DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Scottsdale Wealth Planning, Inc.
Latest filing Mar 20, 2026
First filing on the tape Apr 11, 2018 · 19 filings
SEC status approved since May 22, 2018
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$172M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$85.8M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$172M as of Mar 20, 2026
Feb 22, 2019$97.3M then
HNW client RAUM$157M as of Mar 20, 2026
Feb 22, 2019$83.5M then
State-registered IARs (5.B.3)1 as of Mar 20, 2026
Feb 22, 20192 then
Employees (5.A)2 as of Mar 20, 2026
Feb 22, 20192 then
Private funds: no history
RAUM +13% over the last fiscal year+19% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $85.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $549,706derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M91%
- Individuals$14.9M8.7%
- Individual clients
- 36reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 312reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Christopher Ohanian | Scottsdale, Az | Jan 21, 2014 | 37 y | 3 |
| Rachael Louise Marjory Hodyno | Scottsdale, Az | Feb 14, 2018 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Paul Christopher Ohanian from Exeter Financial, LLCJan 21, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher Paul Ohanian · Founder, Chief Compliance Officer, Chief Executive Officercontrolsince 10/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 1 to 2Nov 19, 2025 to Mar 20, 2026
- Accounts · 331 to 312Nov 19, 2025 to Mar 20, 2026
- HNW clients · 33 to 43Nov 19, 2025 to Mar 20, 2026
- Individual clients · 34 to 36Nov 19, 2025 to Mar 20, 2026
- Discretionary RAUM · $151M to $172MNov 19, 2025 to Mar 20, 2026
- HNW RAUM · $138M to $157MNov 19, 2025 to Mar 20, 2026
- Individual RAUM · $13.7M to $14.9MNov 19, 2025 to Mar 20, 2026
- RAUM · $151M to $172MNov 19, 2025 to Mar 20, 2026
- Financial planning clients · 1-10 to 1-10Mar 12, 2025 to Jul 24, 2025
- Accounts · 271 to 331Mar 25, 2024 to Mar 12, 2025
- Individual clients · 35 to 34Mar 25, 2024 to Mar 12, 2025
- Discretionary RAUM · $138M to $151MMar 25, 2024 to Mar 12, 2025
- HNW RAUM · $127M to $138MMar 25, 2024 to Mar 12, 2025
- Individual RAUM · $11.2M to $13.7MMar 25, 2024 to Mar 12, 2025
- RAUM · $138M to $151MMar 25, 2024 to Mar 12, 2025
- Accounts · 238 to 271Jul 10, 2023 to Mar 25, 2024
- HNW clients · 28 to 33Jul 10, 2023 to Mar 25, 2024
- Individual clients · 37 to 35Jul 10, 2023 to Mar 25, 2024
- Discretionary RAUM · $102M to $138MJul 10, 2023 to Mar 25, 2024
- HNW RAUM · $88.4M to $127MJul 10, 2023 to Mar 25, 2024
- Individual RAUM · $14.0M to $11.2MJul 10, 2023 to Mar 25, 2024
- RAUM · $102M to $138MJul 10, 2023 to Mar 25, 2024
- Accounts · 438 to 238Mar 3, 2022 to Mar 24, 2023
- Advisory employees · 2 to 1Mar 3, 2022 to Mar 24, 2023
- HNW clients · 42 to 28Mar 3, 2022 to Mar 24, 2023
- Individual clients · 48 to 37Mar 3, 2022 to Mar 24, 2023
- Assets in custody · 430107.0 to unsetMar 3, 2022 to Mar 24, 2023
- Custody of client assets · true to falseMar 3, 2022 to Mar 24, 2023
- Employees · 2 to 1Mar 3, 2022 to Mar 24, 2023
- State-registered IARs · 2 to 1Mar 3, 2022 to Mar 24, 2023
- Other offices · 1 to 0Mar 3, 2022 to Mar 24, 2023
- Discretionary RAUM · $153M to $102MMar 3, 2022 to Mar 24, 2023
- HNW RAUM · $135M to $88.4MMar 3, 2022 to Mar 24, 2023
- Individual RAUM · $18.4M to $14.0MMar 3, 2022 to Mar 24, 2023
- RAUM · $153M to $102MMar 3, 2022 to Mar 24, 2023
- Accounts · 379 to 438Jan 25, 2022 to Mar 3, 2022
- HNW clients · 37 to 42Jan 25, 2022 to Mar 3, 2022
- Individual clients · 45 to 48Jan 25, 2022 to Mar 3, 2022
- Assets in custody · $7.2M to $430,107Jan 25, 2022 to Mar 3, 2022
- Other offices · 0 to 1Jan 25, 2022 to Mar 3, 2022
Signals
1 dated events
- Scottsdale Wealth Planning, Inc. filed its initial SEC registration (Form ADV)Apr 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-550-8555reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/scottsdale-wealth-planningreportedpublic record, Form ADV, Sep 17, 2026
- Website
- scottsdalewealthplanning.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (480) 550-8555reportedpublic record, Form ADV, Mar 20, 2026
- Contact form
- scottsdalewealthplanning.com/contact-2reportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- scottsdalewealthplanning.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026