DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• S••••• P•••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Sep 23, 2013 · 16 filings
SEC status approved since Oct 21, 2013
RAUM
$1.6B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Feb 14, 2014$914M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 14, 20140 then
Employees (5.A)29 as of Mar 31, 2026
Feb 14, 201419 then
Private funds1 as of Mar 31, 2026
Feb 14, 20143 then
RAUM -0.0% over the last fiscal year-2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 9.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $576M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B91%
- State and municipal entities$149M9.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $576M for 12 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.91 institutional_share=0.09 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••• • G••• P•••••••• L•• | Real Estate Fund | $68.5M | 3 | Mar 30, 2012 |
| T••••••••• F••• V•• L•••no longer reported | Real Estate Fund | $44.6M | 49 | Mar 30, 2012 |
| B••••••• U•••• I•••••••• I•• L••no longer reported | Real Estate Fund | $13.5M | 3 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• T••••••• J••• · President & Ceocontrolsince 12/2013 · owns 25% to 50%
- B••••••••• K•••••••• J• · Trustee Of R••••• S. B•••••••• And K••••••• J. B•••••••• Revocable Family Trust Dated December 16, 1998controlsince 12/1998 · owns 25% to 50%
- B••••••••• R•••••• S•••••• · Trustee Of R••••• S. B•••••••• And K••••••• J. B•••••••• Revocable Family Trust Dated December 16, 1998controlsince 12/1998 · owns 25% to 50%
- M••••••••• C••••••••• D•••••• · Chief Compliance Officercontrolsince 12/2013 · owns 10% to 25%
- B••••••• T••••••• J••• · Trusteecontrolsince 01/2017 · owns F of D••••• H••••••• T••••
- B••••••• T••••••• J••• · Shareholder [Through The T•••••• And Wendy B•••••• Revocable Trust Dated January 28, 2000]controlsince 12/2013 · owns 25% to 50% of B•• G•••••• P••••••• I•••
- B••••••••• K•••••••• J• · Trusteecontrolsince 12/1998 · owns F of R••••• S. B•••••••• And K••••••• J. B•••••••• Revocable Family Trust Dated December 16, 1998
- B••••••••• R•••••• S•••••• · Shareholdercontrolsince 12/2013 · owns 25% to 50% of B•• G•••••• P••••••• I••• [Through R••••• S. B•••••••• And K••••••• J. B•••••••• Revocable Family Trust Dated December 16, 1998]
- B••••••••• R•••••• S•••••• · Trusteecontrolsince 12/1998 · owns F of R••••• S. B•••••••• And K••••••• J. B•••••••• Revocable Family Trust Dated December 16, 1998
- B••••••••• R•••••• S•••••• · Membercontrolsince 12/2013 · owns 25% to 50% of B••••••• L•• [Through R••••• S. B•••••••• And K••••••• J. B•••••••• Revocable Family Trust Dated December 16, 2998]
Entity owners
- B•• G•••••• P••••••• I••• · G•••••• Partnerdirect · owns less than 5%
- B••••••• L•• · G•••••• Partnerdirect · owns less than 5%
- D•••••• L•• · Limited Partnerdirect · owns 25% to 50%
- T•• T•• G••••• I••• · Limited Partnerdirect · owns 25% to 50%
- C•••••• A••••••••• C•••• · Shareholderindirect · owns 75% or more of T•• T•• G••••• I•••
- C•••••• G•• L••••• · G•••••• Partnerindirect · owns F of C•••••• H••••••• L•••
- C•••••• H••••••• L••• · Shareholderindirect · owns 75% or more of C•••••• I••••••••• C••••
- C•••••• I••••••••• C•••• · Shareholderindirect · owns 75% or more of C•••••• A••••••••• C••••
- D••••• H••••••• T•••• · Memberindirect · owns 75% or more of D•••••• L••
- D•••••• L•• · Memberindirect · owns 25% to 50% of B••••••• L••
- T•• T•• G••••• I••• · Shareholderindirect · owns 25% to 50% of B•• G•••••• P••••••• I•••
- T•• T•• G••••• I••• · Memberindirect · owns 25% to 50% of B••••••• L••
Related persons
Schedule D 7.A
- B•• F••• A•••••••• L••pooled vehicle sponsorn
- B•• F••• A•••••••• L••pooled vehicle sponsorn
- B•• R••••• F••• M••••••• L••pooled vehicle sponsorn
- B•• S••••• M••••••• L••pooled vehicle sponsorn
- B••••••• H••••••• L•• • S••••• C•pooled vehicle sponsorn
- H••• B•• T••• P••• G•• L••pooled vehicle sponsorn
- T•• A•••• M••••••••• C•••••• L••investment adviserbankpooled vehicle sponsornRAUM $81B
- T•• F•••• D••••••••• L••broker-dealern
- W••••• B••••••• M••••••• L••pooled vehicle sponsorn
