2024
- HNW RAUM · $267M to $280MMar 29, 2023 to Mar 29, 2024
- Individual RAUM · $546,034 to $720,015Mar 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $127M to $125MMar 29, 2023 to Mar 29, 2024
- RAUM · $268M to $281MMar 29, 2023 to Mar 29, 2024
- Accounts · 319 to 232Jan 18, 2023 to Mar 29, 2023
- HNW clients · 32 to 36Jan 18, 2023 to Mar 29, 2023
- Individual clients · 5 to 7Jan 18, 2023 to Mar 29, 2023
- Discretionary RAUM · $157M to $140MJan 18, 2023 to Mar 29, 2023
- HNW RAUM · $289M to $267MJan 18, 2023 to Mar 29, 2023
- Individual RAUM · $522,953 to $546,034Jan 18, 2023 to Mar 29, 2023
- Non-discretionary RAUM · $132M to $127MJan 18, 2023 to Mar 29, 2023
- RAUM · $290M to $268MJan 18, 2023 to Mar 29, 2023
- Accounts · 322 to 319Mar 26, 2021 to Mar 31, 2022
- HNW clients · 56 to 32Mar 26, 2021 to Mar 31, 2022
- Discretionary RAUM · $132M to $157MMar 26, 2021 to Mar 31, 2022
- HNW RAUM · $132M to $289MMar 26, 2021 to Mar 31, 2022
- Individual RAUM · $26.4M to $522,953Mar 26, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $26.4M to $132MMar 26, 2021 to Mar 31, 2022
- RAUM · $158M to $290MMar 26, 2021 to Mar 31, 2022
- Accounts · 314 to 322Jun 30, 2020 to Mar 26, 2021
Signals
2 dated events
- V•••• W••••• M••••••••• L•• reported RAUM $289.6M, up 83% from $157.9M (2021-03-26 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- V•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- V••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 786-579-2519reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $333Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026