DFX Intelligence

RIA Intelligence

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SEC-registered adviser

V••••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)Houston, TexasCRD 167992SEC 801-79812website IAPD

Latest filing Mar 30, 2026

First filing on the tape May 20, 2014 · 22 filings

SEC status approved since Jun 16, 2014

RAUM

$588M

reported, Item 5.F

Discretionary

95%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$588M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$588M as of Mar 30, 2026

Mar 31, 2015$261M then

HNW client RAUM: no history

State-registered IARs (5.B.3)1 as of Mar 30, 2026

Mar 31, 20150 then

Employees (5.A)12 as of Mar 30, 2026

Mar 31, 20155 then

Private funds6 as of Mar 30, 2026

Mar 31, 20153 then

RAUM -15% over the last fiscal year-27% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $588MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $65.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 95%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 12.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -15%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$468M99%
Corporations and businesses$6.9M1.5%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 9reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.8 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
E••••• M••• O••••••	Houston, Tx	Jul 1, 2014	14 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

11 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
V••••• R••••••• M••••• L•	Private Equity Fund	$444M	38	Mar 28, 2023
S••••• 4• • V••••• M••••• L•	Hedge Fund	$184M	85	Aug 26, 2015
S••••• 5• • V••••• M••••• L•	Hedge Fund	$182M	6	Mar 30, 2016
V••••• T•• L•no longer reported	Hedge Fund	$81.3M	2	Mar 22, 2017
S••••• 6• • V••••• M••••• L•	Hedge Fund	$35.7M	3	Mar 18, 2020
W•• S••••• 1• • V••••• M••••• L•	Hedge Fund	$28.2M	4	Aug 26, 2015
S••••• 1• • V••••• P••• S••••••••• M••••• L•no longer reported	Hedge Fund	$14.2M	5	Mar 22, 2017
S••••• 2• • V••••• M••••• L•	Hedge Fund	$7.2M	50	Mar 10, 2014
V••••• O••••••••• F••• L•	Hedge Fund	$4.7M	1	Mar 28, 2023
S••••• 1• • V••••• M••••• L•	Hedge Fund	$3.7M	10	Dec 19, 2013
S••••• 3• • V••••• M••••• L•	Hedge Fund	$3.0M	19	Mar 31, 2015

Owners and control persons

Schedule A and B, latest filing

B••••• H•••••••• A••••• · Chief Financial Officercontrol
since 10/2017 · owns less than 5%
O••••••• E•••••• M••• · Managing Director And Portfolio Managercontrol
since 05/2013 · owns less than 5%
P••••••••• K••••• B•••• · Managing Director, Chief Operating Officer, And Chief Compliance Officercontrol
since 07/2014 · owns less than 5%
S•••••••• M•••••• A••• · Managing Director, Head Of Legal Researchcontrol
since 05/2013 · owns 25% to 50%
O••••••• E•••••• M••• · Managercontrol
since 03/2016 · owns 75% or more of R•••• R•••• I••••••••• L••
O••••••• E•••••• M••• · Managercontrol
since 04/2012 · owns 75% or more of V••••• L••
P••••••••• K••••• B•••• · Managercontrol
since 03/2016 · owns 75% or more of O••• D••• L••
S•••••••• M•••••• A••• · Member
since 04/2012 · owns F of V••••• L••

Entity owners

R•••• R•••• I••••••••• L•• · Special Limited Partner
direct · owns 50% to 75%
V••••• L•• · General Partner
direct · owns less than 5%
O••• D••• L•• · Special Limited Partner
direct · owns 10% to 25%

