DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•••••• G••••• O••••••••• M••••• F••• L•

Gross asset value
$3.2B
as of Jan 22, 2021; not a fund size
Peak GAV
$3.7B
highest filing
Owners
245
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
50%
fund-of-funds interests
Non-US owners
67%
Reported
17 filings
Feb 12, 2015 to Jan 22, 2021
Reporting history
one row per Form ADV filing
Gross asset value$3.2B as of Jan 22, 2021
Feb 12, 2015$12.6M then
Owners245 as of Jan 22, 2021
Feb 12, 20151 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-249185reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of New York
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Clearing Corp.
    New York, New York
  • Wells Fargo Bank, N.A.
    Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
5.0%reportedadviser and related persons