DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• C•••••• M••••••••• L••
Latest filing Jul 23, 2026
First filing on the tape Apr 9, 2025 · 5 filings
SEC status approved since May 9, 2025
RAUM
$173M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
19%
$32.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$173M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$173M as of Jul 23, 2026
Apr 9, 2025$105M then
HNW client RAUM$29.9M as of Jul 23, 2026
Apr 9, 2025$15.4M then
State-registered IARs (5.B.3)1 as of Jul 23, 2026
Apr 9, 20251 then
Employees (5.A)2 as of Jul 23, 2026
Apr 9, 20252 then
Private funds2 as of Jul 23, 2026
Apr 9, 20251 then
RAUM +64% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $173MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $728,210derivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $137M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$137M79%
- High-net-worth individuals$29.9M17%
- Charitable organizations$2.9M1.7%
- Individuals$2.7M1.6%
- Individual clients
- 8reported
- HNW clients
- 41reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 52reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $137M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.19 fund_share=0.79 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• I•••• W•••••Chartered Financial Analyst | Sewickley, Pa | Jan 17, 2014 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••• D••••• I•••• · Owner, Manager And Chief Compliance Officercontrolsince 09/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 13, 2026RAUM (Item 5.F) moved from $105,236,266 to $172,572,990 (+64.0%) between the annual amendments of 2025-04-09 and 2026-03-13; the peer median change was +8.0% (161 comparable advisers, 90.0th percentile of changes)peers: other advisers, $100M to $500M (161) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 50 to 52Oct 6, 2025 to Mar 13, 2026
- Charity clients · 1.0 to unsetOct 6, 2025 to Mar 13, 2026
- Corporate clients · 3 to 0Oct 6, 2025 to Mar 13, 2026
- HNW clients · 35 to 41Oct 6, 2025 to Mar 13, 2026
- Individual clients · 9 to 8Oct 6, 2025 to Mar 13, 2026
- Assets in custody · $42.8M to $137MOct 6, 2025 to Mar 13, 2026
- Discretionary RAUM · $105M to $173MOct 6, 2025 to Mar 13, 2026
- HNW RAUM · $15.4M to $29.9MOct 6, 2025 to Mar 13, 2026
- Individual RAUM · $3.2M to $2.7MOct 6, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $82.5M to $137MOct 6, 2025 to Mar 13, 2026
- RAUM · $105M to $173MOct 6, 2025 to Mar 13, 2026
- Advisory activities · 1 to 2Apr 9, 2025 to Oct 6, 2025
- Private funds · 1 to 2Apr 9, 2025 to Oct 6, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- alluvialfund.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 412-368-2321reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $173Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026