DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••••• I••••• A•••••••

Asset manager (funds and pooled vehicles)Boston, MassachusettsCRD 168313SEC 801-78345websiteIAPD
Legal name C•••••• I••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jul 11, 2013 · 22 filings
SEC status approved since Jul 30, 2013
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.5B
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$1.5B as of Mar 31, 2026
Apr 4, 2014$127M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Apr 4, 20140 then
Employees (5.A)5 as of Mar 31, 2026
Apr 4, 20143 then
Private funds: no history
RAUM +639% over the last fiscal year+112% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$1.5BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.5BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+639%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$1.5B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• E•• · Chief Operating Officer
        since 04/2020 · owns less than 5%
      • P••••••••• M••••• R•••• · Chief Compliance Officer
        since 06/2019 · owns less than 5%
      Entity owners
      • P••••••• S•••••••• I••• · Parent
        indirect · owns 75% or more of P••••••• D• P••• F•• F•••••••• I•••••••••
      • P••••••• D• P••• F•• F•••••••• I••••••••• · Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      Advisers that list C•••••• I••••• A••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 31, 2026
        RAUM (Item 5.F) moved from $201,170,208 to $1,486,837,952 (+639.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 99.0th percentile of changes)
        peers: asset managers, $1B to $5B (1,368) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $201M to $1.5B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $201M to $1.5B
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 3 to 1
        Mar 27, 2024 to Mar 31, 2025
      • Advisory employees · 5 to 4
        Mar 27, 2024 to Mar 31, 2025
      • Employees · 6 to 5
        Mar 27, 2024 to Mar 31, 2025
      • Financial planning clients · 0 to 0
        Mar 27, 2024 to Mar 31, 2025
      • Discretionary RAUM · $171M to $201M
        Mar 27, 2024 to Mar 31, 2025
      • RAUM · $171M to $201M
        Mar 27, 2024 to Mar 31, 2025
      • Accounts · 4 to 3
        Nov 29, 2023 to Mar 27, 2024
      • Discretionary RAUM · $155M to $171M
        Nov 29, 2023 to Mar 27, 2024
      • RAUM · $155M to $171M
        Nov 29, 2023 to Mar 27, 2024
      • Employees · 7 to 6
        Jun 30, 2022 to Mar 31, 2023
      • Insurance-licensed employees · 0 to 1
        Jun 30, 2022 to Mar 31, 2023
      • Discretionary RAUM · $301M to $155M
        Jun 30, 2022 to Mar 31, 2023
      • RAUM · $301M to $155M
        Jun 30, 2022 to Mar 31, 2023
      • Employees · 9 to 7
        Mar 31, 2021 to Mar 30, 2022
      • Discretionary RAUM · $625M to $301M
        Mar 31, 2021 to Mar 30, 2022
      • RAUM · $625M to $301M
        Mar 31, 2021 to Mar 30, 2022
      • Advisory employees · 4 to 5
        Mar 27, 2020 to Mar 31, 2021
      • Employees · 5 to 9
        Mar 27, 2020 to Mar 31, 2021
      • Discretionary RAUM · $400M to $625M
        Mar 27, 2020 to Mar 31, 2021
      • RAUM · $400M to $625M
        Mar 27, 2020 to Mar 31, 2021
      • Advisory employees · 3 to 4
        Oct 18, 2019 to Mar 27, 2020
      • Employees · 8 to 5
        Oct 18, 2019 to Mar 27, 2020
      • Other offices · 1 to 0
        Oct 18, 2019 to Mar 27, 2020
      • Discretionary RAUM · $312M to $400M
        Oct 18, 2019 to Mar 27, 2020
      • RAUM · $312M to $400M
        Oct 18, 2019 to Mar 27, 2020
      • Accounts · 3 to 4
        Mar 30, 2018 to Mar 27, 2019
      • Charity clients · 0.0 to unset
        Mar 30, 2018 to Mar 27, 2019
      • Corporate clients · 0.0 to unset
        Mar 30, 2018 to Mar 27, 2019
      • HNW clients · 0.0 to unset
        Mar 30, 2018 to Mar 27, 2019
      • Individual clients · 0.0 to unset
        Mar 30, 2018 to Mar 27, 2019
      • Pension plan clients · 0.0 to unset
        Mar 30, 2018 to Mar 27, 2019
      • Pooled vehicle clients · 0.0 to unset
        Mar 30, 2018 to Mar 27, 2019
      • Employees · 5 to 8
        Mar 30, 2018 to Mar 27, 2019
      • Discretionary RAUM · $296M to $312M
        Mar 30, 2018 to Mar 27, 2019
      • RAUM · $296M to $312M
        Mar 30, 2018 to Mar 27, 2019
      • Accounts · 2 to 3
        Mar 31, 2017 to Mar 30, 2018
      • Advisory employees · 2 to 3
        Mar 31, 2017 to Mar 30, 2018
      • Charity clients · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      Signals
      6 dated events
      • C•••••• I••••• A••••••• reported RAUM $1.5B, up 639% from $201.2M (2025-03-31 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • C•••••• I••••• A••••••• reported RAUM $155.0M, down 49% from $301.1M (2022-06-30 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • C•••••• I••••• A••••••• reported RAUM $301.1M, down 52% from $625.5M (2021-03-31 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • C•••••• I••••• A••••••• reported RAUM $625.5M, up 57% from $399.6M (2020-03-27 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • Mark Joel Shulman (Managing Member) no longer on Schedule A of C•••••• I••••• A••••••• (listed 2019-10-18, absent 2020-03-27)
        Mar 27, 2020 · Control person left · inference
      • C•••••• I••••• A••••••• filed its initial SEC registration (Form ADV)
        Jul 11, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/entrepreneurshares-llcreportedpublic record, Form ADV, Sep 19, 2026
      Website
      e•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      617-279-0045reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      $1.5Bderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026