Advisers that list B••••••• S••••• P•••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $434M to $576MMar 31, 2025 to Mar 31, 2026
- Employees · 27 to 29Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.3BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $274M to $290MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.5BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.6B to $1.6BMar 31, 2025 to Mar 31, 2026
- Accounts · 23 to 25Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 12 to 14Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 20 to 22Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $410M to $434MMar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.4B to $1.3BMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $341M to $274MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.5B to $1.5BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.7B to $1.6BMar 28, 2024 to Mar 31, 2025
- Accounts · 22 to 23Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 18 to 20Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $432M to $410MMar 31, 2023 to Mar 28, 2024
- Employees · 25 to 27Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $1.4BMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $539M to $341MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.5BMar 31, 2023 to Mar 28, 2024
- RAUM · $1.7B to $1.7BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 11 to 12Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $254M to $432MMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.0B to $1.2BMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $426M to $539MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $1.3BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.5B to $1.7BMar 31, 2022 to Mar 31, 2023
- Accounts · 19 to 22Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 15 to 18Mar 30, 2021 to Mar 31, 2022
- Assets in custody · $130M to $254MMar 30, 2021 to Mar 31, 2022
- Employees · 26 to 25Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $609M to $1.0BMar 30, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $542M to $426MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $701M to $1.1BMar 30, 2021 to Mar 31, 2022
- RAUM · $1.2B to $1.5BMar 30, 2021 to Mar 31, 2022
- Accounts · 20 to 19Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 16 to 15Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $145M to $130MMar 30, 2020 to Mar 30, 2021
Signals
10 dated events
- Ridings Laird Landmann (Manager) no longer on Schedule A of B••••••• S••••• P•••••••• L••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Brian David Lippman (Manager) no longer on Schedule A of B••••••• S••••• P•••••••• L••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Irwin Marc Stern (Manager) no longer on Schedule A of B••••••• S••••• P•••••••• L••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Ridings Laird Landmann (Manager) appeared on Schedule A of B••••••• S••••• P•••••••• L•••Mar 31, 2022 · Control person joined · fact
- B••••••• S••••• P•••••••• L••• reported RAUM $1.5B, up 26% from $1.2B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Brian David Lippman (Manager) appeared on Schedule A of B••••••• S••••• P•••••••• L•••Mar 31, 2022 · Control person joined · fact
- Irwin Marc Stern (Manager) appeared on Schedule A of B••••••• S••••• P•••••••• L•••Mar 31, 2022 · Control person joined · fact
- John Robert Dougherty (Trustee [Through Dougherty 2995 Family Trust 319 Dated February 12, 2005]) no longer on Schedule A of B••••••• S••••• P•••••••• L••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Bernadette Geena Dougherty (Trustee [Through Dougherty 2995 Family Trust 319 Dated February 12, 2005]) no longer on Schedule A of B••••••• S••••• P•••••••• L••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- B••••••• S••••• P••••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Sep 23, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/buchanan-street-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-721-1414reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B••••••• S••••• P•••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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