DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• I•••
Latest filing Sep 1, 2026
First filing on the tape Aug 8, 2014 · 27 filings
SEC status approved since Sep 15, 2014
RAUM
$780M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$780M as of Mar 30, 2026
Mar 26, 2015$496M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20150 then
Employees (5.A)31 as of Mar 30, 2026
Mar 26, 20157 then
Private funds7 as of Mar 30, 2026
Mar 26, 20155 then
RAUM -35% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $26.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $575M, 30 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$780M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 30reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $575M for 30 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• L• | Real Estate Fund | $581M | 36 | Mar 3, 2015 |
| S•••••• E•••••••• V••••••• L•••••• | Private Equity Fund | $369M | 30 | Mar 30, 2016 |
| S•••••• R••• E••••• S•••••• S••••••••• O••••••••• F•••• L• | Real Estate Fund | $126M | 21 | Mar 31, 2023 |
| S•••••• S•••••• H•••••• I••••••••• P••••••••• I•• L• | Real Estate Fund | $32.9M | 10 | Mar 28, 2018 |
| S•••••• S••••••• O••••• P••••••••• L• | Real Estate Fund | $23.0M | 29 | Mar 30, 2017 |
| S•••••• E•••• L••••••• A•••••••• L•no longer reported | Private Equity Fund | $16.1M | 3 | Mar 29, 2019 |
| S•••••• S•••••• H•••••• I••••••••• P••••••••• I• L• | Real Estate Fund | $14.4M | 22 | Mar 30, 2016 |
| F• T•••••• L••no longer reported | Private Equity Fund | $10.1M | 49 | Aug 8, 2014 |
| S•••••• P•••••••• H••••••• L•••••• | Private Equity Fund | $4.9M | 29 | Mar 31, 2022 |
| S•••••• S••••• C••• I••••••••• P••••••••• V•• L• | Real Estate Fund | $2.5M | 57 | Mar 30, 2016 |
| S•••••• S••••••••• C••• I••••••••• P••••••••• V••• L•no longer reported | Real Estate Fund | $1.6M | 54 | Mar 30, 2016 |
| S•••••• S•••••• H•••••• D••••••••• I••••••••• P••••••••• I• L• | Real Estate Fund | $1.3M | 11 | Mar 30, 2017 |
| S•••••• S••••• C••• I••••••••• P••••••••• V• L• | Real Estate Fund | $92,066 | 35 | Aug 8, 2014 |
| S•••••• S••••• C••• I••••••••• P••••••••• I• C•• L• | Real Estate Fund | $27,500 | 18 | Aug 8, 2014 |
| S•••••• S••••• C••• I••••••••• P••••••••• I• P•• L•no longer reported | Real Estate Fund | $2,606 | 30 | Aug 8, 2014 |
| S•••••• S••••• C••• I••••••••• P••••••••• V•••• L•no longer reported | Real Estate Fund | $0 | 33 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• J•••••• F•••••••• · Chief Investment Officercontrolsince 01/2015 · owns less than 5%
- C••••••• R••••••• E••••• · Director, Chief Financial Officercontrolsince 03/2022 · owns less than 5%
- D•••••• S•••• M•••••• · Director, Chief Compliance Officer, Chief Legal Officercontrolsince 03/2022 · owns less than 5%
- D•••••••• Z•••• M•••••• H•••••• · Directorcontrolsince 06/2017 · owns less than 5%
- F••••••• C••••••••• P•••••• · S••••• Partner, Head Of Strategic Initiatives And Business D•••••••••controlsince 03/2023 · owns less than 5%
- R•••••• F••••• · S••••• Partner, Head Of Investmentscontrolsince 09/2023 · owns less than 5%
- R•••••• S•••• · S••••• Partner, Global Managing Partnercontrolsince 03/2023 · owns less than 5%
- B•••••••• K••••• A••••••• · Sole Shareholdercontrolsince 06/2006 · owns 75% or more of K• G•••• H••••••• L•••
- B•••••••• K••••• A••••••• · Director And Chief Executive Officercontrolsince 06/2009 · owns F of S•••••• L••••••
- B•••••••• M•••••••• A••••••• · Sole Shareholdercontrolsince 03/2015 · owns 75% or more of M• H••••••• L••••••
Entity owners
- S•••••• C•••••••• H••••••• L•••••• · Sole Shareholderdirect · owns 75% or more
- B••••••• I••••••••• G•••• · Shareholderindirect · owns 25% to 50% of S•••••• L••••••
- K• G•••• H••••••• L•••••• · Memberindirect · owns 25% to 50% of B••••••• I••••••••• G••••
- K• G•••• H••••••• L••• · Shareholderindirect · owns 25% to 50% of S•••••• L••••••
- M• H••••••• L•••••• · Memberindirect · owns 25% to 50% of B••••••• I••••••••• G••••
- S•••••• L•••••• · Sole Shareholderindirect · owns 75% or more of S•••••• C•••••••• H••••••• L••••••
Related persons
Schedule D 7.A
- F• D••••• G•••••• P••••••• L••pooled vehicle sponsorn
