DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C••• ••• L••

Institutional managerLondon, CRD 169319SEC 801-80746website IAPD

Latest filing Jun 25, 2026

First filing on the tape Dec 11, 2014 · 16 filings

SEC status approved since Jan 2, 2015

RAUM

$954M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$954M as of Jun 25, 2026

Mar 24, 2016$584M then

HNW client RAUM$57.4M as of Jun 19, 2019

Apr 16, 2018$68.3M then

State-registered IARs (5.B.3)0 as of Jun 25, 2026

Mar 24, 20160 then

Employees (5.A)10 as of Jun 25, 2026

Mar 24, 20167 then

Private funds1 as of Jun 25, 2026

Mar 24, 20161 then

RAUM -36% over the last fiscal year-13% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jun 25, 2026; every figure names its basis

Archetypes, each a printed rule

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $318MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +5.4%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

State and municipal entities$942M99%
Pooled investment vehicles$11.5M1.2%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.01 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C••• G••••• O••••••••• F•••	Hedge Fund	$18.0M	23	Dec 4, 2013

Owners and control persons

Schedule A and B, latest filing

C••••••••• A••• · Director, Ceocontrol
since 10/2013 · owns 25% to 50%
C••••••••• G•••••• A••••• · Coo, Ccocontrol
since 04/2015 · owns less than 5%
D•••••• S••••• J••• · Director, Ciocontrol
since 10/2013 · owns 25% to 50%
C••••••••• S••••• M••• · Shareholder
since 03/2020 · owns less than 5%
C••••••••• S•••••• J•••• · Shareholder
since 03/2020 · owns less than 5%
C••••••••• S•••••• R••• · Shareholder
since 03/2020 · owns less than 5%
C•••••• M••••• · Pm
since 06/2015 · owns less than 5%
J••••••••• E•••• C•••• · Pm
since 04/2024 · owns less than 5%
L••••••• R•••••• · Shareholder
since 03/2020 · owns 10% to 25%
L•••• D•••••••• · Director, Non-Exec Chair
since 01/2023 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $1.2B to $954M
Jun 25, 2025 to Jun 25, 2026
Pooled vehicle RAUM · $14.6M to $11.5M
Jun 25, 2025 to Jun 25, 2026
RAUM · $1.2B to $954M
Jun 25, 2025 to Jun 25, 2026
Financial planning clients · unset to
Jun 26, 2024 to Jun 25, 2025
HQ state · unset to
Jun 26, 2024 to Jun 25, 2025
Discretionary RAUM · $1.6B to $1.2B
Jun 26, 2024 to Jun 25, 2025
Pooled vehicle RAUM · $18.0M to $14.6M
Jun 26, 2024 to Jun 25, 2025
RAUM · $1.6B to $1.2B
Jun 26, 2024 to Jun 25, 2025
Advisory employees · 5 to 4
Jun 29, 2023 to Jun 26, 2024
Employees · 11 to 10
Jun 29, 2023 to Jun 26, 2024
Discretionary RAUM · $1.5B to $1.6B
Jun 29, 2023 to Jun 26, 2024
Pooled vehicle RAUM · $17.6M to $18.0M
Jun 29, 2023 to Jun 26, 2024
RAUM · $1.5B to $1.6B
Jun 29, 2023 to Jun 26, 2024
Discretionary RAUM · $1.5B to $1.5B
May 16, 2022 to Jun 29, 2023
Pooled vehicle RAUM · $19.8M to $17.6M
May 16, 2022 to Jun 29, 2023
RAUM · $1.5B to $1.5B
May 16, 2022 to Jun 29, 2023
Accounts · 5 to 3
Jun 28, 2021 to May 16, 2022
Pooled vehicle clients · 2 to 1
Jun 28, 2021 to May 16, 2022
Employees · 8 to 11
Jun 28, 2021 to May 16, 2022
Discretionary RAUM · $1.4B to $1.5B
Jun 28, 2021 to May 16, 2022
Pooled vehicle RAUM · $44.6M to $19.8M
Jun 28, 2021 to May 16, 2022
RAUM · $1.4B to $1.5B
Jun 28, 2021 to May 16, 2022
Advisory employees · 4 to 5
Jun 25, 2020 to Jun 28, 2021
Employees · 7 to 8
Jun 25, 2020 to Jun 28, 2021
Discretionary RAUM · $762M to $1.4B
Jun 25, 2020 to Jun 28, 2021
Pooled vehicle RAUM · $26.4M to $44.6M
Jun 25, 2020 to Jun 28, 2021
RAUM · $762M to $1.4B
Jun 25, 2020 to Jun 28, 2021
Accounts · 6 to 5
Oct 9, 2019 to Jun 25, 2020
Advisory activities · 3 to 2
Oct 9, 2019 to Jun 25, 2020
Discretionary RAUM · $859M to $762M
Oct 9, 2019 to Jun 25, 2020
HNW RAUM · 57426089.0 to unset
Oct 9, 2019 to Jun 25, 2020
Pooled vehicle RAUM · $30.4M to $26.4M
Oct 9, 2019 to Jun 25, 2020
RAUM · $859M to $762M
Oct 9, 2019 to Jun 25, 2020
Accounts · 7 to 6
Apr 16, 2018 to Jun 19, 2019
Employees · 8 to 7
Apr 16, 2018 to Jun 19, 2019
Discretionary RAUM · $781M to $859M
Apr 16, 2018 to Jun 19, 2019
HNW RAUM · $68.3M to $57.4M
Apr 16, 2018 to Jun 19, 2019
Pooled vehicle RAUM · $43.4M to $30.4M
Apr 16, 2018 to Jun 19, 2019
RAUM · $781M to $859M
Apr 16, 2018 to Jun 19, 2019
Accounts · 8 to 7
Mar 5, 2018 to Apr 16, 2018

Signals

3 dated events

C••• ••• L•• reported RAUM $1.4B, up 87% from $761.8M (2020-06-25 to 2021-06-28)
Jun 28, 2021 · RAUM change · derived
C••• ••• L•• reported RAUM $849.8M, up 70% from $500.2M (2017-03-27 to 2018-03-05)
Mar 5, 2018 · RAUM change · derived
C••• ••• L•• filed its initial SEC registration (Form ADV)
Dec 11, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: C•••.CO.UKreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: +44 (0)20 7183 0945reportedpublic record, Form ADV, Jun 25, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026