DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

H•• A•

Former SEC-registered adviserLondon, CRD 169065SEC 801-78613IAPD
Legal name H•• A• L••
Latest filing Mar 31, 2022
First filing on the tape Sep 19, 2013 · 20 filings
RAUM
$18B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
14 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$18B as of Mar 31, 2022
Apr 8, 2014$4.0B then
HNW client RAUM$0 as of Mar 31, 2022
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2022
Apr 8, 20140 then
Employees (5.A)42 as of Mar 31, 2022
Apr 8, 201421 then
Private funds1 as of Mar 31, 2021
Mar 30, 20161 then
RAUM -18% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$426MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
-18%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$12B65%
  • Sovereign wealth funds$4.2B23%
  • Banks and thrifts$951M5.2%
  • State and municipal entities$720M3.9%
  • Insurance companies$285M1.6%
  • Corporations and businesses$275M1.5%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
43reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••• 1• M••••• F••• L•••Hedge Fund$998M12Apr 5, 2017
      G••••• A•••• M••••• F••• L•no longer reportedHedge Fund$76.9M20Mar 30, 2016
      A••••• B••• M••••• F••• L•••no longer reportedHedge Fund$16.6M5Jul 20, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• V•••••• · Chief Investment Officercontrol
        since 08/2010 · owns less than 5%
      • C•••••••• T••••••• · Chief Operating Officercontrol
        since 12/2021 · owns less than 5%
      • C••••••• B•••• · Co Chief Executive Officer H•• A• Groupcontrol
        since 08/2010 · owns 10% to 25%
      • M•••••••• M••• · Chief Executive Officercontrol
        since 02/2022 · owns less than 5%
      • M••••••••• J••••••••• · Chief Compliance Officercontrol
        since 08/2020 · owns less than 5%
      • P•••••••• F•••••• · Chief Risk Officercontrol
        since 06/2018 · owns less than 5%
      Entity owners
      • H•• A• H•••••• S• · Shareholder
        indirect · owns 75% or more of H•• A• L••••••
      • H•• A• H••••••• S• · Shareholder
        indirect · owns 75% or more of H•• A• L••••••
      • H•• A• L•••••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • H•• A• A••• P•• L••
        investment advisery
      • H•• A• E•••••
        investment advisery
      • H•• M••••• S••
        investment advisery
      • P••••••• C•••••• M••••••••• L••••••
        investment advisery
      • P••••••••• W••••• M•••••••••
        investment advisery
      Advisers that list H•• A• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • M•••••, Monaco3 employees
      • Paris, France3 employees
      • Singapore, Singapore3 employees
      What changed
      consecutive filings, newest first
      • Accounts · 44 to 43
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 29 to 14
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 67 to 42
        Mar 31, 2021 to Mar 31, 2022
      • Private funds · 1 to unset
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $22B to $18B
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $74.3M to $46.9M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $15B to $12B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $22B to $18B
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 23 to 44
        Apr 17, 2020 to Mar 31, 2021
      • Advisory employees · 31 to 29
        Apr 17, 2020 to Mar 31, 2021
      • Advisory activities · 4 to 3
        Apr 17, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 0 to 30
        Apr 17, 2020 to Mar 31, 2021
      • Employees · 94 to 67
        Apr 17, 2020 to Mar 31, 2021
      • Private funds · 3 to 1
        Apr 17, 2020 to Mar 31, 2021
      • Discretionary RAUM · $9.2B to $22B
        Apr 17, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $0 to $74.3M
        Apr 17, 2020 to Mar 31, 2021
      • Pension RAUM · unset to 0.0
        Apr 17, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $0 to $15B
        Apr 17, 2020 to Mar 31, 2021
      • RAUM · $9.2B to $22B
        Apr 17, 2020 to Mar 31, 2021
      • Advisory employees · 26 to 31
