DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• P••••• G••••• I•••
Latest filing Mar 13, 2026
First filing on the tape Jul 12, 2013 · 31 filings
SEC status approved since Jul 29, 2013
RAUM
$725M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$687M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$104M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$725M as of Mar 13, 2026
Mar 31, 2014$0 then
HNW client RAUM$583M as of Mar 13, 2026
Mar 12, 2018$296M then
State-registered IARs (5.B.3)7 as of Mar 13, 2026
Mar 31, 20142 then
Employees (5.A)11 as of Mar 13, 2026
Mar 31, 20142 then
Private funds: no history
RAUM +17% over the last fiscal year+17% a year over threeIARs 5 to 7
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $104MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $518,699derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $447M, 321 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$583M80%
- Individuals$104M14%
- Charitable organizations$17.7M2.4%
- Pension and profit-sharing plans$13.1M1.8%
- Corporations and businesses$7.8M1.1%
- Individual clients
- 282reported
- HNW clients
- 165reported
- Pension plan clients
- 2reported
- Charitable clients
- 7reported
- Accounts
- 1,398reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $447M for 321 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••••• L••• Z•••••••Certified Financial Planner | Chattanooga, Tn | Dec 22, 2014 | 11 y | 1 |
| A••••• B•••• P•••••Chartered Financial Analyst | Chattanooga, Tn | Apr 8, 2016 | 12 y | 1 |
| C••••••• A••••• T•••••• | Chattanooga, Tn | Jan 24, 2020 | 11 y | 0 |
| K•••• A•• C•••• | Chattanooga, Tn | Jun 21, 2023 | 12 y | 1 |
| J••• A••• J••••Chartered Financial Analyst | Chattanooga, Tn | Jul 25, 2024 | 10 y | 0 |
| G•••• M••••• A••••Chartered Financial Analyst | Chattanooga, Tn | Mar 27, 2025 | 10 y | 1 |
| C•••••••• L••• J•••••• | Chattanooga, Tn | Nov 10, 2025 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- T••••• H••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Dec 5, 2024 · RIA to affiliated broker-dealer or bank
- W•••••• E••••• J••••• to A••••• P••••• G••••• L••Jul 28, 2023 · Other
Joined, latest
- C•••••••• L••• J•••••• from A••••• W••••• A•••••••• L••Nov 10, 2025 · RIA to RIA
- G•••• M••••• A•••• from A••••• W••••• A•••••••• L••Mar 27, 2025 · RIA to RIA
- K•••• A•• C•••• from U•• F•••••••• S••••••• I•••Jun 21, 2023 · Wirehouse to independent RIA
- A••••• B•••• P••••• from A••••• P••••• G••••• L••Apr 8, 2016 · Other
- W•••••• E••••• J••••• from J••••• I••••••••• M••••••••• L••Apr 13, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••• A•••••• B•••• · Principalcontrolsince 02/2020 · owns 75% or more
- Z•••••••• A•••••••• L••• · Chief Compliance Officercontrolsince 01/2016 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chattanooga, Tn · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 13, 2026pension consulting (Item 5.G.6): yes on the filing of 2025-10-22, no on the filing of 2026-03-13peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 1,296 to 1,398Oct 22, 2025 to Mar 13, 2026
- Advisory employees · 6 to 7Oct 22, 2025 to Mar 13, 2026
- Advisory activities · 4 to 3Oct 22, 2025 to Mar 13, 2026
- Charity clients · 6 to 7Oct 22, 2025 to Mar 13, 2026
- HNW clients · 153 to 165Oct 22, 2025 to Mar 13, 2026
- Individual clients · 255 to 282Oct 22, 2025 to Mar 13, 2026
- Assets in custody · $319M to $447MOct 22, 2025 to Mar 13, 2026
- Employees · 10 to 11Oct 22, 2025 to Mar 13, 2026
- State-registered IARs · 5 to 7Oct 22, 2025 to Mar 13, 2026
- Discretionary RAUM · $617M to $723MOct 22, 2025 to Mar 13, 2026
- HNW RAUM · $499M to $583MOct 22, 2025 to Mar 13, 2026
- Individual RAUM · $85.4M to $104MOct 22, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $2.6M to $2.6MOct 22, 2025 to Mar 13, 2026
- Pension RAUM · $11.7M to $13.1MOct 22, 2025 to Mar 13, 2026
- RAUM · $620M to $725MOct 22, 2025 to Mar 13, 2026
- Accounts · 1,267 to 1,296Feb 28, 2024 to Mar 27, 2025
- Corporate clients · 2 to 3Feb 28, 2024 to Mar 27, 2025
- HNW clients · 138 to 153Feb 28, 2024 to Mar 27, 2025
- Individual clients · 256 to 255Feb 28, 2024 to Mar 27, 2025
- Assets in custody · $235M to $319MFeb 28, 2024 to Mar 27, 2025
- Insurance-licensed employees · 1 to 0Feb 28, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 51-100Feb 28, 2024 to Mar 27, 2025
- State-registered IARs · 6 to 5Feb 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $529M to $617MFeb 28, 2024 to Mar 27, 2025
- HNW RAUM · $417M to $499MFeb 28, 2024 to Mar 27, 2025
- Individual RAUM · $82.2M to $85.4MFeb 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $2.4M to $2.6MFeb 28, 2024 to Mar 27, 2025
- Pension RAUM · $10.8M to $11.7MFeb 28, 2024 to Mar 27, 2025
- RAUM · $531M to $620MFeb 28, 2024 to Mar 27, 2025
- Accounts · 1,164 to 1,267Oct 3, 2023 to Feb 28, 2024
- Charity clients · 7 to 6Oct 3, 2023 to Feb 28, 2024
- Corporate clients · 1 to 2Oct 3, 2023 to Feb 28, 2024
- HNW clients · 154 to 138Oct 3, 2023 to Feb 28, 2024
- Individual clients · 234 to 256Oct 3, 2023 to Feb 28, 2024
- Pension plan clients · 3 to 2Oct 3, 2023 to Feb 28, 2024
- Assets in custody · $285M to $235MOct 3, 2023 to Feb 28, 2024
- Employees · 11 to 10Oct 3, 2023 to Feb 28, 2024
- State-registered IARs · 5 to 6Oct 3, 2023 to Feb 28, 2024
- Discretionary RAUM · $447M to $529MOct 3, 2023 to Feb 28, 2024
- HNW RAUM · $358M to $417MOct 3, 2023 to Feb 28, 2024
Signals
6 dated events
- T••••• H••••• left T•• P••••• G••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-12-03)Dec 5, 2024 · a•••••• firm change · fact
- W•••••• E••••• J••••• left T•• P••••• G••••• I••• for A••••• P••••• G••••• L•• (registered 2015-08-24)Jul 28, 2023 · a•••••• firm change · fact
- Bryan Ashlee Patten (Principal) appeared on Schedule A of T•• P••••• G••••• I•••Feb 27, 2020 · Control person joined · fact
- Cartter Zeboim Patten (Principal) no longer on Schedule A of T•• P••••• G••••• I••• (listed 2020-02-03, absent 2020-02-27)Feb 27, 2020 · Control person left · inference
- T•• P••••• G••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 8, 2016 · Succession (Item 4) · fact
- T••••••• A•••••• 1•• L•• filed its initial SEC registration (Form ADV)Jul 12, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@360patten.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 423-531-0360reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 423-805-3920reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- 360patten.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 423-531-0360reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $104Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026