DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at One Degree Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Joseph Thomason | Securities America Advisors, Inc. BD affiliated | One Degree Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2019 | Jul 9, 2025 (2309 d) |
| Michael Blake Gallion | Securities America Advisors, Inc. other | One Degree Advisors, Inc. no RAUM | Other | Mar 7, 2016 | May 5, 2014 |
| Janice Adele Thompson | Securities America Advisors, Inc. other | One Degree Advisors, Inc. independent RIA | Other | Jun 8, 2015 | Aug 18, 2021 (2263 d) |
| Anthony Lawrence Saffer | Cetera Advisor Networks LLC other | One Degree Advisors, Inc. independent RIA | Other | Apr 30, 2014 | May 23, 2025 (4041 d) |
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4 moves match.