DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Transatlantique Private Wealth LLC
Latest filing Apr 20, 2026
First filing on the tape Dec 22, 2015 · 33 filings
SEC status approved since Jan 28, 2016
RAUM
$879M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$863M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$79.9M
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$879M as of Apr 20, 2026
Mar 30, 2016$28.2M then
HNW client RAUM$830M as of Apr 20, 2026
Mar 29, 2018$113M then
State-registered IARs (5.B.3)10 as of Apr 20, 2026
Mar 30, 20163 then
Employees (5.A)11 as of Apr 20, 2026
Mar 30, 20163 then
Private funds2 as of May 14, 2025
Mar 31, 20212 then
RAUM +30% over the last fiscal year+21% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
- RAUM per advisor
- $79.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +24%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $38.1M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$830M94%
- Individuals$32.9M3.7%
- Charitable organizations$16.0M1.8%
- Individual clients
- 64reported
- HNW clients
- 347reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 412reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $38.1M for 14 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jerome Jacques Khaski | New York, Ny | Jan 11, 2016 | 11 y | 0 |
| Xavier Volatier | New York, Ny | Jun 21, 2017 | 16 y | 0 |
| Michael Audrain | Boston, Ma | May 7, 2019 | 19 y | 0 |
| Louiza FerraraChartered Financial Analyst | New York, Ny | Aug 17, 2020 | 15 y | 0 |
| Thomas Wopat-Moreau | New York, Ny | Dec 11, 2020 | 12 y | 0 |
| William Marc-Antonine Levesque | New York, Ny | Apr 1, 2022 | 14 y | 0 |
| Benjamin Pierre Jean Robinot | New York, Ny | Oct 9, 2024 | 10 y | 1 |
| Hugo Gozlan | New York, Ny | Oct 17, 2024 | 11 y | 0 |
| Cesar Pierre Alexis Flotat | New York, Ny | May 13, 2026 | 10 y | 0 |
| Erwan Collobert | New York, Ny | May 15, 2026 | 11 y | 0 |
| Alexandre Chasseriaud | New York, Ny | Jun 18, 2026 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount1 left over 36 months
Left, latest
- Antoine Pierre Piron to Compound Planning, Inc.Aug 20, 2026 · RIA to RIA
- Delphia Polle to Citi Private Advisory, LLCJun 22, 2022 · Other
Joined, latest
- Benjamin Pierre Jean Robinot from 360 AdvisoryOct 9, 2024 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| The Philippe Fund-U.S. Equities, LLC | Other Private Fund | $30.8M | 10 | Mar 28, 2012 |
| The Philippe Fund Euro Global Leaders, LLC | Other Private Fund | $26.7M | 16 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Alexandre Chasseriaud · Chief Operating Officercontrolsince 03/2022 · owns less than 5%
- Xavier Volatier · Managing Member/Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
Entity owners
- Banque Transatlantique S.A. · Sole Memberdirect · owns 75% or more
- Banque Federative Du Credit Mutuel · Majority Shareholderindirect · owns 75% or more of Cic (Credit Industriel Et Commercial)
- Caisse Federale De Credit Mutuel · Majority Shareholderindirect · owns 75% or more of Banque Federative De Credit Mutuel
- Cic (Credit Industriel Et Commercial) · Sole Shareholderindirect · owns 75% or more of Banque Transatlantique S.A.