Related persons

Schedule D 7.A

B•• A••• • A••••••• A•••••••• P•••
n
S••••••• L••••• S•••••• L••
n
V••••• B• G• L••
pooled vehicle sponsory
V••••• L••
pooled vehicle sponsory
V••••• R••••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 12 to 9
Mar 28, 2025 to Mar 30, 2026
Advisory employees · 7 to 6
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle clients · 9 to 6
Mar 28, 2025 to Mar 30, 2026
Employees · 14 to 12
Mar 28, 2025 to Mar 30, 2026
Private funds · 9 to 6
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $636M to $558M
Mar 28, 2025 to Mar 30, 2026
Non-discretionary RAUM · $55.4M to $30.5M
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $566M to $468M
Mar 28, 2025 to Mar 30, 2026
RAUM · $691M to $588M
Mar 28, 2025 to Mar 30, 2026
Advisory employees · 8 to 7
Jul 1, 2024 to Mar 28, 2025
Financial planning clients · unset to
Jul 1, 2024 to Mar 28, 2025
Discretionary RAUM · $931M to $636M
Jul 1, 2024 to Mar 28, 2025
Non-discretionary RAUM · $63.6M to $55.4M
Jul 1, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $868M to $566M
Jul 1, 2024 to Mar 28, 2025
RAUM · $995M to $691M
Jul 1, 2024 to Mar 28, 2025
Advisory employees · 9 to 8
Mar 28, 2023 to Mar 29, 2024
Employees · 17 to 14
Mar 28, 2023 to Mar 29, 2024
Discretionary RAUM · $1.5B to $931M
Mar 28, 2023 to Mar 29, 2024
Non-discretionary RAUM · $73.6M to $63.6M
Mar 28, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $1.4B to $868M
Mar 28, 2023 to Mar 29, 2024
RAUM · $1.5B to $995M
Mar 28, 2023 to Mar 29, 2024
Accounts · 11 to 12
Sep 26, 2022 to Mar 28, 2023
Pooled vehicle clients · 8 to 9
Sep 26, 2022 to Mar 28, 2023
Employees · 15 to 17
Sep 26, 2022 to Mar 28, 2023
Private funds · 7 to 9
Sep 26, 2022 to Mar 28, 2023
Discretionary RAUM · $585M to $1.5B
Sep 26, 2022 to Mar 28, 2023
Non-discretionary RAUM · $83.6M to $73.6M
Sep 26, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $513M to $1.4B
Sep 26, 2022 to Mar 28, 2023
RAUM · $668M to $1.5B
Sep 26, 2022 to Mar 28, 2023
Accounts · 10 to 11
Sep 21, 2021 to Mar 28, 2022
Corporate clients · unset to 1.0
Sep 21, 2021 to Mar 28, 2022
Pooled vehicle clients · 10 to 8
Sep 21, 2021 to Mar 28, 2022
Employees · 14 to 15
Sep 21, 2021 to Mar 28, 2022
Private funds · 9 to 7
Sep 21, 2021 to Mar 28, 2022
Discretionary RAUM · $564M to $585M
Sep 21, 2021 to Mar 28, 2022
Non-discretionary RAUM · $0 to $83.6M
Sep 21, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $564M to $513M
Sep 21, 2021 to Mar 28, 2022
RAUM · $564M to $668M
Sep 21, 2021 to Mar 28, 2022
Advisory employees · 10 to 9
May 15, 2020 to Mar 31, 2021
Employees · 15 to 14
May 15, 2020 to Mar 31, 2021

Signals

6 dated events

V••••• C•••••• M••••••••• L• reported RAUM $690.9M, down 31% from $994.8M (2024-07-01 to 2025-03-28)
Mar 28, 2025 · RAUM change · derived
V••••• C•••••• M••••••••• L• reported RAUM $994.8M, down 35% from $1.5B (2023-03-28 to 2024-03-29)
Mar 29, 2024 · RAUM change · derived
A••• B•••• Mcdavid (General Counsel And Chief Compliance Officer) no longer on Schedule A of V••••• C•••••• M••••••••• L• (listed 2023-03-28, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
V••••• C•••••• M••••••••• L• reported RAUM $1.5B, up 128% from $668.4M (2022-09-26 to 2023-03-28)
Mar 28, 2023 · RAUM change · derived
A••• B•••• Mcdavid (General Counsel And Chief Compliance Officer) appeared on Schedule A of V••••• C•••••• M••••••••• L•
Sep 9, 2019 · Control person joined · fact
V••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
May 20, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

V••••• C•••••• M••••••••• L• · Independent Sponsors
shared crd · capital_provider
V••••• C•••••• M••••••••• L• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: V•••••CM.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 713.840.7700reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $588Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026