DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• W•••••
Legal name E••••••• W•••••• I•••
Latest filing Mar 13, 2026
First filing on the tape Apr 25, 2020 · 18 filings
SEC status approved since May 26, 2020
RAUM
$334M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
100%
$334M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$334M as of Mar 13, 2026
Mar 8, 2021$155M then
HNW client RAUM$134M as of Mar 13, 2026
Mar 8, 2021$61.9M then
State-registered IARs (5.B.3)3 as of Mar 13, 2026
Mar 8, 20213 then
Employees (5.A)4 as of Mar 13, 2026
Mar 8, 20213 then
Private funds: no history
RAUM +20% over the last fiscal year+22% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 165derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $286,382derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$200M60%
- High-net-worth individuals$134M40%
- Individual clients
- 408reported
- HNW clients
- 88reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,166reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M•••••• P••••• | Claremont, Ca | Oct 24, 2015 | 15 y | 1 |
| J••••• R••• W••••••••• | Claremont, Ca | Nov 26, 2025 | 11 y | 0 |
| M•••••• R••••• T•••• | Claremont, Ca | Dec 17, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• G••• F••••• to P•• W••••• A•••••••• L••Jan 4, 2018 · RIA to a state-registered adviser
- Y•••• S••••••• M•••••• to A• W••••• M••••••••• L••Jul 12, 2016 · Other
Joined, latest
- B•••• M•••••• P••••• from L••••• I••••••••• S•••••••• L••Oct 24, 2015 · Other
- Y•••• S••••••• M•••••• from L••••• I••••••••• S•••••••• L••Nov 22, 2013 · Other
- D••••• G••• F••••• from L••••• I••••••••• S•••••••• L••Nov 22, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••• B••••• M•••••• · President/Chief Compliance Officercontrolsince 07/2013 · owns 75% or more
- T••••• M••••••• R••••• · Ownercontrolsince 09/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Claremont, Ca · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Pasadena, CA1 employees
- Redlands, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 1,051 to 1,166Jan 13, 2026 to Mar 13, 2026
- HNW clients · 66 to 88Jan 13, 2026 to Mar 13, 2026
- Individual clients · 383 to 408Jan 13, 2026 to Mar 13, 2026
- Financial planning clients · 11-25 to 26-50Jan 13, 2026 to Mar 13, 2026
- Discretionary RAUM · $245M to $273MJan 13, 2026 to Mar 13, 2026
- HNW RAUM · $152M to $134MJan 13, 2026 to Mar 13, 2026
- Individual RAUM · $126M to $200MJan 13, 2026 to Mar 13, 2026
- Non-discretionary RAUM · $32.4M to $60.9MJan 13, 2026 to Mar 13, 2026
- RAUM · $278M to $334MJan 13, 2026 to Mar 13, 2026
- Accounts · 974 to 1,051Mar 29, 2024 to Mar 30, 2025
- HNW clients · 64 to 66Mar 29, 2024 to Mar 30, 2025
- Individual clients · 355 to 383Mar 29, 2024 to Mar 30, 2025
- Financial planning clients · 11-25 to 11-25Mar 29, 2024 to Mar 30, 2025
- Discretionary RAUM · $200M to $245MMar 29, 2024 to Mar 30, 2025
- HNW RAUM · $123M to $152MMar 29, 2024 to Mar 30, 2025
- Individual RAUM · $102M to $126MMar 29, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $25.4M to $32.4MMar 29, 2024 to Mar 30, 2025
- RAUM · $226M to $278MMar 29, 2024 to Mar 30, 2025
- Accounts · 924 to 974Dec 4, 2023 to Mar 29, 2024
- Charity clients · unset to 0.0Dec 4, 2023 to Mar 29, 2024
- Corporate clients · unset to 0.0Dec 4, 2023 to Mar 29, 2024
- HNW clients · 39 to 64Dec 4, 2023 to Mar 29, 2024
- Individual clients · 363 to 355Dec 4, 2023 to Mar 29, 2024
- Pension plan clients · unset to 0.0Dec 4, 2023 to Mar 29, 2024
- Pooled vehicle clients · unset to 0.0Dec 4, 2023 to Mar 29, 2024
- Discretionary RAUM · $163M to $200MDec 4, 2023 to Mar 29, 2024
- HNW RAUM · $83.2M to $123MDec 4, 2023 to Mar 29, 2024
- Individual RAUM · $101M to $102MDec 4, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $21.1M to $25.4MDec 4, 2023 to Mar 29, 2024
- Pension RAUM · unset to 0.0Dec 4, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · unset to 0.0Dec 4, 2023 to Mar 29, 2024
- RAUM · $184M to $226MDec 4, 2023 to Mar 29, 2024
- Business name · R•• W••••• M••••••••• to E••••••• W•••••Nov 28, 2023 to Dec 4, 2023
- Legal name · R•• W••••• M••••••••• to E••••••• W•••••• I•••Nov 28, 2023 to Nov 28, 2023
- Accounts · 914 to 924Jan 4, 2023 to Mar 31, 2023
- Individual clients · 360 to 363Jan 4, 2023 to Mar 31, 2023
- Employees · 3 to 4Jan 4, 2023 to Mar 31, 2023
- Discretionary RAUM · $161M to $163MJan 4, 2023 to Mar 31, 2023
- HNW RAUM · $87.3M to $83.2MJan 4, 2023 to Mar 31, 2023
- Individual RAUM · $101M to $101MJan 4, 2023 to Mar 31, 2023
Signals
2 dated events
- Robert Matthew Theal (Owner) appeared on Schedule A of E••••••• W•••••Sep 13, 2021 · Control person joined · fact
- R•• W••••• M••••••••• filed its initial SEC registration (Form ADV)Apr 25, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 909-296-7977reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/rpa-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- retirementplanplaybook.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 909-296-7977reportedpublic record, Form ADV, Mar 13, 2026
- Contact form
- evermont.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026