DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• P••••••• C•••••• L••
Latest filing Mar 17, 2026
First filing on the tape Oct 18, 2013 · 26 filings
SEC status approved since Oct 28, 2013
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.6B as of Mar 17, 2026
Feb 20, 2014$292M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Feb 20, 20140 then
Employees (5.A)8 as of Mar 17, 2026
Feb 20, 20145 then
Private funds2 as of Mar 17, 2026
Feb 20, 20141 then
RAUM +111% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $206MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 50%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +111%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $552M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$824M50%
- Sovereign wealth funds$822M50%
- Pension and profit-sharing plans$1.3M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $552M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.5 institutional_share=0.5 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• P••••••• C•••••• M••••• F•••• L••• | Hedge Fund | $560M | 51 | Oct 18, 2013 |
Owners and control persons
Schedule A and B, latest filing
- H••••• L••• T• · Senior Manager / Co-Chief Investment Officercontrolsince 05/2013 · owns less than 5%
- H••••• J•••••••• O• · Chief Financial Officer / Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- Y•••• C••••••• I• · Senior Manager / Co-Chief Investment Officercontrolsince 03/2022 · owns less than 5%
- H••••• K••••• B• · Trusteecontrolsince 11/2013 · owns 50% to 75% of T•• L•• T• H•••• A•• K•••••••• B• H•••• R•••••••• T•••• D•••• N••••••• 8• 2•••
- H••••• L••• T• · Trusteecontrolsince 11/2013 · owns 50% to 75% of T•• L•• T• H•••• A•• K•••••••• B• H•••• R•••••••• T•••• D•••• N••••••• 8• 2•••
- H••••• L••• T• · Managercontrolsince 11/2013 · owns F of L•••••• F••••• G•• L••
Entity owners
- L•••••• F••••• L•••••• P••••••••• · Memberdirect · owns 75% or more
- L•••••• F••••• G•• L•• · General Partnerindirect · owns F of L•••••• F••••• L•••••• P•••••••••
- T•• L•• T• H•••• A•• K•••••••• B• H•••• R•••••••• T•••• D•••• N••••••• 8• 2••• · Memberindirect · owns 75% or more of L•••••• F••••• G•• L••
- T•• L•• T• H•••• A•• K•••••••• B• H•••• R•••••••• T•••• D•••• N••••••• 8• 2••• · L•••••• Partnerindirect · owns 75% or more of L•••••• F••••• L•••••• P•••••••••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 17, 2026institutional share of RAUM moved from 0.0% to 50.0% between the annual amendments of 2025-03-17 and 2026-03-17peers: other advisers, $1B to $5B (247)
- RAUM up 50 %Change between filings · filing Mar 17, 2026RAUM (Item 5.F) moved from $781,000,804 to $1,647,528,869 (+111.0%) between the annual amendments of 2025-03-17 and 2026-03-17; the peer median change was +11.0% (231 comparable advisers, 91.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 8Mar 17, 2025 to Mar 17, 2026
- Advisory activities · 2 to 3Mar 17, 2025 to Mar 17, 2026
- Pooled vehicle clients · 5 to 6Mar 17, 2025 to Mar 17, 2026
- Assets in custody · $518M to $552MMar 17, 2025 to Mar 17, 2026
- Private funds · 1 to 2Mar 17, 2025 to Mar 17, 2026
- Discretionary RAUM · $781M to $1.6BMar 17, 2025 to Mar 17, 2026
- Pension RAUM · $1.1M to $1.3MMar 17, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $780M to $824MMar 17, 2025 to Mar 17, 2026
- RAUM · $781M to $1.6BMar 17, 2025 to Mar 17, 2026
- Assets in custody · $561M to $518MMar 19, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 17, 2025
- Discretionary RAUM · $760M to $781MMar 19, 2024 to Mar 17, 2025
- Pension RAUM · $932,136 to $1.1MMar 19, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $759M to $780MMar 19, 2024 to Mar 17, 2025
- RAUM · $760M to $781MMar 19, 2024 to Mar 17, 2025
- Assets in custody · $672M to $561MMar 20, 2023 to Mar 19, 2024
- Employees · 7 to 8Mar 20, 2023 to Mar 19, 2024
- Discretionary RAUM · $834M to $760MMar 20, 2023 to Mar 19, 2024
- Pension RAUM · $1.3M to $932,136Mar 20, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $833M to $759MMar 20, 2023 to Mar 19, 2024
- RAUM · $834M to $760MMar 20, 2023 to Mar 19, 2024
- Accounts · 5 to 6Mar 22, 2022 to Mar 20, 2023
- Advisory employees · 7 to 6Mar 22, 2022 to Mar 20, 2023
- Pooled vehicle clients · 4 to 5Mar 22, 2022 to Mar 20, 2023
- Assets in custody · $1.5B to $672MMar 22, 2022 to Mar 20, 2023
- Employees · 8 to 7Mar 22, 2022 to Mar 20, 2023
- Discretionary RAUM · $1.6B to $834MMar 22, 2022 to Mar 20, 2023
- Pension RAUM · $1.1M to $1.3MMar 22, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $1.6B to $833MMar 22, 2022 to Mar 20, 2023
- RAUM · $1.6B to $834MMar 22, 2022 to Mar 20, 2023
- Accounts · 4 to 5Jan 30, 2022 to Mar 22, 2022
- Advisory employees · 8 to 7Jan 30, 2022 to Mar 22, 2022
- Advisory activities · 1 to 2Jan 30, 2022 to Mar 22, 2022
- Pooled vehicle clients · 3 to 4Jan 30, 2022 to Mar 22, 2022
- Assets in custody · $1.4B to $1.5BJan 30, 2022 to Mar 22, 2022
- Employees · 10 to 8Jan 30, 2022 to Mar 22, 2022
- Discretionary RAUM · $1.4B to $1.6BJan 30, 2022 to Mar 22, 2022
- Pension RAUM · $853,963 to $1.1MJan 30, 2022 to Mar 22, 2022
- Pooled vehicle RAUM · $1.4B to $1.6BJan 30, 2022 to Mar 22, 2022
- RAUM · $1.4B to $1.6BJan 30, 2022 to Mar 22, 2022
Signals
8 dated events
- P••• P••••••• C•••••• L•• reported RAUM $1.6B, up 111% from $781.0M (2025-03-17 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- P••• P••••••• C•••••• L•• reported RAUM $834.2M, down 48% from $1.6B (2022-03-22 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- I Clinton Yara (Co-Chief Investment Officer) appeared on Schedule A of P••• P••••••• C•••••• L••Mar 22, 2022 · Control person joined · fact
- C Jan Koerner (Manager) no longer on Schedule A of P••• P••••••• C•••••• L•• (listed 2021-07-09, absent 2022-01-30)Jan 30, 2022 · Control person left · inference
- L Melissa Koerner (Trustee) no longer on Schedule A of P••• P••••••• C•••••• L•• (listed 2021-07-09, absent 2022-01-30)Jan 30, 2022 · Control person left · inference
- A Adam Horowitz (Chief Financial Officer / Chief Compliance Officer) no longer on Schedule A of P••• P••••••• C•••••• L•• (listed 2021-06-02, absent 2021-07-09)Jul 9, 2021 · Control person left · inference
- O Jonathan Huang (Chief Financial Officer / Chief Compliance Officer) appeared on Schedule A of P••• P••••••• C•••••• L••Jul 9, 2021 · Control person joined · fact
- P••• P••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Oct 18, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/park-presidio-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- parkpresidio.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-490-2520reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026