DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• C••••
Legal name F• A•••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Feb 20, 2015 · 20 filings
SEC status approved since Feb 26, 2015
RAUM
$397M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$397M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$79.5M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$397M as of Mar 18, 2026
Mar 3, 2016$169M then
HNW client RAUM$285M as of Mar 18, 2026
Mar 30, 2018$119M then
State-registered IARs (5.B.3)5 as of Mar 18, 2026
Mar 3, 20164 then
Employees (5.A)7 as of Mar 18, 2026
Mar 3, 20164 then
Private funds: no history
RAUM +15% over the last fiscal year+18% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $79.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $513,327derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $395M, 252 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$285M72%
- Individuals$112M28%
- Individual clients
- 172reported
- HNW clients
- 81reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 774reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $395M for 252 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• N•• M•••••••••Certified Financial Planner | West Chester, Pa | May 5, 2014 | 26 y | 2 |
| O••• F•••••• M••••••Certified Financial Planner | West Chester, Pa | May 5, 2014 | 25 y | 4 |
| M•••••• B•••• T••••••Chartered Financial Analyst | West Chester, Pa | May 5, 2014 | 12 y | 0 |
| M••••• T•••••• T•••Certified Financial Planner | West Chester, Pa | Feb 10, 2016 | 13 y | 0 |
| K•••• J•••••Certified Financial Planner | West Chester, Pa | Mar 25, 2021 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• J••••• from V••••••• A•••••••• I•••Mar 25, 2021 · Affiliated broker-dealer or bank to independent RIA
- J•••••• N•• M••••••••• from L•• F•••••••• L••May 5, 2014 · Other
- O••• F•••••• M•••••• from L•• F•••••••• L••May 5, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L•• F•••••••• L••Oct 28, 2015 · West Chester, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• J••••••• N•• · Partnercontrolsince 02/2014 · owns 25% to 50%
- M••••••• O•••• F•••••• · Managing Member, Chief Compliance Officercontrolsince 02/2014 · owns 25% to 50%
- T•••• M•••••• T•••••• · Partnercontrolsince 01/2020 · owns 10% to 25%
- T••••••• M••••••• B•••• · Partnercontrolsince 01/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Chester, Pa · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 717 to 774Jan 15, 2025 to Mar 18, 2026
- HNW clients · 78 to 81Jan 15, 2025 to Mar 18, 2026
- Individual clients · 160 to 172Jan 15, 2025 to Mar 18, 2026
- Assets in custody · $164M to $395MJan 15, 2025 to Mar 18, 2026
- Financial planning clients · 101-250 to 251-500Jan 15, 2025 to Mar 18, 2026
- Discretionary RAUM · $347M to $397MJan 15, 2025 to Mar 18, 2026
- HNW RAUM · $248M to $285MJan 15, 2025 to Mar 18, 2026
- Individual RAUM · $98.5M to $112MJan 15, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $0 to $108,744Jan 15, 2025 to Mar 18, 2026
- RAUM · $347M to $397MJan 15, 2025 to Mar 18, 2026
- Accounts · 653 to 717Feb 6, 2024 to Jan 15, 2025
- HNW clients · 65 to 78Feb 6, 2024 to Jan 15, 2025
- Individual clients · 153 to 160Feb 6, 2024 to Jan 15, 2025
- Assets in custody · $155M to $164MFeb 6, 2024 to Jan 15, 2025
- Financial planning clients · 101-250 to 101-250Feb 6, 2024 to Jan 15, 2025
- Discretionary RAUM · $301M to $347MFeb 6, 2024 to Jan 15, 2025
- HNW RAUM · $200M to $248MFeb 6, 2024 to Jan 15, 2025
- Individual RAUM · $101M to $98.5MFeb 6, 2024 to Jan 15, 2025
- RAUM · $301M to $347MFeb 6, 2024 to Jan 15, 2025
- Accounts · 617 to 653Mar 16, 2023 to Feb 6, 2024
- HNW clients · 62 to 65Mar 16, 2023 to Feb 6, 2024
- Individual clients · 151 to 153Mar 16, 2023 to Feb 6, 2024
- Assets in custody · $115M to $155MMar 16, 2023 to Feb 6, 2024
- Discretionary RAUM · $240M to $301MMar 16, 2023 to Feb 6, 2024
- HNW RAUM · $155M to $200MMar 16, 2023 to Feb 6, 2024
- Individual RAUM · $85.0M to $101MMar 16, 2023 to Feb 6, 2024
- RAUM · $240M to $301MMar 16, 2023 to Feb 6, 2024
- Accounts · 589 to 617Mar 8, 2022 to Mar 16, 2023
- HNW clients · 13 to 62Mar 8, 2022 to Mar 16, 2023
- Individual clients · 190 to 151Mar 8, 2022 to Mar 16, 2023
- Assets in custody · $124M to $115MMar 8, 2022 to Mar 16, 2023
- Discretionary RAUM · $269M to $240MMar 8, 2022 to Mar 16, 2023
- HNW RAUM · $54.7M to $155MMar 8, 2022 to Mar 16, 2023
- Individual RAUM · $214M to $85.0MMar 8, 2022 to Mar 16, 2023
- RAUM · $269M to $240MMar 8, 2022 to Mar 16, 2023
- Accounts · 537 to 589Jan 7, 2021 to Mar 8, 2022
- Advisory employees · 4 to 5Jan 7, 2021 to Mar 8, 2022
- Individual clients · 176 to 190Jan 7, 2021 to Mar 8, 2022
- Assets in custody · $103M to $124MJan 7, 2021 to Mar 8, 2022
- State-registered IARs · 4 to 5Jan 7, 2021 to Mar 8, 2022
Signals
2 dated events
- Theresa Meghan Tait (Partner) appeared on Schedule A of F•••••••• C••••Mar 25, 2020 · Control person joined · fact
- F• A•••••••• L•• filed its initial SEC registration (Form ADV)Feb 20, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@financialcoachgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-887-0452reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FINANCIALC••••reportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/new-wealth-projectreportedpublic record, Form ADV, Sep 18, 2026
- Website
- FINANCIALC••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484-887-0452reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- financialcoachgroup.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- financialcoachgroup.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026