DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••• I••••••••• A•••••••
Legal name A•••• I••••••••• A•••••••• L••
Latest filing Feb 10, 2026
First filing on the tape May 31, 2022 · 9 filings
SEC status approved since Jul 1, 2022
RAUM
$238M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$238M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$59.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$238M as of Feb 10, 2026
Mar 21, 2023$186M then
HNW client RAUM$79.0M as of Feb 10, 2026
Mar 21, 2023$50.0M then
State-registered IARs (5.B.3)4 as of Feb 10, 2026
Mar 21, 20233 then
Employees (5.A)4 as of Feb 10, 2026
Mar 21, 20233 then
Private funds: no history
RAUM +19% over the last fiscal year+8.6% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $59.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 197derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $148,556derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$159M67%
- High-net-worth individuals$79.0M33%
- Individual clients
- 728reported
- HNW clients
- 59reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,605reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J• D••••• | Mesa, Az | May 5, 2014 | 20 y | 0 |
| D•••• B• R•••••• | Mesa, Az | Nov 5, 2014 | 25 y | 0 |
| A•••• E•••••••• B•••••• | Mesa, Az | Oct 21, 2016 | 14 y | 1 |
| R••• P••••• N••••• | Mesa, Az | Jun 9, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• E•••••••• B•••••• from W•••• F•••• A•••••••Oct 21, 2016 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• M••••••• J• · Member/Chief Compliance Officercontrolsince 11/2004 · owns 50% to 75%
- R••••••• D••••• B• · Membercontrolsince 04/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
- A•••• W••••• A•••••••• L••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mesa, Az · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Peoria, AZ2 employees
- Phoenix, AZ2 employees
- Scottsdale, AZ2 employees
What changed
consecutive filings, newest first
- Accounts · 1,510 to 1,605Mar 3, 2025 to Feb 10, 2026
- Advisory employees · 2 to 4Mar 3, 2025 to Feb 10, 2026
- HNW clients · 57 to 59Mar 3, 2025 to Feb 10, 2026
- Individual clients · 609 to 728Mar 3, 2025 to Feb 10, 2026
- Employees · 3 to 4Mar 3, 2025 to Feb 10, 2026
- Financial planning clients · 251-500 to 0Mar 3, 2025 to Feb 10, 2026
- State-registered IARs · 3 to 4Mar 3, 2025 to Feb 10, 2026
- Discretionary RAUM · $199M to $238MMar 3, 2025 to Feb 10, 2026
- HNW RAUM · $74.9M to $79.0MMar 3, 2025 to Feb 10, 2026
- Individual RAUM · $125M to $159MMar 3, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $1.2M to $0Mar 3, 2025 to Feb 10, 2026
- RAUM · $200M to $238MMar 3, 2025 to Feb 10, 2026
- Accounts · 1,619 to 1,510Jan 17, 2024 to Mar 3, 2025
- HNW clients · 63 to 57Jan 17, 2024 to Mar 3, 2025
- Individual clients · 631 to 609Jan 17, 2024 to Mar 3, 2025
- Financial planning clients · 251-500 to 251-500Jan 17, 2024 to Mar 3, 2025
- Discretionary RAUM · $221M to $199MJan 17, 2024 to Mar 3, 2025
- HNW RAUM · $81.5M to $74.9MJan 17, 2024 to Mar 3, 2025
- Individual RAUM · $141M to $125MJan 17, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $1.3M to $1.2MJan 17, 2024 to Mar 3, 2025
- RAUM · $223M to $200MJan 17, 2024 to Mar 3, 2025
- Accounts · 1,488 to 1,619Jul 11, 2023 to Jan 17, 2024
- HNW clients · 34 to 63Jul 11, 2023 to Jan 17, 2024
- Individual clients · 662 to 631Jul 11, 2023 to Jan 17, 2024
- Discretionary RAUM · $185M to $221MJul 11, 2023 to Jan 17, 2024
- HNW RAUM · $50.0M to $81.5MJul 11, 2023 to Jan 17, 2024
- Individual RAUM · $136M to $141MJul 11, 2023 to Jan 17, 2024
- Non-discretionary RAUM · $1.5M to $1.3MJul 11, 2023 to Jan 17, 2024
- RAUM · $186M to $223MJul 11, 2023 to Jan 17, 2024
- Accounts · 965 to 1,488Jun 22, 2022 to Mar 21, 2023
- HNW clients · 135 to 34Jun 22, 2022 to Mar 21, 2023
- Individual clients · 525 to 662Jun 22, 2022 to Mar 21, 2023
- Other offices · 4 to 3Jun 22, 2022 to Mar 21, 2023
- Discretionary RAUM · $195M to $185MJun 22, 2022 to Mar 21, 2023
- HNW RAUM · $92.3M to $50.0MJun 22, 2022 to Mar 21, 2023
- Individual RAUM · $102M to $136MJun 22, 2022 to Mar 21, 2023
- Non-discretionary RAUM · $0 to $1.5MJun 22, 2022 to Mar 21, 2023
- RAUM · $195M to $186MJun 22, 2022 to Mar 21, 2023
- Other offices · 5 to 4May 31, 2022 to Jun 7, 2022
Signals
1 dated events
- A•••• I••••••••• A••••••• filed its initial SEC registration (Form ADV)May 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-620-6907reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-537-4185reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- A••••WEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 480-620-6907reportedpublic record, Form ADV, Feb 10, 2026
- Contact form
- acutewealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026