DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••••••• C••••••• L••

Asset manager (funds and pooled vehicles)St. Louis, MissouriCRD 168734SEC 801-135893websiteIAPD
Latest filing Jun 9, 2026
First filing on the tape May 1, 2026 · 2 filings
SEC status approved since May 12, 2026
RAUM
$416M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
1 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
17
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$416M as of Jun 9, 2026
May 1, 2026$416M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 9, 2026
May 1, 20261 then
Employees (5.A)18 as of Jun 9, 2026
May 1, 202618 then
Private funds17 as of Jun 9, 2026
May 1, 202617 then
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$416MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$24.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
18.0derivedItem 5.A over advisors
Advisors per office
0.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$416M, 17 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$416M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
17reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$416M for 17 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      17 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••••••••• C•••••• T••• F••• I••• L•Venture Capital Fund$74.4M90Mar 29, 2019
      C••••••••• C•••••• T••• F••• I•• L•••Venture Capital Fund$60.4M84Mar 31, 2022
      C••••••••• C•••••• T••• F••• I•• L••Venture Capital Fund$32.5M94Mar 31, 2015
      C••••••••• C•••••• G••••••••• T••• F••• I• L•Venture Capital Fund$22.9M25May 21, 2021
      M••••••• F••••••• T••••••••• F•••• L••Venture Capital Fund$19.8M97Feb 12, 2014
      C••••••••• C•••••• L••• S••••••• F••• I•• L••Venture Capital Fund$19.2M54Mar 31, 2017
      C••••••••• C•••••• L••• S••••••• F•••• L••Venture Capital Fund$16.0M81Feb 12, 2014
      Y•••• L•• G••••• O••••••••• F•••• L•••Venture Capital Fund$14.5M14Mar 26, 2018
      C••••••••• C•••••• S••• F••• I••• L•Venture Capital Fund$14.3M19Nov 11, 2024
      C••••••••• T•••• S••• F••• I•• L•Venture Capital Fund$12.8M41Mar 31, 2022
      H••••••••• I••••••••• F•••• L•Venture Capital Fund$10.4M19Mar 31, 2021
      S•••••••• F•••••• A••••••••• L••no longer reportedVenture Capital Fund$4.8M28Mar 31, 2015
      C••••••••• C•••••• A••••• F••• I•• L•Venture Capital Fund$3.3M11Nov 11, 2024
      Y•••• L••• L••Venture Capital Fund$2.9M36Mar 31, 2015
      P•••••• S•••••• A••••••••• L••Venture Capital Fund$2.9M37Mar 26, 2018
      S•••••••• C•••• F•••• L••no longer reportedVenture Capital Fund$2.8M16Mar 31, 2017
      Y•••• L•• I•• L••Venture Capital Fund$2.5M24Mar 26, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• D•••• O•••••• · Member Of C••••••••• C••••••• L••control
        since 03/2019 · owns 10% to 25%
      • E••••• C••••• D•••••• · Chief Compliance Officercontrol
        since 03/2026 · owns less than 5%
      • H•••••••• C•••••••• K• · Member Of C••••••••• C••••••• L•• C••••••••• C••••••• L••control
        since 06/2013 · owns 10% to 25%
      • K••••••••• J••••• P•••••• · Member Of C••••••••• C••••••• L••control
        since 02/2023 · owns 10% to 25%
      • S••••••• W••••••• R• · Member Of C••••••••• C••••••• L••control
        since 10/2013 · owns 10% to 25%
      • T•••• J•••• D• · Member Of C••••••••• C••••••• L••control
        since 08/2018 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/C•••••••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
      Website
      C•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      314-216-2051reportedpublic record, Form ADV, Jun 9, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026