DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Silverpeak Wealth Advisors
Legal name Silverpeak Wealth Advisors, LLC
Latest filing Feb 25, 2026
First filing on the tape Feb 12, 2020 · 13 filings
SEC status approved since Mar 16, 2020
RAUM
$177M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$177M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$88.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$177M as of Feb 25, 2026
Mar 18, 2021$114M then
HNW client RAUM$157M as of Feb 25, 2026
Mar 18, 2021$90.5M then
State-registered IARs (5.B.3)2 as of Feb 25, 2026
Mar 18, 20213 then
Employees (5.A)3 as of Feb 25, 2026
Mar 18, 20214 then
Private funds: no history
RAUM +8.5% over the last fiscal year+9.2% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $88.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $416,369derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $30.7M, 35 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M89%
- Individuals$20.4M11%
- Individual clients
- 77reported
- HNW clients
- 56reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 426reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.7M for 35 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Henry Melville Nicholson | Boulder, Co | May 29, 2014 | 33 y | 1 |
| Kirsten Elizabeth RoeberCertified Financial Planner | Boulder, Co | Sep 6, 2018 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Kirsten Elizabeth Roeber from Colorado Capital ManagementSep 6, 2018 · RIA to RIA
- Henry Melville Nicholson from Colorado Capital ManagementMay 29, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Margaret Jacques · Co-Presidentcontrolsince 09/2018 · owns 25% to 50%
- Melville Henry Nicholson · Co-Presidentcontrolsince 09/2018 · owns 25% to 50%
- Elizabeth Kirsten Roeber · Portfolio Manager & Chief Compliance Officercontrolsince 09/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boulder, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 458 to 426Sep 19, 2025 to Feb 25, 2026
- Advisory employees · 3 to 2Sep 19, 2025 to Feb 25, 2026
- HNW clients · 54 to 56Sep 19, 2025 to Feb 25, 2026
- Individual clients · 90 to 77Sep 19, 2025 to Feb 25, 2026
- Assets in custody · $4.4M to $30.7MSep 19, 2025 to Feb 25, 2026
- Employees · 4 to 3Sep 19, 2025 to Feb 25, 2026
- State-registered IARs · 3 to 2Sep 19, 2025 to Feb 25, 2026
- Discretionary RAUM · $164M to $177MSep 19, 2025 to Feb 25, 2026
- HNW RAUM · $142M to $157MSep 19, 2025 to Feb 25, 2026
- Individual RAUM · $22.0M to $20.4MSep 19, 2025 to Feb 25, 2026
- RAUM · $164M to $177MSep 19, 2025 to Feb 25, 2026
- Accounts · 503 to 458Mar 22, 2024 to Apr 30, 2025
- Advisory employees · 4 to 3Mar 22, 2024 to Apr 30, 2025
- HNW clients · 53 to 54Mar 22, 2024 to Apr 30, 2025
- Individual clients · 91 to 90Mar 22, 2024 to Apr 30, 2025
- Assets in custody · $5.0M to $4.4MMar 22, 2024 to Apr 30, 2025
- Financial planning clients · unset to Mar 22, 2024 to Apr 30, 2025
- Discretionary RAUM · $151M to $164MMar 22, 2024 to Apr 30, 2025
- HNW RAUM · $126M to $142MMar 22, 2024 to Apr 30, 2025
- Individual RAUM · $25.1M to $22.0MMar 22, 2024 to Apr 30, 2025
- RAUM · $151M to $164MMar 22, 2024 to Apr 30, 2025
- Accounts · 482 to 503Nov 1, 2023 to Mar 22, 2024
- Advisory employees · 3 to 4Nov 1, 2023 to Mar 22, 2024
- HNW clients · 46 to 53Nov 1, 2023 to Mar 22, 2024
- Individual clients · 94 to 91Nov 1, 2023 to Mar 22, 2024
- Assets in custody · $4.2M to $5.0MNov 1, 2023 to Mar 22, 2024
- Discretionary RAUM · $136M to $151MNov 1, 2023 to Mar 22, 2024
- HNW RAUM · $108M to $126MNov 1, 2023 to Mar 22, 2024
- Individual RAUM · $28.3M to $25.1MNov 1, 2023 to Mar 22, 2024
- RAUM · $136M to $151MNov 1, 2023 to Mar 22, 2024
- Accounts · 416 to 482Apr 18, 2022 to Feb 17, 2023
- Individual clients · 91 to 94Apr 18, 2022 to Feb 17, 2023
- Assets in custody · unset to 4194429.0Apr 18, 2022 to Feb 17, 2023
- Custody of client assets · false to trueApr 18, 2022 to Feb 17, 2023
- Employees · 3 to 4Apr 18, 2022 to Feb 17, 2023
- Discretionary RAUM · $151M to $136MApr 18, 2022 to Feb 17, 2023
- HNW RAUM · $111M to $108MApr 18, 2022 to Feb 17, 2023
- Individual RAUM · $40.1M to $28.3MApr 18, 2022 to Feb 17, 2023
- RAUM · $151M to $136MApr 18, 2022 to Feb 17, 2023
- Accounts · 390 to 416Aug 25, 2021 to Feb 15, 2022
Signals
1 dated events
- Silverpeak Wealth Advisors filed its initial SEC registration (Form ADV)Feb 12, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@silverpeakwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- denham@silverpeakwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-465-5055reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-465-5333reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/silverpeak-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- silverpeakwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (720) 465-5055reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- silverpeakwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- silverpeakwealth.com/why-silverpeak-wealth/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026