DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••• P••••••• C•••••• M••••• F•••• L•••
Gross asset value
$560M
as of Mar 19, 2024; not a fund size
Peak GAV
$1.6B
highest filing
Owners
51
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
23%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
8%
Reported
24 filings
Oct 18, 2013 to Mar 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$560M as of Mar 19, 2024
Oct 18, 2013$0 then
Owners51 as of Mar 19, 2024
Oct 18, 20130 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-206272reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bofa Securities, Inc.New York, New York
- Credit Suisse Securities (Europe) LimitedLondon, United Kingdom · LEI DL6FFRRLF74S01HE2M14
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Private Bank, National AssociationNew York, New York · LEI 549300GS0W0TEUQS8571
- Northern TrustJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 23%reportedadviser and related persons