DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• K••••••• F•••••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Sep 10, 2013 · 19 filings
SEC status approved since Apr 17, 2019
RAUM
$165M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$165M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$165M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$165M as of Mar 30, 2026
Mar 17, 2014$76.0M then
HNW client RAUM$152M as of Mar 30, 2026
Mar 5, 2020$59.9M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 17, 20142 then
Employees (5.A)3 as of Mar 30, 2026
Mar 17, 20142 then
Private funds: no history
RAUM +7.2% over the last fiscal year+7.5% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $165MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 119derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $370,112derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$152M92%
- Individuals$12.5M7.6%
- Individual clients
- 44reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 445reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• B•••••• H•••••••• | Atlanta, Ga | Oct 1, 2013 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• B•••••• H•••••••• from R•••••• J•••• • A••••••••• I•••Oct 1, 2013 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• B••••• B•••••• · Managing Member / Chief Compliance Officercontrolsince 09/2013 · owns 75% or more
- H••••••••• G•••••• M••••• · Foundersince 10/2013 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 427 to 445Mar 5, 2025 to Mar 30, 2026
- Advisory employees · 2 to 1Mar 5, 2025 to Mar 30, 2026
- Corporate clients · 2.0 to unsetMar 5, 2025 to Mar 30, 2026
- HNW clients · 52 to 75Mar 5, 2025 to Mar 30, 2026
- Individual clients · 78 to 44Mar 5, 2025 to Mar 30, 2026
- Employees · 4 to 3Mar 5, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 1-10Mar 5, 2025 to Mar 30, 2026
- State-registered IARs · 2 to 1Mar 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $151M to $162MMar 5, 2025 to Mar 30, 2026
- HNW RAUM · $122M to $152MMar 5, 2025 to Mar 30, 2026
- Individual RAUM · $30.5M to $12.5MMar 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $2.3M to $2.4MMar 5, 2025 to Mar 30, 2026
- RAUM · $154M to $165MMar 5, 2025 to Mar 30, 2026
- Accounts · 440 to 427Feb 28, 2024 to Mar 5, 2025
- HNW clients · 48 to 52Feb 28, 2024 to Mar 5, 2025
- Individual clients · 68 to 78Feb 28, 2024 to Mar 5, 2025
- Financial planning clients · 101-250 to 0Feb 28, 2024 to Mar 5, 2025
- Discretionary RAUM · $134M to $151MFeb 28, 2024 to Mar 5, 2025
- HNW RAUM · $106M to $122MFeb 28, 2024 to Mar 5, 2025
- Individual RAUM · $29.0M to $30.5MFeb 28, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $2.5M to $2.3MFeb 28, 2024 to Mar 5, 2025
- RAUM · $136M to $154MFeb 28, 2024 to Mar 5, 2025
- Accounts · 390 to 440Jun 8, 2023 to Feb 28, 2024
- Corporate clients · unset to 2.0Jun 8, 2023 to Feb 28, 2024
- Individual clients · 65 to 68Jun 8, 2023 to Feb 28, 2024
- Financial planning clients · 51-100 to 101-250Jun 8, 2023 to Feb 28, 2024
- Discretionary RAUM · $129M to $134MJun 8, 2023 to Feb 28, 2024
- HNW RAUM · $107M to $106MJun 8, 2023 to Feb 28, 2024
- Individual RAUM · $25.3M to $29.0MJun 8, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $3.1M to $2.5MJun 8, 2023 to Feb 28, 2024
- RAUM · $132M to $136MJun 8, 2023 to Feb 28, 2024
- HNW RAUM · $118M to $107MMar 28, 2022 to Mar 28, 2023
- Individual RAUM · $32.0M to $25.3MMar 28, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $3.0M to $3.1MMar 28, 2022 to Mar 28, 2023
- RAUM · $150M to $132MMar 28, 2022 to Mar 28, 2023
- Accounts · 450 to 390Mar 28, 2022 to Mar 28, 2023
- HNW clients · 51 to 48Mar 28, 2022 to Mar 28, 2023
- Individual clients · 69 to 65Mar 28, 2022 to Mar 28, 2023
- Financial planning clients · 101-250 to 51-100Mar 28, 2022 to Mar 28, 2023
- Discretionary RAUM · $147M to $129MMar 28, 2022 to Mar 28, 2023
Signals
1 dated events
- K••••••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 10, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- l•••••••••@m••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j•••••••••@m••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- w•••••••••@m••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-260-0710reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 604-222-3333reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.m••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 404-260-0710reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- m••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $165Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026