        Dec 16, 2019 to Mar 31, 2020
      • Corporate clients · 1.0 to unset
        Dec 16, 2019 to Mar 31, 2020
      • Employees · 77 to 94
        Dec 16, 2019 to Mar 31, 2020
      • Discretionary RAUM · $8.0B to $9.2B
        Dec 16, 2019 to Mar 31, 2020
      • Non-discretionary RAUM · $42.0M to $0
        Dec 16, 2019 to Mar 31, 2020
      • RAUM · $8.0B to $9.2B
        Dec 16, 2019 to Mar 31, 2020
      • Accounts · 22 to 23
        Jul 26, 2019 to Dec 16, 2019
      • Advisory activities · 3 to 4
        Jul 26, 2019 to Dec 16, 2019
      • Employees · 64 to 77
        Jul 26, 2019 to Dec 16, 2019
      • Private funds · 2 to 3
        Jul 26, 2019 to Dec 16, 2019
      • Non-discretionary RAUM · $0 to $42.0M
        Jul 26, 2019 to Dec 16, 2019
      • RAUM · $8.0B to $8.0B
        Jul 26, 2019 to Dec 16, 2019
      • Accounts · 24 to 22
        Nov 13, 2018 to Jun 11, 2019
      • Advisory employees · 17 to 26
        Nov 13, 2018 to Jun 11, 2019
      • Corporate clients · unset to 1.0
        Nov 13, 2018 to Jun 11, 2019
      • Employees · 51 to 64
        Nov 13, 2018 to Jun 11, 2019
      • Other offices · 1 to 3
        Nov 13, 2018 to Jun 11, 2019
      • Discretionary RAUM · $7.2B to $8.0B
        Nov 13, 2018 to Jun 11, 2019
      • Non-discretionary RAUM · $1.2B to $0
        Nov 13, 2018 to Jun 11, 2019
      • RAUM · $8.3B to $8.0B
        Nov 13, 2018 to Jun 11, 2019
      • Accounts · 42 to 24
        Sep 6, 2017 to Mar 29, 2018
      Signals
      26 dated events
      • Pascal Dubreuil (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Jean-Noel Alba (Deputy Chief Executive Officer) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Loic Cadiou (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Gonzague Legoff (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Cedric Philippon (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • S••••••• Gaillard (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • M••••••• Genessay (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Loic Guilloux (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Thomas Delabre (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Philippine Watteaux (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Cyril Beriot (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • J••••••• P••••• (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Jean-Jacques Duhot (Shareholder) no longer on Schedule A of H•• A• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • H•• A• reported RAUM $22.4B, up 143% from $9.2B (2020-04-17 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • J••••••••• M•••••••• (Chief Compliance Officer) appeared on Schedule A of H•• A•
        Mar 31, 2021 · Control person joined · fact
      • J••••••• P••••• (Shareholder) appeared on Schedule A of H•• A•
        Apr 17, 2020 · Control person joined · fact
      • Jean-Jacques Duhot (Shareholder) appeared on Schedule A of H•• A•
        Apr 17, 2020 · Control person joined · fact
      • Jeremy Touboul (Shareholder) no longer on Schedule A of H•• A• (listed 2019-07-26, absent 2019-12-16)
        Dec 16, 2019 · Control person left · inference
      • Thomas Delabre (Shareholder) appeared on Schedule A of H•• A•
        Jun 11, 2019 · Control person joined · fact
      • Pascal Dubreuil (Shareholder) appeared on Schedule A of H•• A•
        Jun 11, 2019 · Control person joined · fact
      • Florian Pelissou (Shareholder) appeared on Schedule A of H•• A•
        Jun 11, 2019 · Control person joined · fact
      • Philippine Watteaux (Shareholder) appeared on Schedule A of H•• A•
        Jun 11, 2019 · Control person joined · fact
      • Cyril Beriot (Shareholder) appeared on Schedule A of H•• A•
        Jun 11, 2019 · Control person joined · fact
      • Loic Guilloux (Shareholder) appeared on Schedule A of H•• A•
        Jun 11, 2019 · Control person joined · fact
      • H•• A• reported RAUM $8.3B, down 31% from $12.1B (2017-09-06 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      • H•• A• filed its initial SEC registration (Form ADV)
        Sep 19, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026