DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A••••••• F•••••••• P•••••••
Legal name 6•• F••••••••• I•••
Latest filing Sep 2, 2026
First filing on the tape Sep 2, 2026 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourlyreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- n/areported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N•••• L••••• D•••••Certified Financial Planner | Seattle, Wa | Sep 10, 2013 | 15 y | 1 |
| R•••• T••••••• W••••Certified Financial Planner | Seattle, Wa | Sep 19, 2014 | 23 y | 0 |
| S••••• K•• J••••Certified Financial Planner | Seattle, Wa | Jul 11, 2019 | 15 y | 0 |
| A••• M•••• C•••••••••Certified Financial Planner | Seattle, Wa | Oct 28, 2022 | 14 y | 0 |
| T•••• S•••••• D••••••• | Seattle, Wa | Sep 15, 2023 | 12 y | 0 |
| B••••••• R••• F•••••••Certified Financial Planner | Seattle, Wa | Jun 13, 2024 | 12 y | 0 |
| N••••• S••••••••• V••••••• | Seattle, Wa | Jul 30, 2026 | 10 y | 0 |
Advisor movement
Left, latest
- H•••• L•• W••••• D•••• to A••• V•• F•••••••• P•••••••Jan 5, 2023 · Other
- J•••• L••• C•••• to R••• P••••• F•••••••• P••••••• L••Apr 7, 2022 · Other
- D••••• B•••• W•••••• to X••• F•••••••• P•••••••Jun 11, 2020 · Other
- M•••••• S••••• to W••••••• F•••••••• S•••••••• I•••Feb 19, 2020 · Other
Joined, latest
- D••••• B•••• W•••••• from B•••••• F••••••••• L••Feb 19, 2020 · Other
- N•••• L••••• D••••• from G•••••• F•••••••• P•••••••• I•••Sep 10, 2013 · Other
- M•••••• S••••• from G•••••• F•••••••• P•••••••• I•••Sep 10, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- H•••• L•• W••••• D•••• left A••••••• F•••••••• P••••••• for A••• V•• F•••••••• P••••••• (registered 2023-07-25)Jan 5, 2023 · Advisor changed firm · fact
- J•••• L••• C•••• left A••••••• F•••••••• P••••••• for R••• P••••• F•••••••• P••••••• L•• (registered 2022-10-12)Apr 7, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/arrivity-financial-planningreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-217-2583reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026