DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Resq Investment Partners, LLC
Latest filing Mar 10, 2026
First filing on the tape Nov 12, 2013 · 22 filings
SEC status approved since Nov 29, 2013
RAUM
$65.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$65.8M as of Mar 10, 2026
Mar 31, 2014$77.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 10, 2026
Mar 31, 20143 then
Employees (5.A)5 as of Mar 10, 2026
Mar 31, 20143 then
Private funds: no history
RAUM +13% over the last fiscal year+4.2% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
- RAUM per advisor
- $21.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $32.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$65.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Renee Taylor Davis · Chief Compliance Officercontrolsince 04/2017 · owns less than 5%
- Michael Todd Foster · Chief Investment Officer; Class A, B Sharescontrolsince 10/2013 · owns 10% to 25%
- Wayne David Gard · Class A, C Sharescontrolsince 11/2014 · owns 10% to 25%
- Edward Paul Kujalowicz · Chief Operations Officer, Class A, C Sharescontrolsince 02/2015 · owns 10% to 25%
- Michael Todd Foster · Ownercontrolsince 11/2014 · owns 75% or more of Resq Holdings, LLC
- William John Greer · Vice President, Portfolio Manager, Class C Sharessince 11/2014 · owns 5% to 10%
- Matthew Bryan Lee · Vice President, Portfolio Manager, Class C Sharessince 11/2014 · owns 5% to 10%
- P Donald Qualters · Class C Sharessince 11/2014 · owns 10% to 25%
Entity owners
- Resq Holdings, LLC · Owner, Class B Sharesdirect · owns less than 5%
Related persons
Schedule D 7.A
- Total Investment Management, Inc.investment advisernRAUM $1.4B
- Vision 4 Fund Distributors LLCbroker-dealern
Advisers that list Resq Investment Partners, LLC as a related person
- 108818 n
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ3 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $58.4M to $65.8MMar 25, 2025 to Mar 10, 2026
- RAUM · $58.4M to $65.8MMar 25, 2025 to Mar 10, 2026
- Financial planning clients · 0 to 0Mar 19, 2024 to Mar 25, 2025
- Discretionary RAUM · $58.9M to $58.4MMar 19, 2024 to Mar 25, 2025
- RAUM · $58.9M to $58.4MMar 19, 2024 to Mar 25, 2025
- Discretionary RAUM · $58.2M to $58.9MMar 22, 2023 to Mar 19, 2024
- RAUM · $58.2M to $58.9MMar 22, 2023 to Mar 19, 2024
- BD registered reps · 3 to 2Mar 15, 2022 to Mar 22, 2023
- Employees · 6 to 5Mar 15, 2022 to Mar 22, 2023
- Discretionary RAUM · $66.1M to $58.2MMar 15, 2022 to Mar 22, 2023
- RAUM · $66.1M to $58.2MMar 15, 2022 to Mar 22, 2023
- Discretionary RAUM · $74.4M to $66.1MMar 18, 2021 to Mar 15, 2022
- RAUM · $74.4M to $66.1MMar 18, 2021 to Mar 15, 2022
- Discretionary RAUM · $69.9M to $74.4MOct 29, 2020 to Mar 18, 2021
- RAUM · $69.9M to $74.4MOct 29, 2020 to Mar 18, 2021
- Related bank · true to falseMar 18, 2020 to Oct 29, 2020
- Insurance-licensed employees · 0 to 3Mar 21, 2019 to Mar 18, 2020
- State-registered IARs · 0 to 3Mar 21, 2019 to Mar 18, 2020
- Other offices · 0 to 1Mar 21, 2019 to Mar 18, 2020
- Discretionary RAUM · $76.8M to $69.9MMar 21, 2019 to Mar 18, 2020
- RAUM · $76.8M to $69.9MMar 21, 2019 to Mar 18, 2020
- Discretionary RAUM · $85.6M to $76.8MFeb 7, 2019 to Mar 21, 2019
- RAUM · $85.6M to $76.8MFeb 7, 2019 to Mar 21, 2019
- Related bank · false to trueFeb 7, 2019 to Mar 21, 2019
- Related broker-dealer · false to trueMar 22, 2018 to Nov 14, 2018
- BD registered reps · 5 to 3Oct 4, 2017 to Mar 22, 2018
- Employees · 9 to 6Oct 4, 2017 to Mar 22, 2018
- Insurance-licensed employees · 3 to 0Oct 4, 2017 to Mar 22, 2018
- State-registered IARs · 3 to 0Oct 4, 2017 to Mar 22, 2018
- Discretionary RAUM · $83.6M to $85.6MOct 4, 2017 to Mar 22, 2018
- RAUM · $83.6M to $85.6MOct 4, 2017 to Mar 22, 2018
- HQ city · unset to SCOTTSDALEMar 28, 2017 to Oct 4, 2017
- HQ state · unset to AZMar 28, 2017 to Oct 4, 2017
- Other offices · unset to 0.0Mar 28, 2017 to Oct 4, 2017
- HQ city · SCOTTSDALE to unsetMay 31, 2016 to Mar 13, 2017
- HQ state · AZ to unsetMay 31, 2016 to Mar 13, 2017
- Discretionary RAUM · $93.4M to $83.6MMay 31, 2016 to Mar 13, 2017
- RAUM · $93.4M to $83.6MMay 31, 2016 to Mar 13, 2017
- Advisory activities · 2 to 1Apr 6, 2015 to Feb 11, 2016
- Employees · 7 to 9Apr 6, 2015 to Feb 11, 2016
Signals
3 dated events
- P Henry Johnson (Owner) no longer on Schedule A of Resq Investment Partners, Llc (listed 2018-11-14, absent 2019-02-07)Feb 7, 2019 · Control person left · inference
- Joseph Cornelius Sullivan (Owner) no longer on Schedule A of Resq Investment Partners, Llc (listed 2018-11-14, absent 2019-02-07)Feb 7, 2019 · Control person left · inference
- Resq Investment Partners, Llc filed its initial SEC registration (Form ADV)Nov 12, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- RESQFUNDS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-634-6980reportedpublic record, Form ADV, Mar 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026