DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Journey Advisory Group, LLC

Independent wealth managerCovington, KentuckyCRD 171919SEC 801-79934websiteIAPD
Latest filing Aug 21, 2026
First filing on the tape Jun 11, 2014 · 44 filings
SEC status approved since Jun 26, 2014
RAUM
$1.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
96%
$1.6B individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$87.1M
derived; firm RAUM over IAPD count
Employees
31
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.7B as of Aug 21, 2026
Mar 31, 2015$213M then
HNW client RAUM$1.4B as of Aug 21, 2026
Mar 28, 2018$143M then
State-registered IARs (5.B.3)20 as of Aug 21, 2026
Mar 31, 20156 then
Employees (5.A)31 as of Aug 21, 2026
Mar 31, 20156 then
Private funds: no history
RAUM +12% over the last fiscal year+25% a year over threeIARs 17 to 20
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
RAUM per advisor
$87.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
45derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.3MderivedHNW RAUM over HNW clients
Average account
$782,830derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
4.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+18%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
Custody
$545M, 509 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.4B87%
  • Individuals$150M9.1%
  • Charitable organizations$27.1M1.6%
  • Corporations and businesses$24.7M1.5%
  • Pension and profit-sharing plans$11.3M0.7%
  • Pooled investment vehicles$39,1970.0%
Individual clients
522reported
HNW clients
337reported
Pension plan clients
7reported
Charitable clients
11reported
Accounts
2,113reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$545M for 509 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Tyler Selby LangChartered Financial AnalystCovington, KyApr 22, 201921 y1
Kathryn C McneelyTemple, TxJan 2, 202025 y2
Elizabeth A DayterCincinnati, OhJan 22, 202013 y1
Richard Eric PettwayChartered Financial AnalystCovington, KySep 8, 202016 y0
Jill Lauren HensonCertified Financial PlannerCincinnati, OhJun 23, 202122 y5
James J JooChartered Financial AnalystCovington, Ky Jun 3, 202226 y0
Patricia Ann KuharCovington, Ky Jan 5, 202323 y2
James Gerard TillarChartered Financial AnalystCenterville, Oh Jan 5, 202335 y1
Stephen Andrew WenstrupCenterville, Oh Jan 5, 202343 y1
Tyler James VerstCovington, KyDec 27, 202313 y0
Kevin Reilly KaneCovington, KyAug 14, 202428 y6
Cary Scott KornickRound Lake, Il Aug 30, 202427 y2
Paula Jan AbbottCertified Financial PlannerCovington, KySep 27, 202421 y4
James William OwensCertified Financial PlannerCovington, KyDec 6, 202420 y4
Meghan Elizabeth MullikinCertified Financial PlannerCovington, KyJan 1, 202515 y2
Adam Peter LisowskyCertified Financial PlannerCovington, KyJul 1, 202511 y3
Tyler Michael MalayCovington, KyAug 5, 202511 y0
Michael Justin WilhelmCovington, Ky Aug 20, 202514 y0
Randolph J. ChavezCovington, KyMar 12, 202610 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Minto Robin Lang · Trustee Of Stephan Lang Family Trustcontrol
      since 12/1985 · owns less than 5%
    • Graig Stephan Lang · Member, Trustee Of Stephan Langcontrol
      since 08/2013 · owns less than 5%
    • Selby Tyler Lang · Managing Membercontrol
      since 06/2014 · owns 50% to 75%
    • C Kathryn Mcneely · Member Of Richard Eric Randolph Pettway Trustcontrol
      since 01/2020 · owns less than 5%
    • William James Owens · Membercontrol
      since 01/2020 · owns less than 5%
    • James Tyler Verst · Chief Operations Officercontrol
      since 08/2026 · owns less than 5%
    • J. Michael Whelan · Membercontrol
