DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Natixis Asset Management Asia Limited

Former SEC-registered adviserSingapore, CRD 143244SEC 801-67871IAPD
Latest filing Apr 4, 2016
First filing on the tape Mar 26, 2012 · 14 filings
RAUM
$653M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
7 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$653M as of Mar 30, 2016
Mar 26, 2012$718M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2016
Mar 19, 20130 then
Employees (5.A)20 as of Mar 30, 2016
Mar 19, 201321 then
Private funds: no history
RAUM -15% over the last fiscal year-6.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 4, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$93.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
83%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Mohammad Iqbal Jugari · Chief Compliance Officercontrol
        since 03/2016 · owns less than 5%
      • Yongping Kang · Director Of Operationscontrol
        since 10/2007 · owns less than 5%
      • Stephane Mauppin-Higashino · Chief Executive Officercontrol
        since 07/2014 · owns less than 5%
      Entity owners
      • Natixis Asset Management · Shareholder
        direct · owns 75% or more
      • Bpce · Shareholder
        indirect · owns 50% to 75% of Natixis
      • Natixis · Shareholder
        indirect · owns 75% or more of Natixis Global Asset Management
      • Natixis Global Asset Management · Shareholder
        indirect · owns 75% or more of Natixis Asset Management
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 7
        Jul 22, 2015 to Mar 30, 2016
      • Advisory employees · 5 to 7
        Jul 22, 2015 to Mar 30, 2016
      • Discretionary RAUM · $617M to $539M
        Jul 22, 2015 to Mar 30, 2016
      • Non-discretionary RAUM · $153M to $114M
        Jul 22, 2015 to Mar 30, 2016
      • RAUM · $771M to $653M
        Jul 22, 2015 to Mar 30, 2016
      • Business name · ABSOLUTE ASIA ASSET MANAGEMENT LIMITED (F/K/A IXIS AM ASIA LTD) to NATIXIS ASSET MANAGEMENT ASIA LIMITED
        Mar 25, 2015 to Jul 22, 2015
      • Accounts · 9 to 8
        Jan 7, 2015 to Mar 25, 2015
      • Advisory employees · 4 to 5
        Jan 7, 2015 to Mar 25, 2015
      • Legal name · ABSOLUTE ASIA ASSET MANAGEMENT LIMITED to NATIXIS ASSET MANAGEMENT ASIA LIMITED
        Jan 7, 2015 to Mar 25, 2015
      • Discretionary RAUM · $618M to $617M
        Jan 7, 2015 to Mar 25, 2015
      • Non-discretionary RAUM · $195M to $153M
        Jan 7, 2015 to Mar 25, 2015
      • RAUM · $813M to $771M
        Jan 7, 2015 to Mar 25, 2015
      • Discretionary RAUM · $623M to $618M
        Mar 13, 2014 to Jul 7, 2014
      • Non-discretionary RAUM · $232M to $195M
        Mar 13, 2014 to Jul 7, 2014
      • RAUM · $855M to $813M
        Mar 13, 2014 to Jul 7, 2014
      • Advisory employees · 5 to 4
        Jan 17, 2014 to Mar 13, 2014
      • Discretionary RAUM · $670M to $623M
        Oct 25, 2013 to Jan 17, 2014
      • Non-discretionary RAUM · $0 to $232M
        Oct 25, 2013 to Jan 17, 2014
      • RAUM · $670M to $855M
        Oct 25, 2013 to Jan 17, 2014
      • Accounts · 10 to 9
        Mar 19, 2013 to Oct 25, 2013
      • Advisory employees · 6 to 5
        Mar 19, 2013 to Oct 25, 2013
      • Employees · 21 to 20
        Mar 19, 2013 to Oct 25, 2013
      • Discretionary RAUM · $800M to $670M
        Mar 19, 2013 to Oct 25, 2013
      • RAUM · $800M to $670M
        Mar 19, 2013 to Oct 25, 2013
      • Accounts · 12 to 10
        Oct 17, 2012 to Mar 19, 2013
      • Advisory employees · unset to 6.0
        Oct 17, 2012 to Mar 19, 2013
      • Advisory activities · 4 to 2
        Oct 17, 2012 to Mar 19, 2013
      • Employees · unset to 21.0
        Oct 17, 2012 to Mar 19, 2013
      • State-registered IARs · unset to 0.0
        Oct 17, 2012 to Mar 19, 2013
      • Discretionary RAUM · $718M to $800M
        Oct 17, 2012 to Mar 19, 2013
      • RAUM · $718M to $800M
        Oct 17, 2012 to Mar 19, 2013
      • Legal name · ABSOLUTE ASIA ASSET MANAGEMENT LIMITED (F/K/A IXIS AM ASIA LTD) to ABSOLUTE ASIA ASSET MANAGEMENT LIMITED
        Mar 26, 2012 to Jun 28, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026