DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Port Street Investments, LLC

Asset manager (funds and pooled vehicles)Newport Beach, CaliforniaCRD 168596SEC 801-78708websiteIAPD
Latest filing May 11, 2026
First filing on the tape Oct 11, 2013 · 17 filings
SEC status approved since Oct 23, 2013
RAUM
$174M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$174M as of May 11, 2026
Mar 28, 2014$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 11, 2026
Mar 28, 20140 then
Employees (5.A)3 as of May 11, 2026
Mar 28, 20146 then
Private funds: no history
RAUM -13% over the last fiscal year-4.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$174MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$174M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Brown Graham Pierce · Chief Executive Officercontrol
        since 07/2013 · owns less than 5%
      • Edward Richard Eusey · Trusteecontrol
        since 07/2006 · owns F of The Richard And Shannon Eusey Trust
      • Flint Shannon Eusey · Trusteecontrol
        since 07/2006 · owns F of The Richard And Shannon Eusey Trust
      • Grace Catherine Prentice · Chief Compliance Officer
        since 09/2020 · owns less than 5%
      Entity owners
      • Beacon Pointe Holdings, LLC · Member
        direct · owns 75% or more
      • The Richard And Shannon Eusey Trust · Member
        indirect · owns 25% to 50% of Beacon Pointe Holdings, LLC
      Related persons
      Schedule D 7.A
      • Beacon Pointe Advisors, LLC
        investment advisernRAUM $55B
      • Beacon Pointe Captive Insurance
        real estaten
      • Beacon Pointe Gp, LLC
        pooled vehicle sponsorn
      • Beacon Pointe Insurance Services, LLC
        real estaten
      • Candice L. Armstrong
        insurancen
      • Ferrell & Kelly, LLC
        insurancen
      • Ferrell Realty, Inc.
        investment companyn
      • Juna Chiang
        investment companyn
      Advisers that list Port Street Investments, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $201M to $174M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $201M to $174M
        Mar 31, 2025 to Mar 31, 2026
      • Related insurance company · true to false
        Mar 31, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $221M to $201M
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $221M to $201M
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $198M to $221M
        Mar 31, 2023 to Mar 28, 2024
      • RAUM · $198M to $221M
        Mar 31, 2023 to Mar 28, 2024
      • Discretionary RAUM · $198M to $198M
        Mar 8, 2022 to Mar 31, 2023
      • RAUM · $198M to $198M
        Mar 8, 2022 to Mar 31, 2023
      • Employees · 4 to 3
        Mar 29, 2021 to Mar 8, 2022
      • Insurance-licensed employees · 4 to 3
        Mar 29, 2021 to Mar 8, 2022
      • Discretionary RAUM · $177M to $198M
        Mar 29, 2021 to Mar 8, 2022
      • RAUM · $177M to $198M
        Mar 29, 2021 to Mar 8, 2022
      • Insurance-licensed employees · 3 to 4
        Sep 21, 2020 to Mar 29, 2021
      • Discretionary RAUM · $121M to $177M
        Sep 21, 2020 to Mar 29, 2021
      • RAUM · $121M to $177M
        Sep 21, 2020 to Mar 29, 2021
      • Related insurance company · false to true
        Sep 21, 2020 to Mar 29, 2021
      • BD registered reps · 1 to 0
        Mar 22, 2019 to Mar 16, 2020
      • Discretionary RAUM · $96.3M to $121M
        Mar 22, 2019 to Mar 16, 2020
      • RAUM · $96.3M to $121M
        Mar 22, 2019 to Mar 16, 2020
      • Accounts · 2 to 1
        Mar 20, 2018 to Mar 22, 2019
      • Advisory employees · 4 to 2
        Mar 20, 2018 to Mar 22, 2019
      • BD registered reps · 0 to 1
        Mar 20, 2018 to Mar 22, 2019
      • Employees · 5 to 4
        Mar 20, 2018 to Mar 22, 2019
      • Insurance-licensed employees · 4 to 3
        Mar 20, 2018 to Mar 22, 2019
      • Discretionary RAUM · $154M to $96.3M
        Mar 20, 2018 to Mar 22, 2019
      • RAUM · $154M to $96.3M
        Mar 20, 2018 to Mar 22, 2019
      • Other offices · unset to 0.0
        Mar 6, 2017 to Mar 20, 2018
      • Discretionary RAUM · $100M to $154M
        Mar 6, 2017 to Mar 20, 2018
      • RAUM · $100M to $154M
        Mar 6, 2017 to Mar 20, 2018
      • Discretionary RAUM · $36.7M to $100M
        Mar 15, 2016 to Mar 6, 2017
      • RAUM · $36.7M to $100M
        Mar 15, 2016 to Mar 6, 2017
      • Accounts · 1 to 2
        Mar 31, 2015 to Mar 15, 2016
      • Advisory employees · 3 to 4
        Mar 31, 2015 to Mar 15, 2016
      • Business name · PORT STREET INVESTMENTS LLC to PORT STREET INVESTMENTS, LLC
        Mar 31, 2015 to Mar 15, 2016
      • Employees · 6 to 5
        Mar 31, 2015 to Mar 15, 2016
      • Insurance-licensed employees · 5 to 4
        Mar 31, 2015 to Mar 15, 2016
      • Legal name · PORT STREET INVESTMENTS LLC to PORT STREET INVESTMENTS, LLC
        Mar 31, 2015 to Mar 15, 2016
      • Discretionary RAUM · $9.9M to $36.7M
        Mar 31, 2015 to Mar 15, 2016
      Signals
      5 dated events
      • Theodore Douglas Allison (President) no longer on Schedule A of Port Street Investments, Llc (listed 2021-03-29, absent 2022-03-08)
        Mar 8, 2022 · Control person left · inference
      • Marilyn Diane Peck (Chief Financial Officer) no longer on Schedule A of Port Street Investments, Llc (listed 2020-09-21, absent 2021-03-29)
        Mar 29, 2021 · Control person left · inference
      • Kevin Garth Flint (Trustee) no longer on Schedule A of Port Street Investments, Llc (listed 2018-03-20, absent 2019-03-22)
        Mar 22, 2019 · Control person left · inference
      • Ann Claudia Flint (Trustee) no longer on Schedule A of Port Street Investments, Llc (listed 2018-03-20, absent 2019-03-22)
        Mar 22, 2019 · Control person left · inference
      • Port Street Investment Solutions Llc filed its initial SEC registration (Form ADV)
        Oct 11, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      PORTSTREETINVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      949-718-1600reportedpublic record, Form ADV, May 11, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026