      since 10/2019 · owns less than 5%
    • John Andy Armstrong · Chief Compliance Officer
      since 04/2021 · owns less than 5%
    • Lauren Jill Henson · Member
      since 01/2022 · owns less than 5%
    • Suzanne Laura Moschel · Member
      since 01/2022 · owns less than 5%
    • Eric Richard Pettway · Chief Investment Officer, Trustee Of Richard Eric Randolph Pettway Trust
      since 08/2020 · owns less than 5%
    Entity owners
    • Stephan Lang Family Trust Dated 12/9/1985 · Member
      direct · owns 25% to 50%
    • Richard Eric R Pettway Rev Trust Dated 10/21/99 · Member
      direct · owns less than 5%
    Related persons
    Schedule D 7.A
    • Journey Risk Solutions, LLC
      real estatey
    Advisers that list Journey Advisory Group, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Covington, Ky · principal1610
    Cincinnati, Oh300
    Centerville, Oh200
    Offices
    Schedule D 1.F, the 25 largest
    • Cincinnati, OH4 employees
    • Dayton, OH2 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Aug 21, 2026
      Verst, Tyler, James (CHIEF OPERATIONS OFFICER) appeared on Schedule A between the filings of 2022-03-21 and 2026-08-21
      peers: independent wealth managers, $1B to $5B (1,360)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 2,004 to 2,113
      Feb 13, 2026 to Mar 13, 2026
    • Advisory employees · 13 to 15
      Feb 13, 2026 to Mar 13, 2026
    • Charity clients · 9 to 11
      Feb 13, 2026 to Mar 13, 2026
    • Corporate clients · 8 to 10
      Feb 13, 2026 to Mar 13, 2026
    • HNW clients · 340 to 337
      Feb 13, 2026 to Mar 13, 2026
    • Individual clients · 478 to 522
      Feb 13, 2026 to Mar 13, 2026
    • Assets in custody · $499M to $545M
      Feb 13, 2026 to Mar 13, 2026
    • Employees · 27 to 31
      Feb 13, 2026 to Mar 13, 2026
    • State-registered IARs · 17 to 20
      Feb 13, 2026 to Mar 13, 2026
    • Discretionary RAUM · $1.4B to $1.6B
      Feb 13, 2026 to Mar 13, 2026
    • HNW RAUM · $1.3B to $1.4B
      Feb 13, 2026 to Mar 13, 2026
    • Individual RAUM · $130M to $150M
      Feb 13, 2026 to Mar 13, 2026
    • Non-discretionary RAUM · $25.8M to $20.0M
      Feb 13, 2026 to Mar 13, 2026
    • Pension RAUM · $11.6M to $11.3M
      Feb 13, 2026 to Mar 13, 2026
    • Pooled vehicle RAUM · $11,478 to $39,197
      Feb 13, 2026 to Mar 13, 2026
    • RAUM · $1.5B to $1.7B
      Feb 13, 2026 to Mar 13, 2026
    • Financial planning clients · 101-250 to 101-250
      May 8, 2025 to Jul 22, 2025
    • Accounts · 1,692 to 2,004
      Nov 1, 2024 to Apr 15, 2025
    • Advisory employees · 11 to 13
      Nov 1, 2024 to Apr 15, 2025
    • Charity clients · 7 to 9
      Nov 1, 2024 to Apr 15, 2025
    • Corporate clients · 6 to 8
      Nov 1, 2024 to Apr 15, 2025
    • HNW clients · 242 to 340
      Nov 1, 2024 to Apr 15, 2025
    • Individual clients · 448 to 478
      Nov 1, 2024 to Apr 15, 2025
    • Pooled vehicle clients · unset to 1.0
      Nov 1, 2024 to Apr 15, 2025
    • Assets in custody · $375M to $499M
      Nov 1, 2024 to Apr 15, 2025
    • Employees · 20 to 27
      Nov 1, 2024 to Apr 15, 2025
    • State-registered IARs · 11 to 17
      Nov 1, 2024 to Apr 15, 2025
    • Other offices · 2 to 3
      Nov 1, 2024 to Apr 15, 2025
    • Discretionary RAUM · $991M to $1.4B
      Nov 1, 2024 to Apr 15, 2025
    • HNW RAUM · $804M to $1.3B
      Nov 1, 2024 to Apr 15, 2025
    • Individual RAUM · $163M to $130M
      Nov 1, 2024 to Apr 15, 2025
    • Non-discretionary RAUM · $25.0M to $25.8M
      Nov 1, 2024 to Apr 15, 2025
    • Pension RAUM · $10.3M to $11.6M
      Nov 1, 2024 to Apr 15, 2025
    • Pooled vehicle RAUM · unset to 11478.0
