DFX Intelligence
RIA Intelligence
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SEC-registered adviser
I•••••• P•••••••
Legal name I•••••• P••••••• L••
Latest filing Apr 17, 2026
First filing on the tape Sep 19, 2013 · 24 filings
SEC status approved since Sep 30, 2013
RAUM
$224M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
100%
$224M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$224M as of Apr 17, 2026
Mar 25, 2014$134M then
HNW client RAUM$223M as of Apr 17, 2026
Mar 29, 2018$140M then
State-registered IARs (5.B.3)0 as of Apr 17, 2026
Mar 25, 20140 then
Employees (5.A)3 as of Apr 17, 2026
Mar 25, 20142 then
Private funds: no history
RAUM +18% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.1MderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $25.6M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$223M99%
- Individuals$1.9M0.8%
- Individual clients
- n/areported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $25.6M for 3 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V••••• M••••• G••Chartered Financial Analyst | New York, Ny | Apr 14, 2025 | 28 y | 1 |
| A••••• C••••• | Scottsdale, Az | Jan 23, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••• V•••••• M••••• · President/Ceocontrolsince 08/2013 · owns 50% to 75%
- G••• V•••••• M••••• · Majority Shareholdercontrolsince 03/2015 · owns 50% to 75% of I•••••• F••••• O••••• S•••
- P••••••••• C••••• · Chief Compliance Officersince 08/2013 · owns less than 5%
- P••••••••• C••••• · Shareholdersince 03/2015 · owns F of I•••••• F••••• O••••• S•••
- R••••••••• P•••• · Shareholdersince 03/2015 · owns 25% to 50% of I•••••• F••••• O••••• S•••
Entity owners
- I•••••• F••••• O••••• S••• · Managing Member/Partnerdirect · owns 75% or more
- M•••••• S••• · Shareholderindirect · owns F of I•••••• F••••• O••••• S•••
Related persons
Schedule D 7.A
- I•••••• P••••••• A• S•••investment advisern
- I•••••• R••• E•••••investment companyn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 35 to 37Oct 15, 2025 to Mar 17, 2026
- HNW clients · 15 to 20Oct 15, 2025 to Mar 17, 2026
- Assets in custody · $25.3M to $25.6MOct 15, 2025 to Mar 17, 2026
- Discretionary RAUM · $173M to $188MOct 15, 2025 to Mar 17, 2026
- HNW RAUM · $190M to $223MOct 15, 2025 to Mar 17, 2026
- Individual RAUM · $486,419 to $1.9MOct 15, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $17.6M to $36.0MOct 15, 2025 to Mar 17, 2026
- RAUM · $190M to $224MOct 15, 2025 to Mar 17, 2026
- Financial planning clients · unset to Mar 18, 2025 to Jun 2, 2025
- Assets in custody · $6.2M to $25.3MJun 27, 2024 to Mar 18, 2025
- Employees · 2 to 3Jun 27, 2024 to Mar 18, 2025
- Discretionary RAUM · $156M to $173MJun 27, 2024 to Mar 18, 2025
- HNW RAUM · $174M to $190MJun 27, 2024 to Mar 18, 2025
- Individual RAUM · unset to 486419.0Jun 27, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $18.7M to $17.6MJun 27, 2024 to Mar 18, 2025
- RAUM · $174M to $190MJun 27, 2024 to Mar 18, 2025
- Accounts · 37 to 35Dec 19, 2023 to Mar 22, 2024
- HNW clients · 9 to 15Dec 19, 2023 to Mar 22, 2024
- Individual clients · 1.0 to unsetDec 19, 2023 to Mar 22, 2024
- Assets in custody · unset to 6206271.0Dec 19, 2023 to Mar 22, 2024
- Custody of client assets · false to trueDec 19, 2023 to Mar 22, 2024
- Financial planning clients · 0 to unsetDec 19, 2023 to Mar 22, 2024
- Discretionary RAUM · $100M to $156MDec 19, 2023 to Mar 22, 2024
- HNW RAUM · $158M to $174MDec 19, 2023 to Mar 22, 2024
- Individual RAUM · 1304003.0 to unsetDec 19, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $59.6M to $18.7MDec 19, 2023 to Mar 22, 2024
- RAUM · $160M to $174MDec 19, 2023 to Mar 22, 2024
- Accounts · 33 to 37Mar 31, 2022 to Mar 22, 2023
- HNW clients · 7 to 9Mar 31, 2022 to Mar 22, 2023
- Individual clients · unset to 1.0Mar 31, 2022 to Mar 22, 2023
- Discretionary RAUM · $110M to $100MMar 31, 2022 to Mar 22, 2023
- HNW RAUM · $175M to $158MMar 31, 2022 to Mar 22, 2023
- Individual RAUM · $2.0M to $1.3MMar 31, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $66.4M to $59.6MMar 31, 2022 to Mar 22, 2023
- RAUM · $177M to $160MMar 31, 2022 to Mar 22, 2023
- Accounts · 31 to 33Mar 19, 2021 to Mar 31, 2022
- Advisory employees · 2 to 1Mar 19, 2021 to Mar 31, 2022
- Advisory activities · 4 to 3Mar 19, 2021 to Mar 31, 2022
- Employees · 3 to 2Mar 19, 2021 to Mar 31, 2022
- Discretionary RAUM · $101M to $110MMar 19, 2021 to Mar 31, 2022
Signals
1 dated events
- I•••••• P••••••• filed its initial SEC registration (Form ADV)Sep 19, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-686-4601reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- I••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-686-4601reportedpublic record, Form ADV, Apr 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026