Related persons
Schedule D 7.A
- Banque Transatlantique Luxembourgcustodiann
- Banque Transatlantique Pariscustodiany
- Cic Market Solutions, Inc.broker-dealern
- Dubly Transatlantique Cestioninvestment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 11 | 3 | 1 | ||
| Boston, Ma | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boston, MA2 employees
- San Francisco, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 336 to 412May 14, 2025 to Mar 31, 2026
- Advisory activities · 3 to 2May 14, 2025 to Mar 31, 2026
- HNW clients · 279 to 347May 14, 2025 to Mar 31, 2026
- Individual clients · 53 to 64May 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2.0 to unsetMay 14, 2025 to Mar 31, 2026
- Assets in custody · $58.9M to $38.1MMay 14, 2025 to Mar 31, 2026
- Private funds · 2 to unsetMay 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $667M to $868MMay 14, 2025 to Mar 31, 2026
- HNW RAUM · $577M to $830MMay 14, 2025 to Mar 31, 2026
- Individual RAUM · $24.6M to $32.9MMay 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $9.1M to $10.4MMay 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · 58906092.0 to unsetMay 14, 2025 to Mar 31, 2026
- RAUM · $676M to $879MMay 14, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 14, 2025
- Accounts · 311 to 336Jan 27, 2025 to Mar 27, 2025
- HNW clients · 256 to 279Jan 27, 2025 to Mar 27, 2025
- Individual clients · 50 to 53Jan 27, 2025 to Mar 27, 2025
- Pooled vehicle clients · 3 to 2Jan 27, 2025 to Mar 27, 2025
- Assets in custody · $57.5M to $58.9MJan 27, 2025 to Mar 27, 2025
- Discretionary RAUM · $586M to $667MJan 27, 2025 to Mar 27, 2025
- HNW RAUM · $496M to $577MJan 27, 2025 to Mar 27, 2025
- Individual RAUM · $21.1M to $24.6MJan 27, 2025 to Mar 27, 2025
- Non-discretionary RAUM · $9.1M to $9.1MJan 27, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $64.1M to $58.9MJan 27, 2025 to Mar 27, 2025
- RAUM · $595M to $676MJan 27, 2025 to Mar 27, 2025
- Advisory employees · 7 to 10Nov 21, 2024 to Jan 27, 2025
- Employees · 8 to 11Nov 21, 2024 to Jan 27, 2025
- State-registered IARs · 7 to 10Nov 21, 2024 to Jan 27, 2025
- Accounts · 262 to 311Apr 28, 2023 to Mar 28, 2024
- HNW clients · 217 to 256Apr 28, 2023 to Mar 28, 2024
- Individual clients · 40 to 50Apr 28, 2023 to Mar 28, 2024
- Assets in custody · $53.8M to $57.5MApr 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $483M to $586MApr 28, 2023 to Mar 28, 2024
- HNW RAUM · $405M to $496MApr 28, 2023 to Mar 28, 2024
- Individual RAUM · $13.6M to $21.1MApr 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $9.2M to $9.1MApr 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $60.4M to $64.1MApr 28, 2023 to Mar 28, 2024
- RAUM · $492M to $595MApr 28, 2023 to Mar 28, 2024
- Accounts · 197 to 262Mar 2, 2023 to Mar 28, 2023
- HNW clients · 169 to 217Mar 2, 2023 to Mar 28, 2023
Signals
8 dated events
- Antoine Pierre Piron left Transatlantique Private Wealth Llc for Compound Planning, Inc. (registered 2026-08-18)Aug 20, 2026 · Advisor changed firm · fact
- Transatlantique Private Wealth Llc reported RAUM $878.8M, up 30% from $676.2M (2025-05-14 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Delphia Polle left Transatlantique Private Wealth Llc for Citi Private Advisory, Llc (registered 2022-07-19)Jun 22, 2022 · Advisor changed firm · fact
- Alexandre Chasseriaud (Chief Operating Officer) appeared on Schedule A of Transatlantique Private Wealth LlcMar 31, 2022 · Control person joined · fact
- Denis Pascal Le Coz (Managing Director, Chief Compliance Officer) no longer on Schedule A of Transatlantique Private Wealth Llc (listed 2021-03-31, absent 2021-09-30)Sep 30, 2021 · Control person left · inference
- Xavier Volatier (Managing Member/Chief Compliance Officer) appeared on Schedule A of Transatlantique Private Wealth LlcSep 30, 2021 · Control person joined · fact
- Transatlantique Private Wealth Llc reported RAUM $309.9M, up 75% from $176.7M (2020-06-16 to 2020-09-24)Sep 24, 2020 · RAUM change · derived
- Transatlantique Private Wealth Llc filed its initial SEC registration (Form ADV)Dec 22, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- banquetransatlantique.com/fr/international/private-wealth-usreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212 644 4219reportedpublic record, Form ADV, Apr 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026