DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fortiter Wealth Management, LLC
Latest filing Jul 22, 2026
First filing on the tape Dec 5, 2013 · 29 filings
SEC status approved since Jan 2, 2014
RAUM
$380M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$379M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$380M as of Jul 22, 2026
Feb 18, 2015$140M then
HNW client RAUM$377M as of Jul 22, 2026
Mar 19, 2018$255M then
State-registered IARs (5.B.3)3 as of Jul 22, 2026
Mar 26, 20140 then
Employees (5.A)4 as of Jul 22, 2026
Mar 26, 20141 then
Private funds: no history
RAUM +11% over the last fiscal year+8.4% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.4MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $107M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$377M99%
- Individuals$1.3M0.3%
- Charitable organizations$1.2M0.3%
- Individual clients
- 6reported
- HNW clients
- 45reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 285reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $107M for 19 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lynn Vincent Elliott | Houston, Tx | Sep 4, 2014 | 26 y | 2 |
| William Robert BergerChartered Financial Analyst | Houston, Tx | Oct 24, 2016 | 36 y | 3 |
| Joseph Lance Foley | Houston, Tx | May 1, 2024 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- William Harris Britt to South Fork Wealth Management LLCJan 22, 2020 · Other
Joined, latest
- Joseph Lance Foley from First Trust Advisors LPMay 1, 2024 · Other
- William Robert Berger from Paul Comstock PartnersOct 24, 2016 · Other
- Lynn Vincent Elliott from Deutsche Bank Securities Inc.Sep 4, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vincent Lynn Elliott · Cco / Managing Membercontrolsince 08/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Jul 22, 2026HNW RAUM per HNW client of $8,386,960 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.0 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 248 to 285Jul 11, 2025 to Feb 3, 2026
- HNW clients · 40 to 45Jul 11, 2025 to Feb 3, 2026
- Individual clients · 8 to 6Jul 11, 2025 to Feb 3, 2026
- Assets in custody · $115M to $107MJul 11, 2025 to Feb 3, 2026
- Discretionary RAUM · $343M to $380MJul 11, 2025 to Feb 3, 2026
- HNW RAUM · $339M to $377MJul 11, 2025 to Feb 3, 2026
- Individual RAUM · $2.1M to $1.3MJul 11, 2025 to Feb 3, 2026
- RAUM · $343M to $380MJul 11, 2025 to Feb 3, 2026
- Financial planning clients · 0 to 0May 16, 2025 to Jul 11, 2025
- Accounts · 228 to 248Feb 14, 2024 to Feb 11, 2025
- Advisory employees · 2 to 3Feb 14, 2024 to Feb 11, 2025
- HNW clients · 21 to 40Feb 14, 2024 to Feb 11, 2025
- Individual clients · unset to 8.0Feb 14, 2024 to Feb 11, 2025
- Pension plan clients · unset to 0.0Feb 14, 2024 to Feb 11, 2025
- Assets in custody · $87.5M to $115MFeb 14, 2024 to Feb 11, 2025
- Employees · 3 to 4Feb 14, 2024 to Feb 11, 2025
- State-registered IARs · 2 to 3Feb 14, 2024 to Feb 11, 2025
- Discretionary RAUM · $327M to $343MFeb 14, 2024 to Feb 11, 2025
- HNW RAUM · $325M to $339MFeb 14, 2024 to Feb 11, 2025
- Individual RAUM · $316,876 to $2.1MFeb 14, 2024 to Feb 11, 2025
- Pension RAUM · unset to 0.0Feb 14, 2024 to Feb 11, 2025
- RAUM · $327M to $343MFeb 14, 2024 to Feb 11, 2025
- Accounts · 225 to 228Jan 25, 2023 to Feb 14, 2024
- Advisory activities · 5 to 4Jan 25, 2023 to Feb 14, 2024
- Assets in custody · $113M to $87.5MJan 25, 2023 to Feb 14, 2024
- Discretionary RAUM · $295M to $327MJan 25, 2023 to Feb 14, 2024
- HNW RAUM · $297M to $325MJan 25, 2023 to Feb 14, 2024
- Individual RAUM · $307,835 to $316,876Jan 25, 2023 to Feb 14, 2024
- Non-discretionary RAUM · $3.1M to $0Jan 25, 2023 to Feb 14, 2024
- RAUM · $298M to $327MJan 25, 2023 to Feb 14, 2024
- Accounts · 164 to 225Nov 1, 2022 to Jan 25, 2023
- HNW clients · 36 to 21Nov 1, 2022 to Jan 25, 2023
- Individual clients · 1.0 to unsetNov 1, 2022 to Jan 25, 2023
- Assets in custody · $121M to $113MNov 1, 2022 to Jan 25, 2023
- Discretionary RAUM · $389M to $295MNov 1, 2022 to Jan 25, 2023
- HNW RAUM · $386M to $297MNov 1, 2022 to Jan 25, 2023
- Individual RAUM · $435,362 to $307,835Nov 1, 2022 to Jan 25, 2023
- Non-discretionary RAUM · $0 to $3.1MNov 1, 2022 to Jan 25, 2023
- Pension RAUM · 2709386.0 to unsetNov 1, 2022 to Jan 25, 2023
- RAUM · $389M to $298MNov 1, 2022 to Jan 25, 2023
Signals
1 dated events
- Heidi Advisors, Llc filed its initial SEC registration (Form ADV)Dec 5, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 832-941-0876reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 832-941-1234reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- FORTITERWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (832) 941-1234reportedpublic record, Form ADV, Jul 22, 2026
- Contact form
- fortiterwealth.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026