DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gmo Singapore Pte. Limited
Latest filing Mar 31, 2026
First filing on the tape Oct 17, 2013 · 18 filings
SEC status approved since Nov 27, 2013
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.1B as of Mar 31, 2026
Mar 28, 2014$478M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20140 then
Employees (5.A)15 as of Mar 31, 2026
Mar 28, 201413 then
Private funds: no history
RAUM -10% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $53.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$740M46%
- Investment companies$506M31%
- State and municipal entities$231M14%
- Corporations and businesses$79.8M4.9%
- Pension and profit-sharing plans$39.7M2.5%
- Charitable organizations$20.3M1.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 4reported
- Accounts
- 40reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.58 institutional_share=0.14 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Steven Beare · Board Membercontrolsince 03/2015 · owns less than 5%
- Antony Zane Bernstein · Board Membercontrolsince 10/2018 · owns less than 5%
- Bryon Ernest Chew · Board Membercontrolsince 07/2022 · owns less than 5%
- Andrew Mark Landis · Chief Compliance Officercontrolsince 10/2013 · owns less than 5%
- Ann Tara Pari · Board Membercontrolsince 08/2023 · owns less than 5%
- Lance Gregory Pottle · Board Membercontrolsince 04/2018 · owns less than 5%
- Leng Hwee Tan · Board Membercontrolsince 09/2019 · owns less than 5%
Entity owners
- Gmo Australasia LLC · Stockholderdirect · owns 75% or more
- Grantham Mayo Van Otterloo & Co LLC · Memberindirect · owns 75% or more of Gmo Australasia LLC
Related persons
Schedule D 7.A
- Gmo Australia Ltd.investment adviserpooled vehicle sponsorn
- Gmo Investment Partners, LLCbankpooled vehicle sponsorn
- Gmo Netherlands B.V.investment advisern
- Gmo Uk Limitedinvestment advisern
- Grantham Mayo Van Otterloo & Co LLCinvestment adviserbankpooled vehicle sponsorLP sponsoryRAUM $81B
Advisers that list Gmo Singapore Pte. Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 40Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 5 to 4Mar 28, 2025 to Mar 31, 2026
- Charity clients · 0 to 4Mar 28, 2025 to Mar 31, 2026
- Corporate clients · 3 to 4Mar 28, 2025 to Mar 31, 2026
- Pension plan clients · 0 to 1Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 14Mar 28, 2025 to Mar 31, 2026
- Employees · 16 to 15Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.4B to $2.1BMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $0 to $39.7MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $824M to $740MMar 28, 2025 to Mar 31, 2026
- RAUM · $2.4B to $2.1BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 6 to 5Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 1 to 3Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 8Mar 28, 2024 to Mar 28, 2025
- Employees · 14 to 16Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- HQ state · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.3B to $2.4BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.0B to $824MMar 28, 2024 to Mar 28, 2025
- RAUM · $2.3B to $2.4BMar 28, 2024 to Mar 28, 2025
- Accounts · 10 to 9Mar 6, 2024 to Mar 28, 2024
- Advisory employees · 8 to 6Mar 6, 2024 to Mar 28, 2024
- Employees · 17 to 14Mar 6, 2024 to Mar 28, 2024
- Discretionary RAUM · $3.2B to $2.3BMar 6, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.0BMar 6, 2024 to Mar 28, 2024
- RAUM · $3.2B to $2.3BMar 6, 2024 to Mar 28, 2024
- Accounts · 9 to 10Mar 30, 2022 to Mar 29, 2023
- Advisory employees · 9 to 8Mar 30, 2022 to Mar 29, 2023
- Pension plan clients · 2 to 0Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 5 to 4Mar 30, 2022 to Mar 29, 2023
- Employees · 18 to 17Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $6.3B to $3.2BMar 30, 2022 to Mar 29, 2023
- Pension RAUM · $965M to $0Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.4B to $1.3BMar 30, 2022 to Mar 29, 2023
- RAUM · $6.3B to $3.2BMar 30, 2022 to Mar 29, 2023
- Accounts · 8 to 9Aug 11, 2021 to Mar 30, 2022
- Pension plan clients · 1 to 2Aug 11, 2021 to Mar 30, 2022
- Pooled vehicle clients · 3 to 5Aug 11, 2021 to Mar 30, 2022
- Employees · 19 to 18Aug 11, 2021 to Mar 30, 2022
- Discretionary RAUM · $6.7B to $6.3BAug 11, 2021 to Mar 30, 2022
Signals
14 dated events
- Gmo Singapore Pte. Limited reported RAUM $2.3B, down 30% from $3.2B (2024-03-06 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Ann Tara Pari (Board Member) appeared on Schedule A of Gmo Singapore Pte. LimitedMar 28, 2024 · Control person joined · fact
- Gmo Singapore Pte. Limited reported RAUM $3.2B, down 48% from $6.3B (2022-03-30 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Ramesh Amit Bhartia (Board Member) no longer on Schedule A of Gmo Singapore Pte. Limited (listed 2022-03-30, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- P. Carolyn Haley (Board Member) no longer on Schedule A of Gmo Singapore Pte. Limited (listed 2022-03-30, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Bryon Ernest Chew (Board Member) appeared on Schedule A of Gmo Singapore Pte. LimitedMar 29, 2023 · Control person joined · fact
- P. Carolyn Haley (Board Member) appeared on Schedule A of Gmo Singapore Pte. LimitedAug 11, 2021 · Control person joined · fact
- Jean-Pierre Mittaz (Board Member) no longer on Schedule A of Gmo Singapore Pte. Limited (listed 2020-03-27, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Leng Hwee Tan (Board Member) appeared on Schedule A of Gmo Singapore Pte. LimitedMar 27, 2020 · Control person joined · fact
- Gmo Singapore Pte. Limited reported RAUM $7.5B, down 25% from $10.0B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Antony Zane Bernstein (Board Member) appeared on Schedule A of Gmo Singapore Pte. LimitedMar 29, 2019 · Control person joined · fact
- Lance Gregory Pottle (Chairman Of The Board Of Directors) appeared on Schedule A of Gmo Singapore Pte. LimitedMar 29, 2019 · Control person joined · fact
- Carl Urban Mueller (Board Member) no longer on Schedule A of Gmo Singapore Pte. Limited (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Gmo Singapore Pte. Limited filed its initial SEC registration (Form ADV)Oct 17, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- GMO Singapore Pte. Limited · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- md.linkedin.com/company/gmoreportedpublic record, Form ADV, Sep 18, 2026
- Website
- gmo.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (65) 6532-0346reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026