DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vintage West Capital Management

Former SEC-registered adviserCRD 170186SEC 801-79048IAPD
Legal name Vintage West Capital Management, LLC
Latest filing Mar 29, 2022
First filing on the tape Jan 3, 2014 · 23 filings
RAUM
$330M
reported, Item 5.F
Discretionary
42%
of RAUM
Private clients
84%
$278M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$330M as of Mar 29, 2022
Mar 30, 2015$238M then
HNW client RAUM$275M as of Mar 29, 2022
Mar 21, 2018$266M then
State-registered IARs (5.B.3)1 as of Mar 29, 2022
Mar 30, 20153 then
Employees (5.A)2 as of Mar 29, 2022
Mar 30, 20153 then
Private funds: no history
RAUM +14% over the last fiscal year+3.6% a year over threeIARs 2 to 1offices 1 to 0
Practice profile
derived from the filing of Mar 29, 2022; every figure names its basis
RAUM per advisor
$330MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
41derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$9.8MderivedHNW RAUM over HNW clients
Average account
$874,075derivedRAUM over accounts (5.F.2.f)
Discretionary
42%derivedof RAUM
Institutional
13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
-15%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Wrap fee program
$225MreportedItem 5.I
Custody
$92.5M, 38 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$275M83%
  • Pension and profit-sharing plans$32.0M9.7%
  • Charitable organizations$10.6M3.2%
  • Corporations and businesses$8.9M2.7%
  • Individuals$3.4M1.0%
Individual clients
13reported
HNW clients
28reported
Pension plan clients
5reported
Charitable clients
2reported
Accounts
377reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$92.5M for 38 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Eric William Blanton · Managing Member & Chief Compliance Officercontrol
    since 12/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 293 to 377
    Oct 21, 2021 to Mar 29, 2022
  • Corporate clients · 2 to 7
    Oct 21, 2021 to Mar 29, 2022
  • HNW clients · 27 to 28
    Oct 21, 2021 to Mar 29, 2022
  • Individual clients · 21 to 13
    Oct 21, 2021 to Mar 29, 2022
  • Pension plan clients · 4 to 5
    Oct 21, 2021 to Mar 29, 2022
  • Assets in custody · $64.6M to $92.5M
    Oct 21, 2021 to Mar 29, 2022
  • Insurance-licensed employees · 0 to 1
    Oct 21, 2021 to Mar 29, 2022
  • Discretionary RAUM · $140M to $138M
    Oct 21, 2021 to Mar 29, 2022
  • HNW RAUM · $239M to $275M
    Oct 21, 2021 to Mar 29, 2022
  • Individual RAUM · $5.9M to $3.4M
    Oct 21, 2021 to Mar 29, 2022
  • Non-discretionary RAUM · $149M to $191M
    Oct 21, 2021 to Mar 29, 2022
  • Pension RAUM · $25.4M to $32.0M
    Oct 21, 2021 to Mar 29, 2022
  • RAUM · $290M to $330M
    Oct 21, 2021 to Mar 29, 2022
  • Other offices · 1 to 0
    Oct 20, 2021 to Oct 21, 2021
  • State-registered IARs · 2 to 1
    Mar 18, 2021 to Oct 20, 2021
  • Accounts · 314 to 293
    Sep 30, 2020 to Mar 18, 2021
  • Charity clients · 5 to 2
    Sep 30, 2020 to Mar 18, 2021
  • Corporate clients · 5 to 2
    Sep 30, 2020 to Mar 18, 2021
  • HNW clients · 32 to 27
    Sep 30, 2020 to Mar 18, 2021
  • Individual clients · 17 to 21
    Sep 30, 2020 to Mar 18, 2021
  • Assets in custody · $12.7M to $64.6M
    Sep 30, 2020 to Mar 18, 2021
  • HQ city · CARDIFF BY THE SEA to unset
    Sep 30, 2020 to Mar 18, 2021
  • HQ state · CA to unset
    Sep 30, 2020 to Mar 18, 2021
  • Other offices · 0 to 1
    Sep 30, 2020 to Mar 18, 2021
  • Discretionary RAUM · $135M to $140M
    Sep 30, 2020 to Mar 18, 2021
  • HNW RAUM · $243M to $239M
    Sep 30, 2020 to Mar 18, 2021
  • Individual RAUM · $3.3M to $5.9M
    Sep 30, 2020 to Mar 18, 2021
  • Non-discretionary RAUM · $160M to $149M
    Sep 30, 2020 to Mar 18, 2021
  • Pension RAUM · $37.3M to $25.4M
    Sep 30, 2020 to Mar 18, 2021
  • RAUM · $295M to $290M
    Sep 30, 2020 to Mar 18, 2021
  • Accounts · 300 to 314
    Mar 4, 2019 to Mar 10, 2020
  • Charity clients · 3 to 5
    Mar 4, 2019 to Mar 10, 2020
  • HNW clients · 33 to 32
    Mar 4, 2019 to Mar 10, 2020
  • Individual clients · 14 to 17
    Mar 4, 2019 to Mar 10, 2020
  • Assets in custody · $22.9M to $12.7M
    Mar 4, 2019 to Mar 10, 2020
  • Discretionary RAUM · $137M to $135M
    Mar 4, 2019 to Mar 10, 2020
  • HNW RAUM · $252M to $243M
    Mar 4, 2019 to Mar 10, 2020
  • Individual RAUM · $2.4M to $3.3M
    Mar 4, 2019 to Mar 10, 2020
  • Non-discretionary RAUM · $160M to $160M
    Mar 4, 2019 to Mar 10, 2020
  • Pension RAUM · $29.2M to $37.3M
    Mar 4, 2019 to Mar 10, 2020
Signals
4 dated events
  • William Eric Blanton left Vintage West Capital Management for Composition Wealth, Llc (registered 2022-03-25)
    Sep 30, 2022 · Advisor changed firm · fact
  • Michael Sean Dacey (Chief Operating Officer) no longer on Schedule A of Vintage West Capital Management (listed 2021-03-18, absent 2021-10-20)
    Oct 20, 2021 · Control person left · inference
  • Michael Sean Dacey (Chief Operating Officer) appeared on Schedule A of Vintage West Capital Management
    Mar 4, 2019 · Control person joined · fact
  • Vintage West Capital Management filed its initial SEC registration (Form ADV)
    Jan 3, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026