DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O•• D••••• A•••••••• I•••

Independent wealth managerSan Diego, CaliforniaCRD 170392SEC 801-79351website IAPD

Latest filing Sep 10, 2026

First filing on the tape Mar 6, 2014 · 35 filings

SEC status approved since Mar 18, 2014

RAUM

$489M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

98%

$480M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$69.9M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

35 filings and snapshots on the tape

RAUM$489M as of May 8, 2026

Mar 12, 2015$132M then

HNW client RAUM$350M as of May 8, 2026

Feb 13, 2018$106M then

State-registered IARs (5.B.3)6 as of May 8, 2026

Mar 12, 20154 then

Employees (5.A)6 as of May 8, 2026

Mar 12, 20154 then

Private funds: no history

RAUM +43% over the last fiscal year+21% a year over threeIARs 7 to 6

Practice profile

derived from the filing of Sep 10, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $69.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 66derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $382,347derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 0.9derivedItem 5.A over advisors
Advisors per office: 7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +43%derivedbetween the last two annual amendments
Advisor growth, one year: -14%derivedItem 5.B.3 between annual amendments
Client growth, one year: +8.0%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$350M71%
Individuals$131M27%
Charitable organizations$8.8M1.8%

Individual clients: 311reported
HNW clients: 150reported
Pension plan clients: n/areported
Charitable clients: 5reported
Accounts: 1,279reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

7 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••••• A•••• T•••••••Certified Financial Planner	San Diego, Ca	Aug 18, 2021	28 y	2
P••••• J••• R••••Certified Financial Planner	San Diego, Ca	Feb 26, 2025	11 y	0
A•••••••• E••••• O••••••Certified Financial Planner	San Diego, Ca	May 22, 2025	11 y	0
A•••••• L••••••• S•••••Certified Financial Planner	San Diego, Ca	May 23, 2025	28 y	2
M•••••• S••••• C•••••••Certified Financial Planner	San Diego, Ca	May 28, 2025	12 y	0
J•••• J••••• T•••••••Certified Financial Planner	San Diego, Ca	Jul 9, 2025	49 y	1
K••• H•••• K••••Certified Financial Planner	San Diego, Ca	Aug 4, 2026	18 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

M•••••• B•••• G•••••• to A•••• P•••• A•••••••
Mar 30, 2016 · Other

Joined, latest

J•••• J••••• T••••••• from S••••••••• A•••••• A•••••••• I•••
Jul 9, 2025 · Affiliated broker-dealer or bank to independent RIA
A•••••• L••••••• S••••• from C••••• A•••••• N••••••• L••
May 23, 2025 · Other
J••••• A•••• T••••••• from S••••••••• A•••••• A•••••••• I•••
Aug 18, 2021 · Other
M•••••• B•••• G•••••• from S••••••••• A•••••• A•••••••• I•••
May 5, 2014 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

