DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• W••••••• P••••••••• L••
Latest filing Mar 3, 2026
First filing on the tape Dec 13, 2013 · 17 filings
SEC status approved since Apr 29, 2014
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$11B
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$11B as of Mar 3, 2026
Mar 6, 2015$409M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 3, 2026
Mar 6, 20150 then
Employees (5.A)8 as of Mar 3, 2026
Mar 6, 20158 then
Private funds1 as of Mar 3, 2026
Mar 6, 20151 then
RAUM +18% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $11BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $11B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• R•••••••• A••• | Houston, Tx | Apr 1, 2014 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• W••••••• P••••••••• M••••• F••• L• | Hedge Fund | $8.3B | 106 | Dec 13, 2013 |
| T•• W••••••• D••••••• P••••••••• L•no longer reported | Other Private Fund | $149M | 14 | Dec 13, 2013 |
| T•• W••••••• P••••••••• I••••••••• F••• L••no longer reported | Other Private Fund | $64.2M | 3 | Dec 13, 2013 |
Owners and control persons
Schedule A and B, latest filing
- A•••• S•••••• R•••••••• · Ceocontrolsince 04/2013 · owns 75% or more
- S••••• C••••••••• · Cco, Cfo, Coocontrolsince 04/2013 · owns less than 5%
- A•••• S•••••• R•••••••• · Membercontrolsince 04/2013 · owns 75% or more of V• H••••••• L••
Entity owners
- V• A••••••••• L•• · Managerindirect · owns F of V• H••••••• L••
- V• H••••••• L•• · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- T•• W•••• L••investment adviserpooled vehicle sponsory
- T•• W••••••• G•••••• P•••••• L•investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $9.7B to $11BMar 13, 2025 to Mar 3, 2026
- Discretionary RAUM · $9.7B to $11BMar 13, 2025 to Mar 3, 2026
- Pooled vehicle RAUM · $9.7B to $11BMar 13, 2025 to Mar 3, 2026
- RAUM · $9.7B to $11BMar 13, 2025 to Mar 3, 2026
- Advisory employees · 6 to 4Mar 11, 2024 to Mar 13, 2025
- Assets in custody · $8.3B to $9.7BMar 11, 2024 to Mar 13, 2025
- Employees · 10 to 8Mar 11, 2024 to Mar 13, 2025
- Financial planning clients · unset to Mar 11, 2024 to Mar 13, 2025
- Discretionary RAUM · $8.3B to $9.7BMar 11, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $8.3B to $9.7BMar 11, 2024 to Mar 13, 2025
- RAUM · $8.3B to $9.7BMar 11, 2024 to Mar 13, 2025
- Assets in custody · $6.2B to $8.3BAug 17, 2023 to Mar 11, 2024
- Discretionary RAUM · $6.2B to $8.3BAug 17, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $6.2B to $8.3BAug 17, 2023 to Mar 11, 2024
- RAUM · $6.2B to $8.3BAug 17, 2023 to Mar 11, 2024
- Assets in custody · $7.1B to $6.2BMay 4, 2022 to Mar 23, 2023
- Discretionary RAUM · $7.1B to $6.2BMay 4, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $7.1B to $6.2BMay 4, 2022 to Mar 23, 2023
- RAUM · $7.1B to $6.2BMay 4, 2022 to Mar 23, 2023
- Assets in custody · $5.8B to $7.1BMar 23, 2021 to Mar 24, 2022
- Discretionary RAUM · $5.8B to $7.1BMar 23, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $5.8B to $7.1BMar 23, 2021 to Mar 24, 2022
- RAUM · $5.8B to $7.1BMar 23, 2021 to Mar 24, 2022
- Assets in custody · $3.2B to $5.8BFeb 25, 2020 to Mar 23, 2021
- Discretionary RAUM · $3.2B to $5.8BFeb 25, 2020 to Mar 23, 2021
- Pooled vehicle RAUM · $3.2B to $5.8BFeb 25, 2020 to Mar 23, 2021
- RAUM · $3.2B to $5.8BFeb 25, 2020 to Mar 23, 2021
- Assets in custody · $2.1B to $3.2BFeb 27, 2019 to Feb 25, 2020
- Discretionary RAUM · $2.1B to $3.2BFeb 27, 2019 to Feb 25, 2020
- Pooled vehicle RAUM · $2.1B to $3.2BFeb 27, 2019 to Feb 25, 2020
- RAUM · $2.1B to $3.2BFeb 27, 2019 to Feb 25, 2020
- Advisory employees · 5 to 6Mar 6, 2018 to Feb 27, 2019
- Assets in custody · $1.7B to $2.1BMar 6, 2018 to Feb 27, 2019
- Employees · 8 to 10Mar 6, 2018 to Feb 27, 2019
- Discretionary RAUM · $1.7B to $2.1BMar 6, 2018 to Feb 27, 2019
- Pooled vehicle RAUM · $1.7B to $2.1BMar 6, 2018 to Feb 27, 2019
- RAUM · $1.7B to $2.1BMar 6, 2018 to Feb 27, 2019
- Related adviser · false to trueMar 6, 2018 to Feb 27, 2019
- Related bank · false to trueMar 6, 2018 to Feb 27, 2019
- Pooled vehicle clients · unset to 3.0Mar 13, 2017 to Mar 6, 2018
Signals
5 dated events
- T•• W••••••• P••••••••• L•• reported RAUM $8.3B, up 33% from $6.2B (2023-08-17 to 2024-03-11)Mar 11, 2024 · RAUM change · derived
- T•• W••••••• P••••••••• L•• reported RAUM $5.8B, up 84% from $3.2B (2020-02-25 to 2021-03-23)Mar 23, 2021 · RAUM change · derived
- T•• W••••••• P••••••••• L•• reported RAUM $3.2B, up 55% from $2.1B (2019-02-27 to 2020-02-25)Feb 25, 2020 · RAUM change · derived
- T•• W••••••• P••••••••• L•• reported RAUM $1.7B, up 72% from $960.0M (2017-03-13 to 2018-03-06)Mar 6, 2018 · RAUM change · derived
- T•• W••••••• P••••••••• L•• filed its initial SEC registration (Form ADV)Dec 13, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- W•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 713-623-7700reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $11Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026