DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B• C•••••• F••• A•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Aug 13, 2013 · 22 filings
SEC status approved since Aug 22, 2013
RAUM
$20.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$20.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$20.0M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$20.0M as of Mar 27, 2026
Mar 11, 2014$47.3M then
HNW client RAUM$20.0M as of Mar 27, 2026
Mar 23, 2018$6.6M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 11, 20144 then
Employees (5.A)2 as of Mar 27, 2026
Mar 11, 20148 then
Private funds: no history
RAUM -9.1% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $20.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$20.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• J•• L••••• | Dallas, Tx | Oct 25, 2024 | 26 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••• J•• L••••• from H•••••••• D•••••• I••••••••• L••Oct 25, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• P••••••• J••• · Chief Compliance Officercontrolsince 08/2013 · owns less than 5%
- L•••••• T•••• J•• · Principalcontrolsince 08/2013 · owns less than 5%
- L•••••• T•••• J•• · Membercontrolsince 06/2013 · owns 25% to 50% of T•• L••••• G••••• L••
Entity owners
- T•• L••••• G••••• L•• · Manager Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 4Mar 31, 2025 to Mar 27, 2026
- HNW clients · 8.0 to unsetMar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $22.0M to $20.0MMar 31, 2025 to Mar 27, 2026
- HNW RAUM · $22.0M to $20.0MMar 31, 2025 to Mar 27, 2026
- RAUM · $22.0M to $20.0MMar 31, 2025 to Mar 27, 2026
- Financial planning clients · unset to 0Feb 26, 2024 to Mar 31, 2025
- HQ city · DALLAS to Feb 26, 2024 to Mar 31, 2025
- HQ state · TX to Feb 26, 2024 to Mar 31, 2025
- State-registered IARs · 1 to 0Feb 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $15.0M to $22.0MFeb 26, 2024 to Mar 31, 2025
- HNW RAUM · $15.0M to $22.0MFeb 26, 2024 to Mar 31, 2025
- RAUM · $15.0M to $22.0MFeb 26, 2024 to Mar 31, 2025
- Accounts · 14 to 8Feb 23, 2024 to Feb 26, 2024
- Advisory employees · 2 to 1Feb 23, 2024 to Feb 26, 2024
- HNW clients · 14 to 8Feb 23, 2024 to Feb 26, 2024
- Employees · 3 to 2Feb 23, 2024 to Feb 26, 2024
- Discretionary RAUM · $15.0M to $15.0MFeb 23, 2024 to Feb 26, 2024
- HNW RAUM · $15.0M to $15.0MFeb 23, 2024 to Feb 26, 2024
- RAUM · $15.0M to $15.0MFeb 23, 2024 to Feb 26, 2024
- Accounts · 4 to 14Mar 30, 2022 to Mar 31, 2023
- Advisory activities · 2 to 1Mar 30, 2022 to Mar 31, 2023
- HNW clients · unset to 14.0Mar 30, 2022 to Mar 31, 2023
- Employees · 4 to 3Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $69.0M to $15.0MMar 30, 2022 to Mar 31, 2023
- HNW RAUM · $16.1M to $15.0MMar 30, 2022 to Mar 31, 2023
- RAUM · $69.0M to $15.0MMar 30, 2022 to Mar 31, 2023
- Wrap assets (manager) · 16317567.0 to unsetMar 30, 2022 to Mar 31, 2023
- Wrap assets (sponsor) · 0.0 to unsetMar 30, 2022 to Mar 31, 2023
- HNW clients · 2.0 to unsetApr 1, 2021 to Mar 30, 2022
- Employees · 5 to 4Apr 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $49.4M to $69.0MApr 1, 2021 to Mar 30, 2022
- HNW RAUM · $15.6M to $16.1MApr 1, 2021 to Mar 30, 2022
- RAUM · $49.4M to $69.0MApr 1, 2021 to Mar 30, 2022
- Wrap assets (manager) · $23.9M to $16.3MApr 1, 2021 to Mar 30, 2022
- Accounts · 15 to 4Jun 30, 2020 to Apr 1, 2021
- HNW clients · 13 to 2Jun 30, 2020 to Apr 1, 2021
- Employees · 4 to 5Jun 30, 2020 to Apr 1, 2021
- Discretionary RAUM · $109M to $49.4MJun 30, 2020 to Apr 1, 2021
- HNW RAUM · $26.3M to $15.6MJun 30, 2020 to Apr 1, 2021
- RAUM · $109M to $49.4MJun 30, 2020 to Apr 1, 2021
Signals
4 dated events
- Boone Thomas Pickens (Member) no longer on Schedule A of B• C•••••• F••• A•••••••• L•• (listed 2024-02-23, absent 2024-02-26)Feb 26, 2024 · Control person left · inference
- Charlie Anderson (Trustee) no longer on Schedule A of B• C•••••• F••• A•••••••• L•• (listed 2024-02-23, absent 2024-02-26)Feb 26, 2024 · Control person left · inference
- B• C•••••• F••• A•••••••• L•• reported RAUM $144.5M, down 49% from $284.2M (2018-03-23 to 2019-02-07)Feb 7, 2019 · RAUM change · derived
- B• C•••••• M•• F••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 13, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (214).405-8278reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026