DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Shelter Growth Capital Partners LLC
Latest filing Jul 13, 2026
First filing on the tape Nov 26, 2014 · 28 filings
SEC status approved since Dec 11, 2014
RAUM
$4.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$4.7B as of Jul 13, 2026
Feb 12, 2015$150M then
HNW client RAUM$0 as of Jul 13, 2026
Mar 25, 2025$0 then
State-registered IARs (5.B.3)0 as of Jul 13, 2026
Feb 12, 20150 then
Employees (5.A)49 as of Jul 13, 2026
Feb 12, 201518 then
Private funds8 as of Jul 13, 2026
Feb 12, 20151 then
RAUM +63% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $117MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 41%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +63%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.7B, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B53%
- Insurance companies$1.9B47%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 40reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.7B for 36 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.47 institutional_share=0.41 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Scott Kevin Gasvoda · Chief Financial Officer, Chief Operating Officer, And Directorcontrolsince 11/2014 · owns less than 5%
- Todd Justin Mahoney · Senior Portfolio Manager And Directorcontrolsince 11/2014 · owns less than 5%
- Lawrence Daniel Sparks · Chief Executive Officer, Chief Investment Officer And Directorcontrolsince 11/2014 · owns less than 5%
- Frederick Jay Strauss · Chief Compliance Officer And General Counselcontrolsince 11/2014 · owns less than 5%
- Scott Kevin Gasvoda · Limited Partnercontrolsince 01/2015 · owns 25% to 50% of One Dock Partners, LP
- Lawrence Daniel Sparks · Limited Partnercontrolsince 01/2015 · owns 25% to 50% of One Dock Partners, LP
- Cesare Chris Casciato · Directorsince 01/2015 · owns less than 5%
Entity owners
- Sgcp Holdco LLC · Sole Shareholderdirect · owns 75% or more
- One Dock Partners, LP · Memberindirect · owns 50% to 75% of Sgcp Holdco LLC
Related persons
Schedule D 7.A
- Shelter Growth Cre Gp LLCbankpooled vehicle sponsorn
- Shelter Growth Opportunities Fund Gp LLCbankpooled vehicle sponsorn
- Shelter Growth Residential Mortgage Credit Fund Gp LLCbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 19.0% to 41.0% between the annual amendments of 2025-03-25 and 2026-03-31peers: other advisers, $1B to $5B (247)
What changed
consecutive filings, newest first
- Accounts · 37 to 40May 9, 2025 to Mar 31, 2026
- Pooled vehicle clients · 35 to 34May 9, 2025 to Mar 31, 2026
- Assets in custody · $2.3B to $2.7BMay 9, 2025 to Mar 31, 2026
- Employees · 43 to 49May 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.9B to $4.7BMay 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.3B to $2.2BMay 9, 2025 to Mar 31, 2026
- RAUM · $2.9B to $4.7BMay 9, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 25, 2025 to May 9, 2025
- Accounts · 35 to 37Mar 27, 2024 to Mar 25, 2025
- Advisory employees · 9 to 10Mar 27, 2024 to Mar 25, 2025
- Pooled vehicle clients · 34 to 35Mar 27, 2024 to Mar 25, 2025
- Assets in custody · $2.6B to $2.3BMar 27, 2024 to Mar 25, 2025
- Employees · 33 to 43Mar 27, 2024 to Mar 25, 2025
- Private funds · 11 to 8Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $2.8B to $2.9BMar 27, 2024 to Mar 25, 2025
- HNW RAUM · unset to 0.0Mar 27, 2024 to Mar 25, 2025
- Individual RAUM · unset to 0.0Mar 27, 2024 to Mar 25, 2025
- Pension RAUM · unset to 0.0Mar 27, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $2.6B to $2.3BMar 27, 2024 to Mar 25, 2025
- RAUM · $2.8B to $2.9BMar 27, 2024 to Mar 25, 2025
- Accounts · 33 to 35May 1, 2023 to Mar 27, 2024
- Advisory activities · 1 to 2May 1, 2023 to Mar 27, 2024
- Pooled vehicle clients · 32 to 34May 1, 2023 to Mar 27, 2024
- Assets in custody · $1.7B to $2.6BMay 1, 2023 to Mar 27, 2024
- Private funds · 10 to 11May 1, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.7B to $2.8BMay 1, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.7B to $2.6BMay 1, 2023 to Mar 27, 2024
- RAUM · $1.7B to $2.8BMay 1, 2023 to Mar 27, 2024
- Accounts · 30 to 33Mar 22, 2022 to Mar 30, 2023
- Pooled vehicle clients · 30 to 32Mar 22, 2022 to Mar 30, 2023
- Assets in custody · $1.3B to $1.7BMar 22, 2022 to Mar 30, 2023
- Employees · 35 to 33Mar 22, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.3B to $1.7BMar 22, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.3B to $1.7BMar 22, 2022 to Mar 30, 2023
- RAUM · $1.3B to $1.7BMar 22, 2022 to Mar 30, 2023
- Accounts · 21 to 30Jan 6, 2022 to Mar 22, 2022
- Pooled vehicle clients · 21 to 30Jan 6, 2022 to Mar 22, 2022
- Assets in custody · $751M to $1.3BJan 6, 2022 to Mar 22, 2022
- Employees · 30 to 35Jan 6, 2022 to Mar 22, 2022
- Private funds · 8 to 10Jan 6, 2022 to Mar 22, 2022
Signals
10 dated events
- Shelter Growth Capital Partners Llc reported RAUM $4.7B, up 63% from $2.9B (2025-05-09 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Shelter Growth Capital Partners Llc reported RAUM $2.8B, up 65% from $1.7B (2023-05-01 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Shelter Growth Capital Partners Llc reported RAUM $1.7B, up 27% from $1.3B (2022-03-22 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Shelter Growth Capital Partners Llc reported RAUM $1.3B, up 80% from $751.1M (2022-01-06 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- Shelter Growth Capital Partners Llc reported RAUM $751.1M, down 81% from $4.0B (2021-01-22 to 2021-03-15)Mar 15, 2021 · RAUM change · derived
- Craig Aaron Eagerman (Chief Operating Officer) no longer on Schedule A of Shelter Growth Capital Partners Llc (listed 2020-06-23, absent 2021-01-22)Jan 22, 2021 · Control person left · inference
- Craig Aaron Eagerman (Chief Operating Officer) appeared on Schedule A of Shelter Growth Capital Partners LlcMar 23, 2020 · Control person joined · fact
- Shelter Growth Capital Partners Llc reported RAUM $4.2B, up 53% from $2.8B (2018-11-15 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Shelter Growth Capital Partners Llc reported RAUM $2.8B, up 43% from $1.9B (2017-03-29 to 2018-01-31)Jan 31, 2018 · RAUM change · derived
- Sgcp Advisors filed its initial SEC registration (Form ADV)Nov 26, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Shelter Growth Capital Partners LLC · Independent Sponsorsshared crd · capital_provider
- Shelter Growth Capital Partners LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/10149607reportedpublic record, Form ADV, Sep 17, 2026
- Website
- SHELTERGROWTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-355-6100reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026