DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C••••••• L••
Latest filing Apr 7, 2026
First filing on the tape Dec 9, 2021 · 9 filings
SEC status approved since Jan 10, 2022
RAUM
$176M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$173M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$88.1M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$176M as of Apr 7, 2026
Mar 17, 2022$115M then
HNW client RAUM$112M as of Apr 7, 2026
Mar 17, 2022$50.6M then
State-registered IARs (5.B.3)2 as of Apr 7, 2026
Mar 17, 20221 then
Employees (5.A)5 as of Apr 7, 2026
Mar 17, 20224 then
Private funds: no history
RAUM +14% over the last fiscal year+17% a year over threeIARs 1 to 2offices 2 to 1
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $88.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 170derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $206,089derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $31.7M, 78 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$112M63%
- Individuals$61.7M35%
- Pension and profit-sharing plans$2.7M1.5%
- Corporations and businesses$159,5210.1%
- Individual clients
- 272reported
- HNW clients
- 67reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 855reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $31.7M for 78 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• A•••••• A•••• | Lafayette, La | Jan 17, 2014 | 33 y | 1 |
| W••••• B•••••• K•••• | Santa Rosa Beach, Fl | Apr 7, 2026 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••••• B••••• K••• to K••• V••••• C•••••• L••Oct 25, 2021 · RIA to a state-registered adviser
Joined, latest
- M••• A•••••• A•••• from E•••• S••••••••• L••Jan 17, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• L•••• L••••••• · Membercontrolsince 11/2022 · owns 10% to 25%
- A••••• M•••• A•••••• · Founder And Chief Compliance Officercontrolsince 08/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lafayette, La · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Santa Rosa Beach, FL1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 1 to 2Mar 31, 2026 to Apr 7, 2026
- Employees · 4 to 5Mar 31, 2026 to Apr 7, 2026
- State-registered IARs · 1 to 2Mar 31, 2026 to Apr 7, 2026
- Accounts · 819 to 855Apr 30, 2025 to Mar 31, 2026
- Advisory activities · 2 to 3Apr 30, 2025 to Mar 31, 2026
- HNW clients · 63 to 67Apr 30, 2025 to Mar 31, 2026
- Individual clients · 286 to 272Apr 30, 2025 to Mar 31, 2026
- Assets in custody · $24.9M to $31.7MApr 30, 2025 to Mar 31, 2026
- Financial planning clients · to 0Apr 30, 2025 to Mar 31, 2026
- Other offices · 2 to 1Apr 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $152M to $173MApr 30, 2025 to Mar 31, 2026
- HNW RAUM · $93.3M to $112MApr 30, 2025 to Mar 31, 2026
- Individual RAUM · $56.2M to $61.7MApr 30, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.5M to $2.7MApr 30, 2025 to Mar 31, 2026
- Pension RAUM · $4.8M to $2.7MApr 30, 2025 to Mar 31, 2026
- RAUM · $155M to $176MApr 30, 2025 to Mar 31, 2026
- Accounts · 760 to 819Mar 4, 2024 to Apr 30, 2025
- HNW clients · 40 to 63Mar 4, 2024 to Apr 30, 2025
- Individual clients · 263 to 286Mar 4, 2024 to Apr 30, 2025
- Assets in custody · $20.8M to $24.9MMar 4, 2024 to Apr 30, 2025
- Financial planning clients · unset to Mar 4, 2024 to Apr 30, 2025
- Discretionary RAUM · $124M to $152MMar 4, 2024 to Apr 30, 2025
- HNW RAUM · $54.0M to $93.3MMar 4, 2024 to Apr 30, 2025
- Individual RAUM · $67.4M to $56.2MMar 4, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $2.1M to $2.5MMar 4, 2024 to Apr 30, 2025
- Pension RAUM · $4.0M to $4.8MMar 4, 2024 to Apr 30, 2025
- RAUM · $126M to $155MMar 4, 2024 to Apr 30, 2025
- Accounts · 300 to 760Apr 14, 2023 to Mar 4, 2024
- HNW clients · 38 to 40Apr 14, 2023 to Mar 4, 2024
- Individual clients · 257 to 263Apr 14, 2023 to Mar 4, 2024
- Pension plan clients · 5.0 to unsetApr 14, 2023 to Mar 4, 2024
- Assets in custody · $12.0M to $20.8MApr 14, 2023 to Mar 4, 2024
- Discretionary RAUM · $108M to $124MApr 14, 2023 to Mar 4, 2024
- HNW RAUM · $56.1M to $54.0MApr 14, 2023 to Mar 4, 2024
- Individual RAUM · $50.8M to $67.4MApr 14, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $2.0M to $2.1MApr 14, 2023 to Mar 4, 2024
- Pension RAUM · $2.6M to $4.0MApr 14, 2023 to Mar 4, 2024
- RAUM · $110M to $126MApr 14, 2023 to Mar 4, 2024
- Other offices · 1 to 2Mar 17, 2023 to Apr 14, 2023
- Accounts · 674 to 300Dec 12, 2022 to Mar 17, 2023
Signals
2 dated events
- Lorraine Lisa Avant (Member) appeared on Schedule A of A•••• C••••••• L••Dec 12, 2022 · Control person joined · fact
- A•••• C••••••• L•• filed its initial SEC registration (Form ADV)Dec 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 337-504-2221reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 337-504-2294reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 850-387-1581reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/avant-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (337) 504-2221reportedpublic record, Form ADV, Apr 7, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026