S•••••• A••••••• L••••••• · Chief Compliance Officercontrol
since 07/2024 · owns 25% to 50%
T•••••••• J•••••• A•••• · Founder/Financial A••••••control
since 04/2014 · owns 25% to 50%
L••••• J•••• J• · Client Service Manager
since 01/2023 · owns less than 5%
O••••••• A••••••••• E••••• · Secretary
since 01/2023 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
San Diego, Ca · principal	7	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Apr 16, 2026
RAUM (Item 5.F) moved from $341,552,988 to $489,021,251 (+43.0%) between the annual amendments of 2025-03-11 and 2026-04-16; the peer median change was +15.0% (4549 comparable advisers, 94.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,549) · 94% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 251-500 to 251-500
May 8, 2026 to Sep 10, 2026
Related adviser · false to unset
May 8, 2026 to Sep 10, 2026
Related bank · false to unset
May 8, 2026 to Sep 10, 2026
Related broker-dealer · false to unset
May 8, 2026 to Sep 10, 2026
Related insurance company · false to unset
May 8, 2026 to Sep 10, 2026
Succession · false to unset
May 8, 2026 to Sep 10, 2026
Accounts · 1,012 to 1,279
Oct 15, 2025 to Mar 9, 2026
Advisory employees · 7 to 6
Oct 15, 2025 to Mar 9, 2026
Charity clients · 4 to 5
Oct 15, 2025 to Mar 9, 2026
HNW clients · 115 to 150
Oct 15, 2025 to Mar 9, 2026
Individual clients · 312 to 311
Oct 15, 2025 to Mar 9, 2026
Employees · 7 to 6
Oct 15, 2025 to Mar 9, 2026
State-registered IARs · 7 to 6
Oct 15, 2025 to Mar 9, 2026
Discretionary RAUM · $342M to $489M
Oct 15, 2025 to Mar 9, 2026
HNW RAUM · $218M to $350M
Oct 15, 2025 to Mar 9, 2026
Individual RAUM · $116M to $131M
Oct 15, 2025 to Mar 9, 2026
RAUM · $342M to $489M
Oct 15, 2025 to Mar 9, 2026
Accounts · 1,096 to 1,012
Oct 16, 2024 to Mar 11, 2025
Charity clients · 5 to 4
Oct 16, 2024 to Mar 11, 2025
HNW clients · 112 to 115
Oct 16, 2024 to Mar 11, 2025
Individual clients · 339 to 312
Oct 16, 2024 to Mar 11, 2025
Pension plan clients · 1.0 to unset
Oct 16, 2024 to Mar 11, 2025
Financial planning clients · 101-250 to 251-500
Oct 16, 2024 to Mar 11, 2025
State-registered IARs · 6 to 7
Oct 16, 2024 to Mar 11, 2025
Discretionary RAUM · $307M to $342M
Oct 16, 2024 to Mar 11, 2025
HNW RAUM · $193M to $218M
Oct 16, 2024 to Mar 11, 2025
Individual RAUM · $100.0M to $116M
Oct 16, 2024 to Mar 11, 2025
Pension RAUM · 5787395.0 to unset
Oct 16, 2024 to Mar 11, 2025
RAUM · $307M to $342M
Oct 16, 2024 to Mar 11, 2025
Accounts · 1,057 to 1,096
Oct 20, 2023 to Feb 27, 2024
Charity clients · 10 to 5
Oct 20, 2023 to Feb 27, 2024
HNW clients · 86 to 112
Oct 20, 2023 to Feb 27, 2024
Pension plan clients · 2 to 1
Oct 20, 2023 to Feb 27, 2024
State-registered IARs · 7 to 6
Oct 20, 2023 to Feb 27, 2024
Discretionary RAUM · $274M to $307M
Oct 20, 2023 to Feb 27, 2024
HNW RAUM · $152M to $193M
Oct 20, 2023 to Feb 27, 2024
Individual RAUM · $116M to $100.0M
Oct 20, 2023 to Feb 27, 2024
Non-discretionary RAUM · $2.9M to $0
Oct 20, 2023 to Feb 27, 2024
Pension RAUM · $5.0M to $5.8M
Oct 20, 2023 to Feb 27, 2024
RAUM · $277M to $307M
Oct 20, 2023 to Feb 27, 2024

Signals

3 dated events

O•• D••••• A•••••••• I••• reported RAUM $489.0M, up 43% from $341.6M (2025-10-15 to 2026-03-09)
Mar 9, 2026 · RAUM change · derived
Ellen Audrey Coleman (Founder/Financial Advisor) no longer on Schedule A of O•• D••••• A•••••••• I••• (listed 2023-02-20, absent 2023-04-20)
Apr 20, 2023 · Control person left · inference
C•••••• • J•••••• F•••••••• A••••••• filed its initial SEC registration (Form ADV)
Mar 6, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/ONE-D•••••-A••••••S-INCreportedpublic record, Form ADV, Sep 19, 2026
Website: mattcalcagno.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 619-282-3288reportedpublic record, Form ADV, Sep 10, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $69.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026