- S•••••• •••••• L••••••investment advisern
- S•••••• E•••••••• V••••••• G• L••••••pooled vehicle sponsorn
- S•••••• G•••••••• G• L••••••pooled vehicle sponsory
- S•••••• I••••••• C•••••• I••••••• I••••••••• G•• L••pooled vehicle sponsory
- S•••••• I••••••• C•••••• I••••••• I••••••••• M••••••••• L••investment advisern
- S•••••• R••• E••••• S•••••• S••••••••• O••••••••• F••• C••••• G• L••••••pooled vehicle sponsorn
- S•••••• R••• E••••• S•••••• S••••••••• O••••••••• G•• L••pooled vehicle sponsorn
- S•••••• S•••• V• G• L••pooled vehicle sponsory
- S•••••• S••• U• F••••• G• L••pooled vehicle sponsory
- S•••••• G• L••••••pooled vehicle sponsorn
- S•••• V• O••••••• F••••• G• L••••••pooled vehicle sponsorn
- S••••• I• G• L••pooled vehicle sponsory
- S•••• I• G•• L••pooled vehicle sponsory
- S•••• I• G• L••••••pooled vehicle sponsory
- S•••• I• G• L••pooled vehicle sponsory
- S••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $1,192,567,869 to $779,803,791 (-35.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +8.0% (672 comparable advisers, 4.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 4.5% percentile
What changed
consecutive filings, newest first
- Accounts · 44 to 30Mar 30, 2026 to Sep 1, 2026
- Pooled vehicle clients · 44 to 30Mar 30, 2026 to Sep 1, 2026
- Financial planning clients · to unsetMar 30, 2026 to Sep 1, 2026
- Private funds · 7 to unsetMar 30, 2026 to Sep 1, 2026
- Succession · false to unsetMar 30, 2026 to Sep 1, 2026
- Assets in custody · $1.2B to $575MMar 31, 2025 to Mar 30, 2026
- Employees · 33 to 31Mar 31, 2025 to Mar 30, 2026
- Private funds · 8 to 7Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.2B to $780MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.2B to $780MMar 31, 2025 to Mar 30, 2026
- RAUM · $1.2B to $780MMar 31, 2025 to Mar 30, 2026
- Accounts · 46 to 44Mar 28, 2024 to Mar 31, 2025
- BD registered reps · 0 to 1Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 46 to 44Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $1.2B to $1.2BMar 28, 2024 to Mar 31, 2025
- Employees · 35 to 33Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 9 to 8Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.2BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $1.2BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.2B to $1.2BMar 28, 2024 to Mar 31, 2025
- Accounts · 62 to 46Nov 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 62 to 46Nov 30, 2023 to Mar 28, 2024
- Assets in custody · $1.3B to $1.2BNov 30, 2023 to Mar 28, 2024
- Employees · 20 to 35Nov 30, 2023 to Mar 28, 2024
- Private funds · 11 to 9Nov 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.2BNov 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.2BNov 30, 2023 to Mar 28, 2024
- RAUM · $1.3B to $1.2BNov 30, 2023 to Mar 28, 2024
- Accounts · 72 to 62Aug 9, 2022 to Mar 31, 2023
- Advisory employees · 11 to 10Aug 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 72 to 62Aug 9, 2022 to Mar 31, 2023
- Assets in custody · $1.2B to $1.3BAug 9, 2022 to Mar 31, 2023
- Employees · 19 to 20Aug 9, 2022 to Mar 31, 2023
- Private funds · 10 to 11Aug 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.2B to $1.3BAug 9, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.2B to $1.3BAug 9, 2022 to Mar 31, 2023
- RAUM · $1.2B to $1.3BAug 9, 2022 to Mar 31, 2023
- Accounts · 88 to 72Jun 11, 2021 to Mar 31, 2022
- Advisory employees · 13 to 11Jun 11, 2021 to Mar 31, 2022
Signals
29 dated events
- S•••••• I••• reported RAUM $779.8M, down 35% from $1.2B (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- David Andrew Trickett (Partner, Head Of Investments) no longer on Schedule A of S•••••• I••• (listed 2023-11-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- S•••• R••••• (Senior Partner, Global Managing Partner) appeared on Schedule A of S•••••• I•••Mar 28, 2024 · Control person joined · fact
- F••••• R••••• (Senior Partner, Head Of Investments) appeared on Schedule A of S•••••• I•••Mar 28, 2024 · Control person joined · fact
- Pearson Christopher Fazekas (Senior Partner, Head Of Strategic Initiatives And Business Development) appeared on Schedule A of S•••••• I•••Mar 28, 2024 · Control person joined · fact
