DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cohen Investment Advisors, LLC
Latest filing Jun 18, 2026
First filing on the tape Oct 8, 2019 · 23 filings
SEC status approved since Nov 5, 2019
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$252M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$86.4M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$259M as of Jun 18, 2026
Mar 6, 2020$120M then
HNW client RAUM$199M as of Jun 18, 2026
Mar 6, 2020$87.9M then
State-registered IARs (5.B.3)3 as of Jun 18, 2026
Mar 6, 20201 then
Employees (5.A)7 as of Jun 18, 2026
Mar 6, 20204 then
Private funds1 as of Jun 18, 2026
Mar 6, 20201 then
RAUM +15% over the last fiscal year+20% a year over threeIARs 2 to 3offices 3 to 4
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $86.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $282,136derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $90,000, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M77%
- Individuals$53.4M21%
- Corporations and businesses$6.6M2.6%
- Pension and profit-sharing plans$282,2740.1%
- Pooled investment vehicles$131,6290.1%
- Individual clients
- 155reported
- HNW clients
- 82reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 919reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $90,000 for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel M. CohenCertified Financial Planner | Bedford, Nh | Oct 21, 2013 | 32 y | 2 |
| Tiffany Anne Donegan | Bedford, Nh | Jan 20, 2025 | 12 y | 0 |
| James N PerryCertified Financial Planner | Amesbury, Ma | May 7, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- James N Perry from LPL Financial LLCMay 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Daniel M. Cohen from UBS Financial Services Inc.Oct 21, 2013 · Wirehouse to independent RIA
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cohen Real Estate Fund II Llp | Real Estate Fund | $6.7M | 35 | Mar 15, 2024 |
| Cohen Real Estate Fund 2017, Lllp | Real Estate Fund | $5.7M | 15 | Oct 8, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Daniel Cohen · Chief Compliance Officer, Chief Executive Officer & Chief Investment Officercontrolsince 10/2013 · owns 75% or more
Related persons
Schedule D 7.A
- Cohen Real Estate Advisors, LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bedford, Nh · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boca Raton, FL1 employees
- Boston, MA1 employees
What changed
consecutive filings, newest first
- Accounts · 758 to 919Jan 12, 2026 to Mar 27, 2026
- HNW clients · 88 to 82Jan 12, 2026 to Mar 27, 2026
- Individual clients · 129 to 155Jan 12, 2026 to Mar 27, 2026
- Pension plan clients · unset to 5.0Jan 12, 2026 to Mar 27, 2026
- Assets in custody · $110,565 to $90,000Jan 12, 2026 to Mar 27, 2026
- Employees · 8 to 7Jan 12, 2026 to Mar 27, 2026
- Financial planning clients · 101-250 to 251-500Jan 12, 2026 to Mar 27, 2026
- State-registered IARs · 2 to 3Jan 12, 2026 to Mar 27, 2026
- Discretionary RAUM · $226M to $259MJan 12, 2026 to Mar 27, 2026
- HNW RAUM · $167M to $199MJan 12, 2026 to Mar 27, 2026
- Individual RAUM · $39.3M to $53.4MJan 12, 2026 to Mar 27, 2026
- Pension RAUM · $225,622 to $282,274Jan 12, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $12.7M to $131,629Jan 12, 2026 to Mar 27, 2026
- RAUM · $226M to $259MJan 12, 2026 to Mar 27, 2026
- Other offices · 3 to 4May 12, 2025 to Jan 12, 2026
- Financial planning clients · 101-250 to 101-250Mar 24, 2025 to May 12, 2025
- Accounts · 701 to 758Nov 11, 2024 to Mar 24, 2025
- Advisory employees · 2 to 4Nov 11, 2024 to Mar 24, 2025
- Corporate clients · 0 to 8Nov 11, 2024 to Mar 24, 2025
- HNW clients · 72 to 88Nov 11, 2024 to Mar 24, 2025
- Individual clients · 136 to 129Nov 11, 2024 to Mar 24, 2025
- Pension plan clients · 0.0 to unsetNov 11, 2024 to Mar 24, 2025
- Pooled vehicle clients · 2 to 1Nov 11, 2024 to Mar 24, 2025
- Assets in custody · $49,092 to $110,565Nov 11, 2024 to Mar 24, 2025
- Custody of client assets · false to trueNov 11, 2024 to Mar 24, 2025
- Employees · 7 to 8Nov 11, 2024 to Mar 24, 2025
- State-registered IARs · 1 to 2Nov 11, 2024 to Mar 24, 2025
- Other offices · 2 to 3Nov 11, 2024 to Mar 24, 2025
- Private funds · 2 to 1Nov 11, 2024 to Mar 24, 2025
- Discretionary RAUM · $188M to $226MNov 11, 2024 to Mar 24, 2025
- HNW RAUM · $140M to $167MNov 11, 2024 to Mar 24, 2025
- Individual RAUM · $35.6M to $39.3MNov 11, 2024 to Mar 24, 2025
- Pension RAUM · $0 to $225,622Nov 11, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $12.4M to $12.7MNov 11, 2024 to Mar 24, 2025
- RAUM · $188M to $226MNov 11, 2024 to Mar 24, 2025
- Accounts · 611 to 701Nov 16, 2023 to Mar 15, 2024
- HNW clients · 54 to 72Nov 16, 2023 to Mar 15, 2024
- Individual clients · 133 to 136Nov 16, 2023 to Mar 15, 2024
- Pooled vehicle clients · 1 to 2Nov 16, 2023 to Mar 15, 2024
- Assets in custody · unset to 49092.0Nov 16, 2023 to Mar 15, 2024
Signals
1 dated events
- Cohen Investment Advisors, Llc filed its initial SEC registration (Form ADV)Oct 8, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 603-232-8350reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/cohen-investment-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- investwithcohen.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (603) 232-8350reportedpublic record, Form ADV, Jun 18, 2026
- Contact form
- investwithcohen.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Cohen Investment Advisors, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…