DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Noble Wealth Management, Inc.
Latest filing Mar 30, 2026
First filing on the tape Oct 14, 2016 · 22 filings
SEC status approved since Oct 24, 2016
RAUM
$223M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$223M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$74.5M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$223M as of Mar 30, 2026
Mar 16, 2017$150M then
HNW client RAUM$126M as of Mar 30, 2026
Mar 26, 2018$95.1M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 16, 20175 then
Employees (5.A)6 as of Mar 30, 2026
Mar 16, 20175 then
Private funds: no history
RAUM +5.0% over the last fiscal year+13% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $74.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $344,801derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$126M57%
- Individuals$96.6M43%
- Corporations and businesses$425,9400.2%
- Individual clients
- 197reported
- HNW clients
- 35reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 648reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Dubois | Newport Beach, Ca | Feb 25, 2014 | 39 y | 2 |
| Alan Jerome SchryerCertified Financial Planner | Newport Beach, Ca | Feb 25, 2014 | 37 y | 4 |
| Jeffrey Lynn KaylorCertified Financial Planner | Newport Beach, Ca | Apr 30, 2024 | 31 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Anthony Joseph Diliberto to Fiduciary PlannersJul 15, 2025 · RIA to a state-registered adviser
- Gary Edgar Miller to Trusted Financial AdvisorsJul 28, 2021 · Other
Joined, latest
- Gary Edgar Miller from Trusted Financial AdvisorsJul 29, 2016 · Other
- Anthony Joseph Diliberto from Newport Wealth Strategies, Inc.Jul 28, 2014 · Other
- Daniel Dubois from Financial Telesis, Inc.Feb 25, 2014 · Other
- Alan Jerome Schryer from Financial Telesis, Inc.Feb 25, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jerome Alan Schryer · Presidentcontrolsince 12/2013 · owns 75% or more
- Joseph Anthony Diliberto · Chief Compliance Officersince 07/2014 · owns less than 5%
Related persons
Schedule D 7.A
- Alan Schryer Real Estateinvestment companyn
- Noble Tax Specialistsinsurancen
- Pres 555 Main, LLCn
- Pres Mckinley, LLCn
Advisers that list Noble Wealth Management, Inc. as a related person
- 1027 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newport Beach, Ca · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Aliso Viejo, CA2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 74.0% to 57.0% between the annual amendments of 2025-03-21 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 660 to 648Jul 15, 2025 to Mar 30, 2026
- Corporate clients · 0 to 1Jul 15, 2025 to Mar 30, 2026
- HNW clients · 62 to 35Jul 15, 2025 to Mar 30, 2026
- Individual clients · 183 to 197Jul 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $205M to $216MJul 15, 2025 to Mar 30, 2026
- HNW RAUM · $158M to $126MJul 15, 2025 to Mar 30, 2026
- Individual RAUM · $55.1M to $96.6MJul 15, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $8.0M to $7.0MJul 15, 2025 to Mar 30, 2026
- RAUM · $213M to $223MJul 15, 2025 to Mar 30, 2026
- Advisory employees · 3 to 2Mar 21, 2025 to Jul 15, 2025
- Employees · 7 to 6Mar 21, 2025 to Jul 15, 2025
- Financial planning clients · 26-50 to 26-50Mar 21, 2025 to Jul 15, 2025
- State-registered IARs · 3 to 2Mar 21, 2025 to Jul 15, 2025
- Accounts · 629 to 660Mar 28, 2024 to Mar 21, 2025
- HNW clients · 49 to 62Mar 28, 2024 to Mar 21, 2025
- Individual clients · 175 to 183Mar 28, 2024 to Mar 21, 2025
- Discretionary RAUM · $166M to $205MMar 28, 2024 to Mar 21, 2025
- HNW RAUM · $124M to $158MMar 28, 2024 to Mar 21, 2025
- Individual RAUM · $51.7M to $55.1MMar 28, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $9.3M to $8.0MMar 28, 2024 to Mar 21, 2025
- RAUM · $176M to $213MMar 28, 2024 to Mar 21, 2025
- Accounts · 551 to 629Mar 23, 2023 to Mar 28, 2024
- HNW clients · 45 to 49Mar 23, 2023 to Mar 28, 2024
- Individual clients · 177 to 175Mar 23, 2023 to Mar 28, 2024
- Discretionary RAUM · $147M to $166MMar 23, 2023 to Mar 28, 2024
- HNW RAUM · $52.0M to $124MMar 23, 2023 to Mar 28, 2024
- Individual RAUM · $105M to $51.7MMar 23, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $9.9M to $9.3MMar 23, 2023 to Mar 28, 2024
- RAUM · $157M to $176MMar 23, 2023 to Mar 28, 2024
- Accounts · 600 to 551Jun 17, 2022 to Mar 23, 2023
- Individual clients · 194 to 177Jun 17, 2022 to Mar 23, 2023
- Employees · 6 to 7Jun 17, 2022 to Mar 23, 2023
- Discretionary RAUM · $165M to $147MJun 17, 2022 to Mar 23, 2023
- HNW RAUM · $115M to $52.0MJun 17, 2022 to Mar 23, 2023
- Individual RAUM · $61.5M to $105MJun 17, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $11.5M to $9.9MJun 17, 2022 to Mar 23, 2023
- RAUM · $177M to $157MJun 17, 2022 to Mar 23, 2023
- Accounts · 711 to 600Sep 10, 2021 to Mar 31, 2022
- Advisory employees · 4 to 3Sep 10, 2021 to Mar 31, 2022
- BD registered reps · 1 to 2Sep 10, 2021 to Mar 31, 2022
Signals
2 dated events
- Anthony Joseph Diliberto left Noble Wealth Management, Inc. for Fiduciary Planners (registered 2026-01-01)Jul 15, 2025 · Advisor changed firm · fact
- Noble Wealth Management, Inc. filed its initial SEC registration (Form ADV)Oct 14, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 888-272-2008reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026