DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• C•••••• P•••••••• L••
Latest filing May 13, 2026
First filing on the tape Jan 9, 2017 · 21 filings
SEC status approved since Jan 23, 2017
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
20%
$232M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$229M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.1B as of May 13, 2026
Jan 27, 2017$283M then
HNW client RAUM$206M as of May 13, 2026
Feb 19, 2018$243M then
State-registered IARs (5.B.3)5 as of May 13, 2026
Jan 27, 20173 then
Employees (5.A)5 as of May 13, 2026
Jan 27, 20173 then
Private funds: no history
RAUM +4.1% over the last fiscal year+11% a year over threeIARs 6 to 5
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $229MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$444M39%
- Corporations and businesses$390M34%
- High-net-worth individuals$206M18%
- Pension and profit-sharing plans$75.5M6.6%
- Individuals$26.0M2.3%
- Insurance companies$2.5M0.2%
- Individual clients
- 67reported
- HNW clients
- 61reported
- Pension plan clients
- 24reported
- Charitable clients
- 4reported
- Accounts
- 533reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.2 fund_share=0.0 institutional_share=0.46 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• W•••• B•••••Chartered Financial Analyst | Kirkland, Wa | Oct 14, 2013 | 16 y | 1 |
| R••• P••• M•••••• | Omaha, Ne | Dec 23, 2013 | 12 y | 0 |
| D•••• A•••• P••••••Chartered Financial Analyst | Omaha, Ne | Jan 3, 2019 | 22 y | 0 |
| E••• T• R••••Chartered Financial Analyst | Omaha, Ne | Sep 28, 2023 | 11 y | 0 |
| F••• L•••• | Omaha, Ne | Feb 12, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••• W••••• to U•• F•••••••• S••••••• I•••Oct 27, 2023 · Other
Joined, latest
- M•••••• W•••• B••••• from M•••••• W••••• R••••• I•••Oct 14, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• M••••••• W•••• · Membercontrolsince 08/2013 · owns 25% to 50%
- M••••••• R•••• P••• · Member, Chief Compliance Officercontrolsince 01/2014 · owns 25% to 50%
- P••••••• D••••• A•••• · Membercontrolsince 01/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Kirkland, WA1 employees
What changed
consecutive filings, newest first
- Accounts · 516 to 533Apr 29, 2025 to Mar 6, 2026
- Advisory employees · 6 to 5Apr 29, 2025 to Mar 6, 2026
- Corporate clients · 11 to 13Apr 29, 2025 to Mar 6, 2026
- HNW clients · 65 to 61Apr 29, 2025 to Mar 6, 2026
- Individual clients · 63 to 67Apr 29, 2025 to Mar 6, 2026
- Pension plan clients · 25 to 24Apr 29, 2025 to Mar 6, 2026
- Employees · 6 to 5Apr 29, 2025 to Mar 6, 2026
- State-registered IARs · 6 to 5Apr 29, 2025 to Mar 6, 2026
- Discretionary RAUM · $1.1B to $1.1BApr 29, 2025 to Mar 6, 2026
- HNW RAUM · $190M to $206MApr 29, 2025 to Mar 6, 2026
- Individual RAUM · $24.0M to $26.0MApr 29, 2025 to Mar 6, 2026
- Pension RAUM · $67.8M to $75.5MApr 29, 2025 to Mar 6, 2026
- RAUM · $1.1B to $1.1BApr 29, 2025 to Mar 6, 2026
- Financial planning clients · 1-10 to 1-10Feb 19, 2025 to Apr 29, 2025
- Accounts · 452 to 516Mar 8, 2024 to Feb 19, 2025
- Advisory employees · 5 to 6Mar 8, 2024 to Feb 19, 2025
- Advisory activities · 3 to 4Mar 8, 2024 to Feb 19, 2025
- Charity clients · 5 to 4Mar 8, 2024 to Feb 19, 2025
- Individual clients · 58 to 63Mar 8, 2024 to Feb 19, 2025
- Employees · 5 to 6Mar 8, 2024 to Feb 19, 2025
- Financial planning clients · 0 to 1-10Mar 8, 2024 to Feb 19, 2025
- State-registered IARs · 5 to 6Mar 8, 2024 to Feb 19, 2025
- Discretionary RAUM · $936M to $1.1BMar 8, 2024 to Feb 19, 2025
- HNW RAUM · $170M to $190MMar 8, 2024 to Feb 19, 2025
- Individual RAUM · $23.7M to $24.0MMar 8, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $6.8M to $0Mar 8, 2024 to Feb 19, 2025
- Pension RAUM · $58.6M to $67.8MMar 8, 2024 to Feb 19, 2025
- RAUM · $943M to $1.1BMar 8, 2024 to Feb 19, 2025
- Accounts · 376 to 452Jun 8, 2023 to Mar 8, 2024
- Corporate clients · 9 to 11Jun 8, 2023 to Mar 8, 2024
- HNW clients · 62 to 65Jun 8, 2023 to Mar 8, 2024
- Individual clients · 49 to 58Jun 8, 2023 to Mar 8, 2024
- Pension plan clients · 27 to 25Jun 8, 2023 to Mar 8, 2024
- Discretionary RAUM · $827M to $936MJun 8, 2023 to Mar 8, 2024
- HNW RAUM · $137M to $170MJun 8, 2023 to Mar 8, 2024
- Individual RAUM · $14.3M to $23.7MJun 8, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $0 to $6.8MJun 8, 2023 to Mar 8, 2024
- Pension RAUM · $48.6M to $58.6MJun 8, 2023 to Mar 8, 2024
- RAUM · $827M to $943MJun 8, 2023 to Mar 8, 2024
- Accounts · 279 to 376Mar 18, 2022 to Mar 16, 2023
Signals
6 dated events
- J••• W••••• left I••••••• C•••••• P•••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2024-04-09)Oct 27, 2023 · Advisor changed firm · fact
- Lee Richard Jarvis (Member) no longer on Schedule A of I••••••• C•••••• P•••••••• L•• (listed 2020-06-25, absent 2021-01-21)Jan 21, 2021 · Control person left · inference
- I••••••• C•••••• P•••••••• L•• reported RAUM $785.2M, up 58% from $497.6M (2019-02-22 to 2020-02-12)Feb 12, 2020 · RAUM change · derived
- I••••••• C•••••• P•••••••• L•• reported RAUM $497.6M, up 43% from $348.1M (2018-02-22 to 2019-02-22)Feb 22, 2019 · RAUM change · derived
- Allen David Perkins (Member) appeared on Schedule A of I••••••• C•••••• P•••••••• L••Feb 22, 2019 · Control person joined · fact
- I••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- mail@ironvinecapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/ironvine-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ironvinecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 402-916-1705reportedpublic record, Form ADV, May 13, 2026
- Team page
- ironvinecapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $229Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026