- Roger Timothy Fuzesi (Managing Director, Real Estate) no longer on Schedule A of S•••••• I••• (listed 2022-08-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- John Rutledge (Member, Safanad Investment Committee) no longer on Schedule A of S•••••• I••• (listed 2022-08-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Lee Martin Edelman (Member, Safanad Investmemt Committee) no longer on Schedule A of S•••••• I••• (listed 2022-08-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- James Daniel Hahn (Chief Financial Officer) no longer on Schedule A of S•••••• I••• (listed 2021-06-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Elliot Richard Cleaver (Director, Chief Financial Officer) appeared on Schedule A of S•••••• I•••Mar 31, 2022 · Control person joined · fact
- Michael Sean Dailey (Director, Chief Compliance Officer, Assistant General Counsel) appeared on Schedule A of S•••••• I•••Mar 31, 2022 · Control person joined · fact
- Shams Hassanali Andrew Vellani (Chief Legal Officer & Chief Compliance Officer) no longer on Schedule A of S•••••• I••• (listed 2021-06-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Darius Sherwin Jannat (Chief Legal Officer, Chief Compliance Officer And Board Of Directors Member) no longer on Schedule A of S•••••• I••• (listed 2021-03-30, absent 2021-06-11)Jun 11, 2021 · Control person left · inference
- James Daniel Hahn (Chief Financial Officer) appeared on Schedule A of S•••••• I•••Jun 11, 2021 · Control person joined · fact
- Shams Hassanali Andrew Vellani (Chief Legal Officer & Chief Compliance Officer) appeared on Schedule A of S•••••• I•••Jun 11, 2021 · Control person joined · fact
- Mark John Benn (Chief Financial Officer And Board Of Directors Member) no longer on Schedule A of S•••••• I••• (listed 2021-03-30, absent 2021-06-11)Jun 11, 2021 · Control person left · inference
- Anthony Christopher Aiken (Managing Director, Real Estate) no longer on Schedule A of S•••••• I••• (listed 2020-03-30, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- S•••••• I••• reported RAUM $1.4B, up 32% from $1.1B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Thaddeus Vincent Pica (Ii) (Managing Partner, Business Development And Board Of Directors Member) no longer on Schedule A of S•••••• I••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Tate Kris Haber (Chief Operating Officer) no longer on Schedule A of S•••••• I••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Salem Abdullah Bahamdan (Sole Shareholder) no longer on Schedule A of S•••••• I••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Abdullah Mohannad Bahamdan (Sole Shareholder) appeared on Schedule A of S•••••• I•••Mar 30, 2020 · Control person joined · fact
- Lee Martin Edelman (Member, Safanad Investmemt Committee) appeared on Schedule A of S•••••• I•••Mar 30, 2020 · Control person joined · fact
- Craig Kahler (Director, Private Equity) no longer on Schedule A of S•••••• I••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- David Wall (Director, Private Equity) no longer on Schedule A of S•••••• I••• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- David Andrew Trickett (Senior Partner, Head Of U.S.) appeared on Schedule A of S•••••• I•••Mar 29, 2019 · Control person joined · fact
- Suliman Lubna Al Olayan (Director) no longer on Schedule A of S•••••• I••• (listed 2019-01-15, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Abdulkareem Abu Alnasr (Director) no longer on Schedule A of S•••••• I••• (listed 2019-01-15, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- S•••••• I••• filed its initial SEC registration (Form ADV)Aug 8, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••• I••• · Independent Sponsorsshared crd · capital_provider
- S•••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S••••••-INCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1-212-468-5600reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S•••••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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