DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

S•••••••• S•••• A••••••• A•

Independent wealth managerWollerau, CRD 169335SEC 801-78725website IAPD

Latest filing Jul 15, 2026

First filing on the tape Oct 18, 2013 · 25 filings

SEC status approved since Nov 1, 2013

RAUM

$220M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$220M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$220M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

25 filings and snapshots on the tape

RAUM$220M as of Jul 15, 2026

Mar 25, 2014$36.9M then

HNW client RAUM$220M as of Jul 15, 2026

Mar 28, 2018$18.7M then

State-registered IARs (5.B.3)1 as of Jul 15, 2026

Mar 25, 20140 then

Employees (5.A)3 as of Jul 15, 2026

Mar 25, 20142 then

Private funds: no history

RAUM +373% over the last fiscal year+435% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Jul 15, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $220MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $44.0MderivedHNW RAUM over HNW clients
Average account: $44.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +373%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$220M100%

Individual clients: n/areported
HNW clients: 5reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 5reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
C••••••• N•• M•••• F•••••Chartered Financial Analyst	Wollerau	Oct 28, 2025	13 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A••••• M•••••• R•••••• · Directorcontrol
since 02/2024 · owns less than 5%
M•••••••• A•••• · Directorcontrol
since 02/2024 · owns 10% to 25%
M•••• F•••••• C••••••• · Director, Ccocontrol
since 02/2024 · owns 75% or more

Related persons

Schedule D 7.A

A••••• A•
n
A••••• F•••••••• A•
investment advisern
S•••••••• A•••• M••••••••• S•
investment advisern

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 7 to 5
Dec 19, 2025 to Mar 18, 2026
HNW clients · 1 to 5
Dec 19, 2025 to Mar 18, 2026
Individual clients · 5.0 to unset
Dec 19, 2025 to Mar 18, 2026
Discretionary RAUM · $46.5M to $220M
Dec 19, 2025 to Mar 18, 2026
HNW RAUM · $44.5M to $220M
Dec 19, 2025 to Mar 18, 2026
Individual RAUM · 2010604.0 to unset
Dec 19, 2025 to Mar 18, 2026
RAUM · $46.5M to $220M
Dec 19, 2025 to Mar 18, 2026
Advisory employees · 1 to 3
Oct 15, 2025 to Dec 19, 2025
Advisory activities · 2 to 1
Oct 15, 2025 to Dec 19, 2025
Employees · 1 to 3
Oct 15, 2025 to Dec 19, 2025
State-registered IARs · 0 to 1
Oct 15, 2025 to Dec 19, 2025
Business name · S•••••••• S•••• A••••••• S••• to S•••••••• S•••• A••••••• A•
Jun 4, 2025 to Oct 15, 2025
HQ city · GENEVA to WOLLERAU
Jun 4, 2025 to Oct 15, 2025
Legal name · S•••••••• S•••• A••••••• S••• to S•••••••• S•••• A••••••• A•
Jun 4, 2025 to Oct 15, 2025
Organization form · Limited Liability Company to Corporation
Jun 4, 2025 to Oct 15, 2025
Advisory employees · 2 to 1
Apr 1, 2025 to Jun 4, 2025
Employees · 2 to 1
Apr 1, 2025 to Jun 4, 2025
Financial planning clients · unset to
Apr 1, 2025 to Jun 4, 2025
State-registered IARs · 1 to 0
Apr 1, 2025 to Jun 4, 2025
Accounts · 5 to 7
Jan 17, 2025 to Apr 1, 2025
HNW clients · unset to 1.0
Jan 17, 2025 to Apr 1, 2025
Individual clients · 4 to 5
Jan 17, 2025 to Apr 1, 2025
State-registered IARs · 0 to 1
Jan 17, 2025 to Apr 1, 2025
Discretionary RAUM · $45.4M to $46.5M
Jan 17, 2025 to Apr 1, 2025
HNW RAUM · unset to 44470728.0
Jan 17, 2025 to Apr 1, 2025
Individual RAUM · $1.7M to $2.0M
Jan 17, 2025 to Apr 1, 2025
RAUM · $45.4M to $46.5M
Jan 17, 2025 to Apr 1, 2025
HQ state · unset to
Dec 11, 2024 to Jan 17, 2025
Accounts · 4 to 5
Mar 5, 2024 to Apr 9, 2024
Advisory activities · 1 to 2
Mar 5, 2024 to Apr 9, 2024
Discretionary RAUM · $1.5M to $45.4M
Mar 5, 2024 to Apr 9, 2024
Individual RAUM · $1.5M to $1.7M
Mar 5, 2024 to Apr 9, 2024
RAUM · $1.5M to $45.4M
Mar 5, 2024 to Apr 9, 2024
Advisory employees · 1 to 2
Feb 27, 2024 to Mar 5, 2024
Advisory activities · 3 to 1
Feb 27, 2024 to Mar 5, 2024
Employees · 1 to 2
Feb 27, 2024 to Mar 5, 2024
Organization form · Corporation to Limited Liability Company
Feb 27, 2024 to Mar 5, 2024
Advisory employees · 2 to 1
Mar 31, 2023 to Feb 27, 2024
Employees · 2 to 1
Mar 31, 2023 to Feb 27, 2024
Organization form · Limited Liability Company to Corporation
Mar 31, 2023 to Feb 27, 2024

Signals

4 dated events

Richard Markus Angst (Director) appeared on Schedule A of S•••••••• S•••• A••••••• A•
Mar 5, 2024 · Control person joined · fact
C••••••• M•••• F••••• (Director, Cco) appeared on Schedule A of S•••••••• S•••• A••••••• A•
Mar 5, 2024 · Control person joined · fact
Matthew Edward Karr (Managing Director) no longer on Schedule A of S•••••••• S•••• A••••••• A• (listed 2022-03-31, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
S•••••••• S•••• A••••••• S••• filed its initial SEC registration (Form ADV)
Oct 18, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Website: s•••••••••.comreportedpublic record, Form ADV, Jul 15, 2026
Principal office phone: +41 58 680 64 10reportedpublic record, Form ADV, Jul 15, 2026
Contact form: s•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $220Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026