DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• I••••••••• A•••••••
Legal name V•••••• I••••••••• A••••••• L••
Latest filing Aug 28, 2026
First filing on the tape May 10, 2021 · 31 filings
SEC status approved since Jun 9, 2021
RAUM
$343M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$338M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$49.0M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$343M as of Aug 28, 2026
Jan 28, 2022$126M then
HNW client RAUM$225M as of Aug 28, 2026
Jan 28, 2022$65.1M then
State-registered IARs (5.B.3)7 as of Aug 28, 2026
Jan 28, 20224 then
Employees (5.A)7 as of Aug 28, 2026
Jan 28, 20224 then
Private funds: no history
RAUM +31% over the last fiscal year+47% a year over threeIARs 6 to 7offices 2 to 3
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $49.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $213,521derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$225M65%
- Individuals$113M33%
- Pension and profit-sharing plans$3.5M1.0%
- Corporations and businesses$1.9M0.5%
- Individual clients
- 342reported
- HNW clients
- 93reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 1,608reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• D• T•••••••Certified Financial Planner | Stuart, Fl | Jun 26, 2013 | 13 y | 0 |
| W•••••• J•••• C••••••Certified Financial Planner | Stuart, Fl | Mar 28, 2018 | 30 y | 4 |
| K•••• D••••• K•••••• | Stuart, Fl | Jan 3, 2020 | 12 y | 2 |
| R••• H•••••• C•••••Certified Financial Planner | Stuart, Fl | Jan 27, 2023 | 11 y | 2 |
| Y•••• S•• P•••Certified Financial Planner | Stuart, Fl | Jan 31, 2023 | 17 y | 2 |
| J••• L•• M••••• | Stuart, Fl | Jan 9, 2025 | 14 y | 3 |
| C•••••••• M••• D••••••••• | Mooresville, Nc | Aug 18, 2025 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••• S••••• F••••• to F••••••• P•••••••Dec 15, 2023 · RIA to a state-registered adviser
Joined, latest
- C•••••••• M••• D••••••••• from O•••• F•• I•••Aug 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••• L•• M••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 9, 2025 · Wirehouse to independent RIA
- Y•••• S•• P••• from K••• T••• A•••••••Jan 31, 2023 · Other
- R••• H•••••• C••••• from K••• T••• A•••••••Jan 27, 2023 · Other
- K•••• D••••• K•••••• from M•••• C••••••• A••••••• S••••••Jan 3, 2020 · Affiliated broker-dealer or bank to independent RIA
- W•••••• J•••• C•••••• from H••••• R••••Mar 28, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••••• W••••••• D• · Owner And Chief Compliance Officercontrolsince 03/2013 · owns 75% or more
Related persons
Schedule D 7.A
- K•••• K••••••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stuart, Fl · principal | 7 | 0 | 0 | ||
| New York, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- P••• City, UT1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,523 to 1,608Nov 11, 2025 to Mar 24, 2026
- Corporate clients · 4 to 8Nov 11, 2025 to Mar 24, 2026
- HNW clients · 91 to 93Nov 11, 2025 to Mar 24, 2026
- Individual clients · 344 to 342Nov 11, 2025 to Mar 24, 2026
- Pension plan clients · 6 to 7Nov 11, 2025 to Mar 24, 2026
- Discretionary RAUM · $311M to $341MNov 11, 2025 to Mar 24, 2026
- HNW RAUM · $207M to $225MNov 11, 2025 to Mar 24, 2026
- Individual RAUM · $101M to $113MNov 11, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $1.3M to $1.9MNov 11, 2025 to Mar 24, 2026
- Pension RAUM · $3.1M to $3.5MNov 11, 2025 to Mar 24, 2026
- RAUM · $312M to $343MNov 11, 2025 to Mar 24, 2026
- Accounts · 1,366 to 1,523Aug 22, 2025 to Nov 11, 2025
- HNW clients · 78 to 91Aug 22, 2025 to Nov 11, 2025
- Individual clients · 357 to 344Aug 22, 2025 to Nov 11, 2025
- Discretionary RAUM · $260M to $311MAug 22, 2025 to Nov 11, 2025
- HNW RAUM · $167M to $207MAug 22, 2025 to Nov 11, 2025
- Individual RAUM · $90.5M to $101MAug 22, 2025 to Nov 11, 2025
- Non-discretionary RAUM · $1.1M to $1.3MAug 22, 2025 to Nov 11, 2025
- Pension RAUM · $2.6M to $3.1MAug 22, 2025 to Nov 11, 2025
- RAUM · $261M to $312MAug 22, 2025 to Nov 11, 2025
- Advisory employees · 6 to 7Feb 12, 2025 to Aug 22, 2025
- Employees · 6 to 7Feb 12, 2025 to Aug 22, 2025
- State-registered IARs · 6 to 7Feb 12, 2025 to Aug 22, 2025
- Other offices · 2 to 3Feb 12, 2025 to Aug 22, 2025
- Accounts · 1,060 to 1,366Sep 30, 2024 to Feb 12, 2025
- HNW clients · 47 to 78Sep 30, 2024 to Feb 12, 2025
- Individual clients · 298 to 357Sep 30, 2024 to Feb 12, 2025
- Pension plan clients · 7 to 6Sep 30, 2024 to Feb 12, 2025
- Financial planning clients · 1-10 to 1-10Sep 30, 2024 to Feb 12, 2025
- Discretionary RAUM · $180M to $260MSep 30, 2024 to Feb 12, 2025
- HNW RAUM · $94.9M to $167MSep 30, 2024 to Feb 12, 2025
- Individual RAUM · $82.4M to $90.5MSep 30, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $1.1M to $1.1MSep 30, 2024 to Feb 12, 2025
- Pension RAUM · $2.1M to $2.6MSep 30, 2024 to Feb 12, 2025
- RAUM · $181M to $261MSep 30, 2024 to Feb 12, 2025
- Accounts · 754 to 1,060Jan 19, 2024 to Jan 24, 2024
- Corporate clients · 1 to 4Jan 19, 2024 to Jan 24, 2024
- HNW clients · 22 to 47Jan 19, 2024 to Jan 24, 2024
- Individual clients · 249 to 298Jan 19, 2024 to Jan 24, 2024
- Pension plan clients · 6 to 7Jan 19, 2024 to Jan 24, 2024
Signals
2 dated events
- J••••• S••••• F••••• left V•••••• I••••••••• A••••••• for F••••••• P••••••• (registered 2023-10-31)Dec 15, 2023 · Advisor changed firm · fact
- V•••••• I••••••••• A••••••• filed its initial SEC registration (Form ADV)May 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clients@chapmancapitaladvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 772-320-9658reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/victrix-investment-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/king-tide-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- chapmancapitaladvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 772-320-9658reportedpublic record, Form ADV, Aug 28, 2026
- Contact form
- chapmancapitaladvisors.com/contact-us.htmlreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026