      Nov 1, 2024 to Apr 15, 2025
    • RAUM · $1.0B to $1.5B
      Nov 1, 2024 to Apr 15, 2025
    • Accounts · 1,527 to 1,692
      Dec 19, 2023 to Mar 20, 2024
    • Charity clients · 5 to 7
      Dec 19, 2023 to Mar 20, 2024
    • Corporate clients · unset to 6.0
      Dec 19, 2023 to Mar 20, 2024
    • HNW clients · 228 to 242
      Dec 19, 2023 to Mar 20, 2024
    • Individual clients · 403 to 448
      Dec 19, 2023 to Mar 20, 2024
    Signals
    15 dated events
    • Journey Advisory Group, Llc reported RAUM $1.5B, up 45% from $1.0B (2024-11-01 to 2025-04-15)
      Apr 15, 2025 · RAUM change · derived
    • Timothy James Koester left Journey Advisory Group, Llc for Phase Line Financial (registered 2025-09-12)
      Apr 10, 2025 · Advisor changed firm · fact
    • TW Advisors's advisors moved to Journey Advisory Group, LLC (Centerville, OH): 3 of 3 registered, on the same day
      Jan 5, 2023 · Firm absorbed (people side) · derived
    • Peter James Abi-Nader left Journey Advisory Group, Llc for Allworth Financial, L.P. (registered 2022-10-03)
      Sep 30, 2022 · Advisor changed firm · fact
    • Daniel Patrick Leahy left Journey Advisory Group, Llc for Allworth Financial, L.P. (registered 2022-10-05)
      Sep 30, 2022 · Advisor changed firm · fact
    • Deborah Kerr left Journey Advisory Group, Llc for Vanguard Advisers, Inc. (registered 2022-10-19)
      Sep 12, 2022 · Advisor changed firm · fact
    • James Thomas Ritter (Director Of Compliance) no longer on Schedule A of Journey Advisory Group, Llc (listed 2021-03-29, absent 2021-04-12)
      Apr 12, 2021 · Control person left · inference
    • John Andy Armstrong (Chief Compliance Officer) appeared on Schedule A of Journey Advisory Group, Llc
      Apr 12, 2021 · Control person joined · fact
    • Journey Advisory Group, Llc reported RAUM $541.4M, up 95% from $278.3M (2020-01-30 to 2020-03-25)
      Mar 25, 2020 · RAUM change · derived
    • Pennington Financial Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Jan 6, 2020 · Succession (Item 4) · fact
    • William James Owens (Member) appeared on Schedule A of Journey Advisory Group, Llc
      Jan 6, 2020 · Control person joined · fact
    • C Kathryn Mcneely (Member) appeared on Schedule A of Journey Advisory Group, Llc
      Jan 6, 2020 · Control person joined · fact
    • J. Michael Whelan (Chief Financial Officer) appeared on Schedule A of Journey Advisory Group, Llc
      Dec 2, 2019 · Control person joined · fact
    • James Thomas Ritter (Director Of Compliance) appeared on Schedule A of Journey Advisory Group, Llc
      Jun 19, 2019 · Control person joined · fact
    • Dynasty Advisor Group, Llc filed its initial SEC registration (Form ADV)
      Jun 11, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    carlee.oelling@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    hal.klink@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    jacob.sendelbach@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    jenna.philibin@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    kelli.tranbarger@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    kim.bucalo@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    laura.moschel@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    mike.whelan@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    nick.butler@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    randy.chavez@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    tim.roesch@journeyadvisory.groupreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $87.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026